Flaherty & Crumrine Dynamic Preferred & Income Fund Inc — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| STONE BRADFORD S | CFO, VP & TREASURER | Purchase | 2,500 | $19.50 | $48,750 | 26,677 | Dec 20, 2018 |
| CHADWICK ROBERT E | CEO, President | Purchase | 5,000 | $20.00 | $100,000 | 20,000 | Dec 18, 2018 |
| STONE BRADFORD S | CFO, VP & TREASURER | Purchase | 2,400 | $20.38 | $48,912 | 24,177 | Dec 14, 2018 |
| STONE BRADFORD S | CFO, VP & TREASURER | W | 463 | $26.73 | $12,368 | 499 | Dec 5, 2018 |
| STONE BRADFORD S | CFO, VP & TREASURER | Purchase | 1,396 | $21.88 | $30,544 | 21,381 | Oct 10, 2018 |
| STONE BRADFORD S | CFO, VP & TREASURER | W | 463 | $26.73 | $12,368 | 499 | Dec 5, 2017 |
| STONE BRADFORD S | CFO and Treasurer | Purchase | 2,500 | $21.95 | $54,875 | 16,374 | Nov 14, 2016 |
| CHADWICK ROBERT E | CEO, President | Purchase | 5,000 | $21.90 | $109,500 | 15,000 | Nov 14, 2016 |
| STONE BRADFORD S | CFO, VP and Treasurer | Purchase | 500 | $23.91 | $11,955 | 12,274 | Nov 2, 2016 |
| WULF ROBERT F | — | Purchase | 2,085 | $23.16 | $48,289 | 15,576 | Mar 17, 2016 |
| CHADWICK ROBERT E | CEO and President | Other | — | — | — | 10,000 | Nov 30, 2015 |
| Conwell Chad | CCO, Vice President, Secretary | Other | — | — | — | 2,500 | Nov 30, 2015 |
| STONE BRADFORD S | CFO, Vice President, Treasurer | Other | — | — | — | 10,571 | Nov 30, 2015 |
| CRUMRINE DONALD F | — | Other | — | — | — | 12,050 | Nov 30, 2015 |
| ETTINGER ROBERT M | — | Other | — | — | — | 42,011 | Nov 30, 2015 |
| Conwell Chad | CCO, VP and Secretary | Purchase | 500 | $21.97 | $10,985 | 2,500 | Jun 29, 2015 |
| ETTINGER ROBERT M | — | Purchase | 13,658 | $21.88 | $298,837 | 38,594 | Jun 22, 2015 |
| STONE BRADFORD S | CFO, VP & Treasurer | Purchase | 2,000 | $21.90 | $43,800 | 10,144 | Jun 22, 2015 |
| CHADWICK ROBERT E | CEO and President | Purchase | 1,602 | $22.51 | $36,061 | 6,702 | Jun 8, 2015 |
| ETTINGER ROBERT M | President | Purchase | 1,500 | $22.84 | $34,260 | 24,936 | Sep 16, 2014 |
| Hogan Karen Hanovice | — | Purchase | 1,150 | $22.23 | $25,565 | 1,150 | Jul 31, 2014 |
| ETTINGER ROBERT M | President | Purchase | 2,210 | $21.83 | $48,244 | 15,210 | Mar 10, 2014 |
| WULF ROBERT F | — | Purchase | 7,088 | $20.95 | $148,494 | 8,088 | Feb 5, 2014 |
| CRUMRINE DONALD F | Chairman and CEO | Gift | 1,950 | $20.10 | $39,195 | 12,050 | Dec 30, 2013 |
| STONE BRADFORD S | VP and Asst. Treasurer | Purchase | 600 | $19.74 | $11,844 | 5,600 | Nov 22, 2013 |
| ETTINGER ROBERT M | President | Purchase | 300 | $19.91 | $5,973 | 7,600 | Nov 20, 2013 |
| Conwell Chad | CCO, VP and Secretary | Purchase | 1,000 | $19.90 | $19,900 | 2,000 | Nov 20, 2013 |
| GUST MORGAN | — | Purchase | 1,500 | $20.08 | $30,120 | 1,500 | Sep 16, 2013 |
| STONE BRADFORD S | VP and Asst. Treasurer | Purchase | 2,500 | $20.00 | $50,000 | 5,000 | Sep 13, 2013 |
| STONE BRADFORD S | VP and Asst. Treasurer | Purchase | 2,500 | $20.50 | $51,250 | 2,500 | Aug 21, 2013 |
| WULF ROBERT F | — | Purchase | 1,000 | $20.74 | $20,740 | 1,000 | Aug 19, 2013 |
| ETTINGER ROBERT M | President | Purchase | 5,000 | $20.90 | $104,500 | 5,000 | Aug 16, 2013 |
| Conwell Chad | CCO, VP and Secretary | Purchase | 1,000 | $20.90 | $20,900 | 1,000 | Aug 16, 2013 |
| CHADWICK ROBERT E | CFO, VP & Treasurer | Purchase | 5,000 | $20.70 | $103,500 | 5,000 | Aug 16, 2013 |
| CRUMRINE DONALD F | Chief Executive Officer | Purchase | 3,500 | $21.52 | $75,320 | 14,000 | Aug 13, 2013 |
| CRUMRINE DONALD F | Chief Executive Officer | Purchase | 3,500 | $21.52 | $75,320 | 14,000 | Aug 13, 2013 |
| CRUMRINE DONALD F | Chief Executive Officer | Purchase | 10,500 | $21.60 | $226,800 | 10,500 | Aug 12, 2013 |
| CRUMRINE DONALD F | Chief Executive Officer | Purchase | 10,500 | $21.60 | $226,800 | 10,500 | Aug 12, 2013 |
| GALE DAVID | — | Purchase | 2,000 | $25.00 | $50,000 | 2,000 | May 23, 2013 |