WhiteHorse Finance, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Aronson Stuart D | Chief Executive Officer | Purchase | 2,000 | $12.58 | $25,160 | 12,000 | Mar 7, 2018 |
| PUCKETT RICK D | — | Gift | 18,912 | — | — | — | Oct 6, 2017 |
| BOLDUC JOHN | — | Purchase | 2,450 | $10.88 | $26,656 | 27,628 | Nov 7, 2016 |
| BOLDUC JOHN | — | Purchase | 418 | $10.50 | $4,389 | 181,594 | May 13, 2016 |
| BOLDUC JOHN | — | Purchase | 9,866 | $10.49 | $103,494 | 17,230 | May 11, 2016 |
| BOLDUC JOHN | — | Purchase | 9,866 | $10.49 | $103,494 | 174,376 | May 10, 2016 |
| Lombard Gerhard | CFO, Treasurer | Purchase | 1,300 | $9.92 | $12,896 | 5,454 | Mar 7, 2016 |
| SMITH G STACY | — | Purchase | 4,000 | $10.02 | $40,080 | 30,000 | Mar 7, 2016 |
| Carvell James Demus III | Chief Executive Officer | Purchase | 479 | $13.55 | $6,490 | 11,523 | Nov 25, 2015 |
| MNAYMNEH SAMI | — | Purchase | 17,720 | $13.55 | $240,106 | 195,343 | Nov 24, 2015 |
| BOLDUC JOHN | — | Purchase | 28,512 | $13.55 | $386,338 | 157,146 | Nov 24, 2015 |
| TAMER ANTHONY | — | Purchase | 167,340 | $13.55 | $2,267,457 | 8,418,233 | Nov 24, 2015 |
| SMITH G STACY | — | Purchase | 5,600 | $12.34 | $69,104 | 20,600 | Nov 16, 2015 |
| SMITH G STACY | — | Purchase | 4,137 | $12.28 | $50,802 | 15,000 | Nov 10, 2015 |
| MNAYMNEH SAMI | — | Purchase | 16,000 | $13.55 | $216,800 | 8,250,893 | Oct 16, 2015 |
| TAMER ANTHONY | — | Purchase | 16,000 | $13.55 | $216,800 | 8,250,893 | Oct 16, 2015 |
| MNAYMNEH SAMI | — | Purchase | 7,351 | $13.40 | $98,503 | 8,186,893 | Oct 15, 2015 |
| TAMER ANTHONY | — | Purchase | 16,000 | $13.34 | $213,440 | 8,234,893 | Oct 9, 2015 |
| TAMER ANTHONY | — | Purchase | 7,734 | $12.38 | $95,747 | 8,121,942 | Oct 7, 2015 |
| MNAYMNEH SAMI | — | Purchase | 15,900 | $12.88 | $204,792 | 8,145,142 | Oct 5, 2015 |
| MNAYMNEH SAMI | — | Purchase | 9,100 | $12.11 | $110,201 | 8,108,598 | Oct 1, 2015 |
| TAMER ANTHONY | — | Purchase | 9,100 | $12.63 | $114,933 | 8,090,398 | Sep 25, 2015 |
| TAMER ANTHONY | — | Purchase | 6,671 | $13.09 | $87,323 | 7,999,628 | Sep 24, 2015 |
| MNAYMNEH SAMI | — | Purchase | 8,164 | $13.16 | $107,438 | 8,016,142 | Sep 21, 2015 |
| TAMER ANTHONY | — | Purchase | 7,400 | $12.99 | $96,126 | 7,992,957 | Sep 17, 2015 |
| MNAYMNEH SAMI | — | Purchase | 7,400 | $12.99 | $96,126 | 7,992,957 | Sep 17, 2015 |
| TAMER ANTHONY | — | Purchase | 7,400 | $13.49 | $99,826 | 7,979,493 | Sep 11, 2015 |
| MNAYMNEH SAMI | — | Purchase | 7,400 | $13.27 | $98,198 | 7,992,957 | Sep 11, 2015 |
| TAMER ANTHONY | — | Purchase | 2,900 | $13.16 | $38,164 | 7,957,393 | Sep 9, 2015 |
| MNAYMNEH SAMI | — | Purchase | 2,900 | $13.16 | $38,164 | 7,957,393 | Sep 4, 2015 |
| MNAYMNEH SAMI | — | Purchase | 8,000 | $12.69 | $101,520 | 7,914,563 | Sep 3, 2015 |
| TAMER ANTHONY | — | Purchase | 8,000 | $12.88 | $103,040 | 7,936,663 | Aug 31, 2015 |
| TAMER ANTHONY | — | Purchase | 7,330 | $12.52 | $91,772 | 7,894,863 | Aug 25, 2015 |
| MNAYMNEH SAMI | — | Purchase | 7,330 | $12.52 | $91,772 | 7,894,863 | Aug 25, 2015 |
| MNAYMNEH SAMI | — | Purchase | 7,360 | $12.78 | $94,061 | 7,866,274 | Aug 24, 2015 |
| TAMER ANTHONY | — | Purchase | 6,959 | $12.73 | $88,588 | 7,873,233 | Aug 20, 2015 |
| MNAYMNEH SAMI | — | Purchase | 7,530 | $12.87 | $96,911 | 7,843,514 | Aug 18, 2015 |
| TAMER ANTHONY | — | Purchase | 7,700 | $12.69 | $97,713 | 7,858,914 | Aug 17, 2015 |
| MNAYMNEH SAMI | — | Purchase | 4,280 | $12.45 | $53,286 | 7,835,984 | Aug 13, 2015 |
| TAMER ANTHONY | — | Purchase | 4,280 | $12.45 | $53,286 | 7,835,984 | Aug 12, 2015 |
| DAVIS TOM C | — | Purchase | 4,000 | $11.68 | $46,720 | 8,000 | Dec 15, 2014 |
| BOLDUC JOHN | — | Purchase | 18,717 | $12.59 | $235,647 | 128,634 | Nov 17, 2014 |
| Carvell James Demus III | Chief Executive Officer | Purchase | 2,100 | $12.52 | $26,292 | 10,038 | Nov 14, 2014 |
| BOLDUC JOHN | — | Purchase | 850 | $12.47 | $10,600 | 109,917 | Nov 13, 2014 |
| Lombard Gerhard | Chief Financial Officer | Purchase | 1,600 | $12.49 | $19,984 | 3,598 | Nov 13, 2014 |
| BOLDUC JOHN | — | Purchase | 18,100 | $13.78 | $249,418 | 88,267 | May 20, 2014 |
| DAVIS TOM C | — | Purchase | 4,000 | $13.83 | $55,320 | 4,000 | May 20, 2014 |
| MNAYMNEH SAMI | — | Purchase | 133,334 | $15.00 | $2,000,010 | 133,334 | Dec 10, 2012 |
| Carvell James Demus III | CHIEF EXECUTIVE OFFICER | Purchase | 6,667 | $15.00 | $100,005 | 6,667 | Dec 10, 2012 |
| Underwood Ethan M. | Chief Operating Officer | Purchase | 6,667 | $15.00 | $100,005 | 6,667 | Dec 10, 2012 |