Carlyle Secured Lending, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Boswell Taylor | President & CIO | Purchase | 2,250 | $14.21 | $31,973 | 93,862 | Apr 16, 2021 |
| Bradford Leslie E | — | Purchase | 1,000 | $13.13 | $13,130 | 1,000 | Mar 10, 2021 |
| Pace Linda | CEO | Purchase | 7,072 | $12.87 | $91,017 | 42,574 | Mar 8, 2021 |
| Pace Linda | CEO & President | Purchase | 7,702 | $12.87 | $99,125 | 43,204 | Mar 5, 2021 |
| ANDREWS NIGEL T | — | Other | 903 | — | — | 16,128 | Dec 31, 2020 |
| Boswell Taylor | Chief Investment Officer | Purchase | 22,000 | $9.45 | $207,900 | 89,274 | Nov 9, 2020 |
| Nestor John G. | — | Purchase | 3,000 | $8.75 | $26,250 | 19,800 | Aug 26, 2020 |
| Boswell Taylor | Chief Investment Officer | Purchase | 25,000 | $9.20 | $230,000 | 67,274 | Aug 10, 2020 |
| Pace Linda | CEO & President | Purchase | 10,000 | $6.81 | $68,100 | 34,702 | Mar 17, 2020 |
| Hennigan Thomas M | CFO | Purchase | 14,075 | $7.12 | $100,214 | 43,947 | Mar 16, 2020 |
| Hennigan Thomas M | CFO | Purchase | 15,685 | $9.71 | $152,301 | 26,507 | Mar 13, 2020 |
| Pace Linda | CEO & President | Purchase | 9,984 | $12.77 | $127,496 | 24,702 | Mar 2, 2020 |
| Nestor John G. | — | Purchase | 6,800 | $14.63 | $99,484 | 16,800 | Mar 7, 2019 |
| Hart Michael Anthony | CEO | Purchase | 3,500 | $14.43 | $50,505 | 40,988 | Dec 10, 2018 |
| Rathi Venugopal | Treasurer | Purchase | 1,500 | $14.46 | $21,690 | 2,026 | Dec 10, 2018 |
| Hennigan Thomas M | CFO | Purchase | 1,475 | $14.44 | $21,299 | 10,822 | Dec 10, 2018 |
| Hennigan Thomas M | CFO | Purchase | 1,200 | $15.00 | $18,000 | 9,347 | Dec 7, 2018 |
| Hennigan Thomas M | CFO | Purchase | 800 | $14.92 | $11,936 | 8,147 | Dec 6, 2018 |
| Hart Michael Anthony | CEO | Purchase | 3,250 | $14.96 | $48,620 | 37,488 | Dec 6, 2018 |
| Hart Michael Anthony | CEO | Purchase | 6,500 | $15.64 | $101,660 | 34,238 | Dec 3, 2018 |
| Hart Michael Anthony | CEO | Purchase | 6,500 | $15.47 | $100,555 | 27,738 | Nov 29, 2018 |
| Nestor John G. | — | Purchase | 10,000 | $18.55 | $185,500 | 10,000 | Dec 5, 2017 |
| Mizrachi Orit | COO | Other | 54 | — | — | 2,434 | Jun 9, 2017 |
| Levin Jeffrey | President | Other | 76 | — | — | 15,782 | Jun 9, 2017 |
| Levin Jeffrey | President | Purchase | 1,023 | $18.48 | $18,905 | 15,706 | May 25, 2017 |
| ANDREWS NIGEL T | — | Purchase | 1,593 | $18.48 | $29,439 | 10,100 | May 25, 2017 |
| Merrill Eliot P.S. | — | Purchase | 1,593 | $18.48 | $29,439 | 10,100 | May 25, 2017 |
| Mizrachi Orit | COO | Purchase | 159 | $18.48 | $2,938 | 2,380 | May 25, 2017 |
| Levin Jeffrey | President | Award / Grant | 3,926 | — | — | 14,683 | May 19, 2017 |
| Hart Michael Anthony | CEO | Award / Grant | 7,126 | — | — | 21,238 | May 19, 2017 |
| Rathi Venugopal | CFO | Award / Grant | 102 | — | — | 526 | May 19, 2017 |
| Mizrachi Orit | COO | Award / Grant | 373 | — | — | 2,221 | May 19, 2017 |
| Rathi Venugopal | CFO | Award / Grant | 424 | — | — | 424 | Nov 18, 2016 |
| Hart Michael Anthony | CEO | Award / Grant | 8,476 | — | — | 14,112 | Nov 18, 2016 |
| Levin Jeffrey | President | Award / Grant | 5,254 | — | — | 10,757 | Nov 18, 2016 |
| Mizrachi Orit | COO | Award / Grant | 514 | — | — | 1,848 | Nov 18, 2016 |
| Merrill Eliot P.S. | — | Purchase | 289 | $18.59 | $5,373 | 8,507 | Nov 4, 2016 |
| ANDREWS NIGEL T | — | Purchase | 289 | $18.59 | $5,373 | 8,507 | Nov 4, 2016 |
| Mizrachi Orit | COO | Purchase | 29 | $18.59 | $539 | 1,334 | Nov 4, 2016 |
| Levin Jeffrey | President | Purchase | 185 | $18.59 | $3,439 | 5,503 | Nov 4, 2016 |
| ANDREWS NIGEL T | — | Purchase | 283 | $18.37 | $5,199 | 8,218 | Sep 1, 2016 |
| Mizrachi Orit | COO | Purchase | 28 | $18.37 | $514 | 1,305 | Sep 1, 2016 |
| Levin Jeffrey | President | Purchase | 182 | $18.37 | $3,343 | 5,318 | Sep 1, 2016 |
| Merrill Eliot P.S. | — | Purchase | 283 | $18.37 | $5,199 | 8,218 | Sep 1, 2016 |
| Mizrachi Orit | COO | Purchase | 35 | $18.33 | $642 | 1,277 | Aug 12, 2016 |
| Merrill Eliot P.S. | — | Purchase | 349 | $18.33 | $6,397 | 7,935 | Aug 12, 2016 |
| ANDREWS NIGEL T | — | Purchase | 349 | $18.33 | $6,397 | 7,935 | Aug 12, 2016 |
| Levin Jeffrey | President | Purchase | 224 | $18.33 | $4,106 | 5,136 | Aug 12, 2016 |
| ANDREWS NIGEL T | — | Purchase | 335 | $18.13 | $6,074 | 7,586 | Jun 10, 2016 |
| Mizrachi Orit | COO | Purchase | 34 | $18.13 | $616 | 1,242 | Jun 10, 2016 |