TECOGEN INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LEWIS EARL R | — | Award / Grant | 21 | $0.78 | $16 | 215,021 | Aug 19, 2020 |
| LEWIS EARL R | — | Award / Grant | 3,788 | $0.80 | $3,030 | 207,115 | Aug 18, 2020 |
| LEWIS EARL R | — | Purchase | 11,711 | $0.82 | $9,603 | 111,711 | Jun 8, 2020 |
| LEWIS EARL R | — | Award / Grant | 30,800 | $0.70 | $21,560 | 31,800 | Jun 1, 2020 |
| LEWIS EARL R | — | Award / Grant | 25 | $0.72 | $18 | 80,852 | Jun 1, 2020 |
| HATSOPOULOS JOHN | — | Purchase | 5,000 | $1.00 | $5,000 | 2,314,873 | Apr 23, 2020 |
| Benjamin Locke M. | CEO | Purchase | 2,000 | $1.02 | $2,040 | 5,418 | Apr 21, 2020 |
| PANORA ROBERT A | COO and President | Gift | 12,000 | $2.52 | $30,240 | 138,850 | Nov 14, 2017 |
| Benjamin Locke M. | Co-CEO | Purchase | 2,000 | $2.64 | $5,280 | 3,418 | Nov 14, 2017 |
| HATSOPOULOS JOHN | — | Other | 39,412 | — | — | 3,339,145 | May 23, 2017 |
| MAXWELL CHARLEST | — | Other | 117,321 | — | — | 224,590 | May 23, 2017 |
| Benjamin Locke M. | Co-CEO | Other | 1,418 | — | — | 1,418 | May 23, 2017 |
| HATSOPOULOS JOHN | Co-Chief Executive Officer | Other | 47,338 | — | — | 3,299,733 | May 23, 2017 |
| MAXWELL CHARLEST | — | Purchase | 2,500 | $4.00 | $10,000 | 107,269 | Jan 6, 2017 |
| MAXWELL CHARLEST | — | Purchase | 25,000 | $4.00 | $100,000 | 129,769 | Jan 6, 2017 |
| MAXWELL CHARLEST | — | Purchase | 1,600 | $3.86 | $6,176 | 76,600 | Dec 28, 2016 |
| PANORA ROBERT A | COO and President | Other | 12,500 | — | — | 150,850 | Sep 12, 2016 |
| HATSOPOULOS JOHN | Chief Executive Officer | Gift | 2,135,210 | — | — | — | Jun 3, 2016 |
| HATSOPOULOS JOHN | Chief Executive Officer | Purchase | 127,226 | — | — | 127,226 | Apr 22, 2016 |
| HATSOPOULOS GEORGE N | — | Purchase | 50,890 | — | — | 1,355,541 | Apr 22, 2016 |
| HATSOPOULOS JOHN | Chief Executive Officer | Gift | 593,770 | — | — | — | Jan 6, 2016 |
| GARRISON DAVID A | CFO, Treasurer and Secretary | Purchase | 1,000 | $4.32 | $4,320 | 10,000 | May 28, 2015 |
| GARRISON DAVID A | CFO, Treasurer and Secretary | Purchase | 4,050 | $5.54 | $22,437 | 8,500 | Dec 2, 2014 |
| GARRISON DAVID A | CFO, Treasurer and Secretary | Purchase | 4,450 | $5.74 | $25,543 | 4,450 | Nov 26, 2014 |