Avalo Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Harrell James Archie Jr | Chief Commercial Officer | Purchase | 7,493 | $2.28 | $17,084 | 35,673 | Jun 10, 2021 |
| Wilkins H Jeffrey | Chief Medical Officer | Purchase | 912 | $2.28 | $2,079 | 27,002 | Jun 10, 2021 |
| ARMISTICE CAPITAL, LLC | — | Purchase | 30,000 | $2.20 | $66,000 | 39,078,000 | May 14, 2021 |
| Armistice Capital Master Fund Ltd. | — | C | — | — | — | 38,920,000 | Apr 15, 2021 |
| ARMISTICE CAPITAL, LLC | — | Purchase | 2,500,000 | $2.60 | $6,500,000 | 32,634,285 | Jan 8, 2021 |
| Harrell James Archie Jr | Chief Commercial Officer | Purchase | 171 | $2.28 | $390 | 28,180 | Dec 10, 2020 |
| Sullivan Christopher Ryan | Interim CFO | Purchase | 5,095 | $2.28 | $11,617 | 8,049 | Dec 10, 2020 |
| NEIL GARRY ARTHUR | Chief Scientific Officer | Purchase | 3,599 | $2.28 | $8,206 | 77,680 | Dec 10, 2020 |
| Armistice Capital Master Fund Ltd. | — | Purchase | 20,000 | $2.44 | $48,800 | 30,134,285 | Dec 3, 2020 |
| Boyd Steven | — | Purchase | — | — | — | 30,114,285 | Nov 23, 2020 |
| Boyd Steven | — | Purchase | 100,000 | $2.20 | $220,000 | 30,014,285 | Sep 4, 2020 |
| Sullivan Christopher Ryan | Interim CFO | Purchase | 2,954 | $2.28 | $6,735 | 2,954 | Jun 10, 2020 |
| NEIL GARRY ARTHUR | Chief Scientific Officer | Purchase | 1,799 | $2.28 | $4,102 | 74,081 | Jun 10, 2020 |
| Harrell James Archie Jr | Chief Commercial Officer | Purchase | 6,391 | $2.28 | $14,571 | 28,009 | Jun 9, 2020 |
| COLA MICHAEL F | Chief Executive Officer | Purchase | 100,000 | $2.50 | $250,000 | 175,746 | Jun 9, 2020 |
| Armistice Capital Master Fund Ltd. | — | Purchase | 28,000 | $2.44 | $68,320 | 1,128,000 | Jun 9, 2020 |
| Miller Joseph M | — | Tax Withholding | 4,472 | $3.22 | $14,400 | 40,582 | Jun 8, 2020 |
| Pedder Simon | Executive Chairman of the Bd | Tax Withholding | 20,901 | $2.57 | $53,716 | 241,833 | Apr 9, 2020 |
| ARMISTICE CAPITAL, LLC | — | Purchase | 4,280 | $2.16 | $9,245 | 832,194 | Apr 3, 2020 |
| Boyd Steven | — | Purchase | 26,611 | $2.33 | $62,004 | 827,914 | Mar 27, 2020 |
| ARMISTICE CAPITAL, LLC | — | Purchase | 9,626 | $2.50 | $24,065 | 714,626 | Mar 23, 2020 |
| Armistice Capital Master Fund Ltd. | — | Purchase | — | — | — | 28,160,605 | Mar 19, 2020 |
| Boyd Steven | — | Other | — | — | — | 26,209,386 | Mar 16, 2020 |
| Boyd Steven | — | Purchase | 981,282 | $3.98 | $3,905,502 | 29,664,515 | Feb 3, 2020 |
| COLA MICHAEL F | Chief Executive Officer | Award / Grant | 75,746 | — | — | 75,746 | Feb 3, 2020 |
| NEIL GARRY ARTHUR | Chief Medical Officer | Award / Grant | 72,282 | — | — | 72,282 | Feb 3, 2020 |
| Boyd Steven | — | C | 5,000,000 | — | — | 25,683,233 | Jan 24, 2020 |
| Miller Joseph M | Chief Financial Officer | Purchase | 2,598 | $2.85 | $7,404 | 48,777 | Dec 10, 2019 |
| Harrell James Archie Jr | Chief Commercial Officer | Purchase | 3,064 | $2.85 | $8,732 | 11,618 | Dec 10, 2019 |
| Calias Pericles | Chief Scientific Officer | Purchase | 2,913 | $2.85 | $8,302 | 52,462 | Dec 10, 2019 |
| Armistice Capital Master Fund Ltd. | — | Purchase | 1,000,000 | $2.95 | $2,950,000 | 20,683,233 | Sep 4, 2019 |
| Boyd Steven | — | Purchase | 24,591 | $3.23 | $79,429 | 18,483,233 | Aug 29, 2019 |
| Pedder Simon | Executive Chairman of the Bd | Purchase | 6,734 | $2.98 | $20,067 | 262,734 | Aug 27, 2019 |
| Phillips Matthew V | Chief Commercial Officer | Award / Grant | 512,500 | $1.07 | $548,375 | 512,500 | Aug 23, 2019 |
| Boyd Steven | — | Purchase | 473 | $3.50 | $1,656 | 18,439,644 | Aug 16, 2019 |
| ARMISTICE CAPITAL, LLC | — | Purchase | 29,188 | $3.30 | $96,320 | 343,158 | Aug 12, 2019 |
| Calias Pericles | Chief Scientific Officer | Tax Withholding | 3,246 | $4.90 | $15,905 | 49,216 | Jul 16, 2019 |
| Phillips Matthew V | Chief Commercial Officer | Purchase | 523 | $2.85 | $1,491 | 1,020 | Jun 10, 2019 |
| Miller Joseph M | Chief Financial Officer | Purchase | 1,179 | $2.85 | $3,360 | 46,179 | Jun 10, 2019 |
| Harrell James Archie Jr | Exec. VP, Mktg & External Comm | Purchase | 4,398 | $2.85 | $12,534 | 8,554 | Jun 10, 2019 |
| Calias Pericles | Chief Scientific Officer | Purchase | 4,549 | $2.85 | $12,965 | 49,549 | Jun 10, 2019 |
| Miller Joseph M | Chief Financial Officer | Tax Withholding | 3,723 | $4.85 | $18,057 | 45,054 | Jun 7, 2019 |
| Armistice Capital Master Fund Ltd. | — | Purchase | 5,000 | $4.85 | $24,250 | 295,000 | Jun 7, 2019 |
| Boyd Steven | — | Purchase | — | — | — | 18,429,285 | Jun 3, 2019 |
| ARMISTICE CAPITAL, LLC | — | Purchase | 13,800 | $4.91 | $67,758 | 18,414,285 | May 31, 2019 |
| Pedder Simon | Executive Chairman of the Bd | Award / Grant | 250,000 | — | — | 256,000 | May 24, 2019 |
| Calias Pericles | Chief Scientific Officer | Award / Grant | 45,000 | — | — | 45,000 | May 24, 2019 |
| Greenleaf Peter | — | Disposition | 300,000 | — | — | 112,500 | May 24, 2019 |
| Armistice Capital Master Fund Ltd. | — | Purchase | 11,400 | $5.01 | $57,114 | 18,359,785 | May 24, 2019 |
| ARMISTICE CAPITAL, LLC | — | Purchase | — | — | — | 18,334,285 | May 17, 2019 |