ALKALINE WATER Co INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| RAUCH DAVID ERIC | — | Award / Grant | 3,333 | — | — | 3,333 | May 16, 2023 |
| GUARINO DAVID | CFO, Secretary and Treasurer | Award / Grant | 8,333 | — | — | 177,286 | May 16, 2023 |
| LAZARAN FRANK | — | Award / Grant | 16,666 | — | — | 79,666 | May 16, 2023 |
| CHESSMAN FRANK THOMAS | CEO and President | Award / Grant | 16,666 | — | — | 53,333 | May 16, 2023 |
| SUDANO BRIAN | — | Award / Grant | 3,333 | — | — | 13,333 | May 16, 2023 |
| LAZARAN FRANK | — | Award / Grant | 555 | — | — | 63,000 | Apr 30, 2023 |
| RAUCH DAVID ERIC | — | Purchase | 80,000 | $0.25 | $20,000 | 80,000 | Nov 23, 2022 |
| GUARINO DAVID | CFO Secretary Treasurer | Award / Grant | 125,000 | — | — | 2,534,300 | Nov 16, 2022 |
| LAZARAN FRANK | President and CEO | Award / Grant | 250,000 | — | — | 936,666 | Nov 16, 2022 |
| KEAY AARON | — | Award / Grant | 375,000 | — | — | 1,125,000 | Nov 16, 2022 |
| SUDANO BRIAN | — | Award / Grant | 50,000 | — | — | 150,000 | Nov 16, 2022 |
| KEAY AARON | — | Option Exercise | 1,000,000 | $0.46 | $460,000 | 2,000,000 | Aug 29, 2022 |
| LAZARAN FRANK | President and CEO | Award / Grant | 500,000 | — | — | 686,666 | Jul 29, 2022 |
| SUDANO BRIAN | — | Award / Grant | 12,500 | — | — | 100,000 | Apr 30, 2022 |
| LAZARAN FRANK | — | Award / Grant | 8,333 | — | — | 186,666 | Apr 30, 2022 |
| SUDANO BRIAN | — | Award / Grant | 25,000 | — | — | 87,500 | Mar 31, 2022 |
| WRIGHT RICHARD A | President VP CEO COO | Award / Grant | 150,000 | — | — | 4,300,000 | Mar 31, 2022 |
| LAZARAN FRANK | — | Award / Grant | 25,000 | — | — | 178,333 | Mar 31, 2022 |
| KEAY AARON | — | Award / Grant | 150,000 | — | — | 750,000 | Mar 31, 2022 |
| GUARINO DAVID | CFO Secretary Treasurer | Award / Grant | 100,000 | — | — | 2,409,300 | Mar 31, 2022 |
| WRIGHT RICHARD A | President VP CEO COO | Award / Grant | 400,000 | — | — | 4,150,000 | Jan 15, 2022 |
| LAZARAN FRANK | — | Award / Grant | 50,000 | — | — | 153,333 | Jan 15, 2022 |
| KEAY AARON | — | Award / Grant | 400,000 | — | — | 600,000 | Jan 15, 2022 |
| SUDANO BRIAN | — | Award / Grant | 50,000 | — | — | 62,500 | Jan 15, 2022 |
| GUARINO DAVID | CFO Secretary Treasurer | Award / Grant | 300,000 | — | — | 2,309,300 | Jan 15, 2022 |
| LAZARAN FRANK | — | C | 15,000 | — | — | 103,333 | Dec 21, 2021 |
| LAZARAN FRANK | — | C | 50,000 | — | — | 88,333 | Sep 30, 2021 |
| KEAY AARON | — | C | 1,000,000 | — | — | 1,000,000 | Sep 30, 2021 |
| LAZARAN FRANK | — | C | 50,000 | — | — | 88,333 | Sep 30, 2021 |
| WRIGHT RICHARD A | President VP CEO COO | Disposition | 5,000 | $1.84 | $9,200 | 3,894,900 | Sep 1, 2021 |
| WRIGHT RICHARD A | President VP CEO COO | Award / Grant | 200,000 | — | — | 3,900,000 | Apr 30, 2021 |
| GUARINO DAVID | CFO Secretary Treasurer | Award / Grant | 100,000 | — | — | 2,009,300 | Apr 30, 2021 |
| LAZARAN FRANK | — | Award / Grant | 8,333 | — | — | 38,333 | Apr 30, 2021 |
| KEAY AARON | — | Award / Grant | 200,000 | — | — | 200,000 | Apr 30, 2021 |
| SUDANO BRIAN | — | Award / Grant | 12,500 | — | — | 12,500 | Apr 30, 2021 |
| LEITCH BRUCE THOMAS | — | Award / Grant | 25,000 | — | — | 25,000 | Apr 30, 2020 |
| GUARINO DAVID | CFO Secretary Treasurer | C | 1,000,000 | — | — | — | Apr 1, 2020 |
| WRIGHT RICHARD A | President VP CEO COO | C | 1,500,000 | — | — | 3,700,000 | Apr 1, 2020 |
| WRIGHT RICHARD A | President, VP, CEO and COO | C | 1,500,000 | — | — | — | Jan 13, 2020 |
| GUARINO DAVID | CFO Secretary Treasurer | Other | 50,000 | $0.75 | $37,500 | 909,300 | Apr 19, 2018 |
| LIFEWATER INDUSTRIES, LLC | — | Other | 169,300 | — | — | — | Apr 3, 2018 |
| GUARINO DAVID | CFO Secretary Treasurer | Other | 119,300 | — | — | 859,300 | Apr 3, 2018 |
| LIFEWATER INDUSTRIES, LLC | — | Other | 10,000,000 | — | — | — | Nov 9, 2017 |
| WRIGHT RICHARD A | President VP CEO COO | Other | 169,572 | — | — | 169,572 | Aug 25, 2017 |
| GUARINO DAVID | CFO Secretary Treasurer | Other | 130,000 | — | — | 740,000 | Aug 9, 2017 |
| GUARINO DAVID | CFO Secretary Treasurer | Other | 1,000,000 | — | — | 1,000,000 | May 3, 2017 |
| WRIGHT RICHARD A | President VP CEO COO | Award / Grant | 1,000,000 | — | — | 1,000,000 | Mar 31, 2016 |
| WIN INVESTMENTS, LLC | — | Other | 30,000 | — | — | 346,000 | Dec 10, 2015 |
| Nickolas Steven Paul | President CEO Chairman | Sale | 1,500,000 | — | — | 18,000,000 | Feb 26, 2015 |
| WIN INVESTMENTS, LLC | — | Sale | 1,200,000 | — | — | 20,300,000 | Apr 4, 2014 |