Smart Sand, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KEYSTONE CRANBERRY, LLC | — | Award / Grant | 10,150 | — | — | 485,884 | Feb 14, 2020 |
| Beckelman Lee E | Chief Financial Officer | Award / Grant | 4,099 | — | — | 305,140 | Feb 14, 2020 |
| NEUMANN SUSAN E | SEE REMARKS | Award / Grant | 888 | — | — | 59,033 | Feb 14, 2020 |
| KISZKA ROBERT | Executive VP of Operations | Award / Grant | 4,099 | — | — | 208,095 | Feb 14, 2020 |
| Leonard Colin | — | Award / Grant | 35,715 | — | — | 35,715 | Dec 18, 2019 |
| Feliciano Jose Enrique | — | Award / Grant | 35,715 | — | — | 35,715 | Dec 18, 2019 |
| Clearlake Capital Partners II GP, L.P. | — | Award / Grant | 71,430 | — | — | 10,920,445 | Dec 18, 2019 |
| Pawlenty Timothy | — | Award / Grant | 35,715 | — | — | 82,569 | Dec 18, 2019 |
| Spurlin Sharon | — | Award / Grant | 35,715 | — | — | 74,008 | Dec 18, 2019 |
| SPEAKER ANDREW R | — | Award / Grant | 35,715 | — | — | 1,152,982 | Dec 18, 2019 |
| KEYSTONE CRANBERRY, LLC | — | Award / Grant | 208,333 | — | — | 475,734 | Dec 18, 2019 |
| Beckelman Lee E | Chief Financial Officer | Award / Grant | 119,047 | — | — | 301,041 | Dec 18, 2019 |
| Young James Douglas | SEE REMARKS | Award / Grant | 79,365 | — | — | 125,673 | Dec 18, 2019 |
| YOUNG WILLIAM JOHN | Chief Operating Officer | Award / Grant | 119,047 | — | — | 232,144 | Dec 18, 2019 |
| WHELAN RONALD P | SEE REMARKS | Award / Grant | 79,365 | — | — | 134,488 | Dec 18, 2019 |
| KISZKA ROBERT | Executive VP of Operations | Award / Grant | 79,365 | — | — | 203,996 | Dec 18, 2019 |
| SPEAKER ANDREW R | — | Sale | 20,000 | $2.42 | $48,400 | 1,147,267 | Dec 12, 2019 |
| KISZKA ROBERT | Executive VP of Operations | Award / Grant | 7,968 | — | — | 216,063 | Jul 2, 2019 |
| NEUMANN SUSAN E | SEE REMARKS | Tax Withholding | 292 | $0.93 | $272 | 59,125 | Jul 2, 2019 |
| NEUMANN SUSAN E | SEE REMARKS | Award / Grant | 22,000 | — | — | 58,876 | Jun 30, 2019 |
| Young James Douglas | SEE REMARKS | Tax Withholding | 1,595 | $2.76 | $4,402 | 46,308 | Jun 19, 2019 |
| Leonard Colin | — | Other | 13,962 | — | — | — | Jun 13, 2019 |
| KEYSTONE CRANBERRY, LLC | — | Purchase | 17,500 | $2.86 | $50,050 | 267,401 | Jun 13, 2019 |
| YOUNG WILLIAM JOHN | Chief Operating Officer | Tax Withholding | 4,094 | $3.00 | $12,282 | 113,097 | Jun 10, 2019 |
| KISZKA ROBERT | Executive VP of Operations | Tax Withholding | 4,094 | $3.00 | $12,282 | 124,631 | Jun 10, 2019 |
| NEUMANN SUSAN E | SEE REMARKS | Tax Withholding | 1,295 | $3.00 | $3,885 | 36,876 | Jun 10, 2019 |
| WHELAN RONALD P | SEE REMARKS | Tax Withholding | 2,053 | $3.00 | $6,159 | 55,123 | Jun 10, 2019 |
| KEYSTONE CRANBERRY, LLC | — | Tax Withholding | 4,005 | $3.93 | $15,740 | 249,901 | Apr 30, 2019 |
| Beckelman Lee E | Chief Financial Officer | Tax Withholding | 2,403 | $3.93 | $9,444 | 181,994 | Apr 30, 2019 |
| YOUNG WILLIAM JOHN | Chief Operating Officer | Tax Withholding | 2,724 | $3.93 | $10,705 | 117,191 | Apr 30, 2019 |
| KISZKA ROBERT | Executive VP of Operations | Tax Withholding | 1,816 | $3.93 | $7,137 | 128,725 | Apr 30, 2019 |
| Young James Douglas | SEE REMARKS | Tax Withholding | 1,816 | $3.93 | $7,137 | 47,903 | Apr 30, 2019 |
| WHELAN RONALD P | SEE REMARKS | Tax Withholding | 1,727 | $3.93 | $6,787 | 57,176 | Apr 30, 2019 |
| KISZKA ROBERT | Executive VP of Operations | Tax Withholding | 1,344 | $4.45 | $5,981 | 130,541 | Apr 2, 2019 |
| Beckelman Lee E | Chief Financial Officer | Tax Withholding | 1,216 | $4.45 | $5,411 | 184,397 | Mar 30, 2019 |
| YOUNG WILLIAM JOHN | Chief Operating Officer | Tax Withholding | 1,004 | $4.45 | $4,468 | 119,915 | Mar 30, 2019 |
| NEUMANN SUSAN E | SEE REMARKS | Tax Withholding | 292 | $4.45 | $1,299 | 38,171 | Mar 30, 2019 |
| Beckelman Lee E | Chief Financial Officer | Purchase | 15,800 | $3.18 | $50,244 | 185,613 | Nov 13, 2018 |
| Beckelman Lee E | Chief Financial Officer | Disposition | 15,054 | — | — | 169,813 | Sep 30, 2018 |
| YOUNG WILLIAM JOHN | Chief Operating Officer | Disposition | 6,121 | — | — | 120,919 | Sep 30, 2018 |
| NEUMANN SUSAN E | SEE REMARKS | Award / Grant | 11,000 | — | — | 38,463 | Jun 30, 2018 |
| Young James Douglas | SEE REMARKS | Tax Withholding | 1,603 | $5.88 | $9,426 | 49,719 | Jun 19, 2018 |
| YOUNG WILLIAM JOHN | Chief Operating Officer | Purchase | 1,000 | $5.57 | $5,570 | 127,040 | Jun 15, 2018 |
| CCP MM, LLC | — | Award / Grant | 27,924 | — | — | 10,849,015 | Jun 11, 2018 |
| Clearlake Capital Partners, LLC | — | Award / Grant | 27,924 | — | — | 10,849,015 | Jun 11, 2018 |
| CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. | — | Award / Grant | 27,924 | — | — | 10,849,015 | Jun 11, 2018 |
| Feliciano Jose Enrique | — | Award / Grant | 13,962 | — | — | 10,835,053 | Jun 11, 2018 |
| Leonard Colin | — | Award / Grant | 13,962 | — | — | 13,962 | Jun 11, 2018 |
| Pawlenty Timothy | — | Award / Grant | 13,962 | — | — | 46,854 | Jun 11, 2018 |
| Spurlin Sharon | — | Award / Grant | 13,962 | — | — | 38,293 | Jun 11, 2018 |