Athene Holding Ltd. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Klein Martin P | Executive VP and CFO | Sale | 1,200 | $62.54 | $75,048 | 131,655 | Jun 21, 2021 |
| Borden Robert L | — | Sale | 2,000 | $62.88 | $125,760 | 15,107 | Jun 15, 2021 |
| MCCALL H CARL | — | Sale | 5,555 | $63.00 | $349,965 | 23,186 | Jun 14, 2021 |
| Golden John Leonard | EVP and General Counsel | Sale | 20,000 | $61.96 | $1,239,200 | 51,054 | May 27, 2021 |
| Golden John Leonard | EVP and General Counsel | Sale | 20,000 | $61.83 | $1,236,600 | 71,054 | May 20, 2021 |
| Klein Martin P | Executive VP and CFO | Gift | 2,200 | — | — | 134,655 | May 17, 2021 |
| Golden John Leonard | EVP and General Counsel | Sale | 1,537 | $62.15 | $95,525 | 91,054 | May 12, 2021 |
| Michelini Matthew | — | Sale | 65,000 | $62.30 | $4,049,500 | 63,267 | May 11, 2021 |
| MCCALL H CARL | — | Sale | 4,800 | $62.86 | $301,728 | 28,741 | May 10, 2021 |
| Borden Robert L | — | Sale | 12,000 | $62.99 | $755,880 | 17,107 | May 10, 2021 |
| Golden John Leonard | EVP and General Counsel | Option Exercise | 2,694 | — | — | 102,390 | Mar 1, 2021 |
| Kvalheim Grant | See Remarks | Tax Withholding | 1,738 | $45.59 | $79,235 | 1,641,431 | Mar 1, 2021 |
| Klein Martin P | Executive VP and CFO | Tax Withholding | 2,057 | $45.59 | $93,779 | 136,855 | Mar 1, 2021 |
| WHEELER WILLIAM J | President | Tax Withholding | 3,431 | $45.59 | $156,419 | 517,874 | Mar 1, 2021 |
| Belardi James Richard | Chairman, CEO and CIO | Tax Withholding | 8,346 | $45.59 | $380,494 | 961,537 | Mar 1, 2021 |
| Lohr Gernot | — | Gift | 1,672,719 | — | — | — | Feb 23, 2021 |
| Belardi James Richard | Chairman, CEO and CIO | Award / Grant | 53,604 | — | — | 948,819 | Feb 22, 2021 |
| WHEELER WILLIAM J | President | Disposition | 13,314 | — | — | 521,305 | Feb 15, 2021 |
| Klein Martin P | Executive VP and CFO | Disposition | 8,876 | — | — | 138,912 | Feb 15, 2021 |
| Belardi James Richard | Chairman, CEO and CIO | Disposition | 22,190 | — | — | 895,215 | Feb 15, 2021 |
| Kvalheim Grant | See Remarks | Disposition | 7,544 | — | — | 1,643,169 | Feb 15, 2021 |
| BEILINSON MARC A | — | Award / Grant | 4,010 | — | — | 87,690 | Jan 4, 2021 |
| SWANN LYNN C | — | Award / Grant | 3,573 | — | — | 4,796 | Jan 4, 2021 |
| Ruisi Lawrence | — | Award / Grant | 3,573 | — | — | 58,065 | Jan 4, 2021 |
| Taitz Hope S | — | Award / Grant | 3,573 | — | — | 77,198 | Jan 4, 2021 |
| WRUBEL ARTHUR | — | Award / Grant | 3,573 | — | — | 33,541 | Jan 4, 2021 |
| Puffer Manfred | — | Award / Grant | 3,573 | — | — | 28,524 | Jan 4, 2021 |
| O'Neill Mitra | — | Award / Grant | 3,573 | — | — | 12,796 | Jan 4, 2021 |
| Zeko Fehmi Alexander | — | Award / Grant | 3,573 | — | — | 14,938 | Jan 4, 2021 |
| Leach Brian | — | Award / Grant | 3,573 | — | — | 33,511 | Jan 4, 2021 |
| MCCALL H CARL | — | Award / Grant | 3,573 | — | — | 33,541 | Jan 4, 2021 |
| Borden Robert L | — | Award / Grant | 3,573 | — | — | 29,107 | Jan 4, 2021 |
| Niemann Douglas Bartlett | EVP and Chief Risk Officer | Tax Withholding | 505 | $43.14 | $21,786 | 872 | Jan 4, 2021 |
| Golden John Leonard | EVP and General Counsel | Option Exercise | 1,767 | — | — | 100,362 | Jan 4, 2021 |
| Sondej John Andrew | See Remarks | Option Exercise | 341 | — | — | 1,116 | Jan 4, 2021 |
| Klein Martin P | Executive VP and CFO | Option Exercise | 2,850 | — | — | 150,372 | Jan 4, 2021 |
| Kvalheim Grant | See Remarks | Tax Withholding | 2,546 | $43.14 | $109,834 | 1,650,713 | Jan 4, 2021 |
| WHEELER WILLIAM J | President | Option Exercise | 2,602 | — | — | 530,861 | Jan 4, 2021 |
| Belardi James Richard | Chairman, CEO and CIO | Option Exercise | 4,909 | — | — | 926,588 | Jan 4, 2021 |
| Belardi James Richard | Chairman, CEO and CIO | Purchase | 40,000 | $25.00 | $1,000,000 | 40,000 | Dec 18, 2020 |
| Taitz Hope S | — | Gift | 5,000 | — | — | 73,625 | Dec 14, 2020 |
| SWANN LYNN C | — | Award / Grant | 1,223 | — | — | 1,223 | Oct 1, 2020 |
| Apollo Capital Management GP, LLC | — | Disposition | 605,554 | $35.70 | $21,618,278 | 54,578,634 | Sep 11, 2020 |
| Kvalheim Grant | See Remarks | Purchase | 40,000 | $25.00 | $1,000,000 | 40,000 | Jun 11, 2020 |
| Belardi James Richard | Chairman, CEO and CIO | Purchase | 40,000 | $25.00 | $1,000,000 | 40,000 | Jun 11, 2020 |
| Klein Martin P | Executive VP and CFO | Purchase | 4,000 | $25.25 | $101,000 | 142,449 | Mar 13, 2020 |
| BEILINSON MARC A | — | Purchase | 800 | $22.41 | $17,928 | 10,800 | Mar 13, 2020 |
| Ruisi Lawrence | — | Award / Grant | 2,367 | — | — | 54,492 | Mar 2, 2020 |
| MCCALL H CARL | — | Award / Grant | 2,367 | — | — | 29,968 | Mar 2, 2020 |
| WRUBEL ARTHUR | — | Award / Grant | 2,367 | — | — | 29,968 | Mar 2, 2020 |