Orchid Island Capital, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Haas G Hunter IV | Chief Financial Officer | Tax Withholding | 17,370 | $5.88 | $102,136 | 129,396 | Mar 22, 2021 |
| Cauley Robert E | Chief Executive Officer | Award / Grant | 62,705 | $5.88 | $368,705 | 170,269 | Mar 22, 2021 |
| Haas G Hunter IV | Chief Financial Officer | Option Exercise | 798 | $5.20 | $4,150 | 98,981 | Dec 31, 2020 |
| Cauley Robert E | Chief Executive Officer | Option Exercise | 975 | $5.20 | $5,070 | 107,659 | Dec 31, 2020 |
| Cauley Robert E | Chief Executive Officer | Option Exercise | 975 | $5.20 | $5,070 | 147,577 | Dec 31, 2020 |
| Haas G Hunter IV | Chief Financial Officer | Option Exercise | 798 | $5.05 | $4,030 | 98,474 | Sep 30, 2020 |
| Cauley Robert E | Chief Executive Officer | Option Exercise | 975 | $5.05 | $4,924 | 106,684 | Sep 30, 2020 |
| Haas G Hunter IV | Chief Financial Officer | Option Exercise | 615 | $4.70 | $2,891 | 96,737 | Jun 30, 2020 |
| Cauley Robert E | Chief Executive Officer | Option Exercise | 1,147 | $4.70 | $5,391 | 105,928 | Jun 30, 2020 |
| Cauley Robert E | CEO | Option Exercise | 691 | $2.95 | $2,038 | 102,943 | Apr 1, 2020 |
| Haas G Hunter IV | CFO, CIO and Secretary | Option Exercise | 939 | $2.95 | $2,770 | 96,122 | Apr 1, 2020 |
| Haas G Hunter IV | CFO, CIO and Secretary | Purchase | 2,140 | $3.78 | $8,089 | 81,708 | Mar 16, 2020 |
| Cauley Robert E | CEO | Purchase | 5,000 | $3.80 | $19,000 | 87,252 | Mar 13, 2020 |
| Cauley Robert E | CEO | Option Exercise | 691 | $5.84 | $4,035 | 76,105 | Jan 2, 2020 |
| Haas G Hunter IV | CFO, CIO and Secretary | Option Exercise | 939 | $5.84 | $5,484 | 69,133 | Jan 2, 2020 |
| Cauley Robert E | CEO | Option Exercise | 691 | $5.65 | $3,904 | 74,487 | Oct 2, 2019 |
| Haas G Hunter IV | CFO, CIO and Secretary | Option Exercise | 939 | $5.65 | $5,305 | 68,579 | Oct 2, 2019 |
| Haas G Hunter IV | CFO, CIO and Secretary | Option Exercise | 615 | $6.37 | $3,918 | 66,086 | Jun 30, 2019 |
| Cauley Robert E | CEO | Option Exercise | 1,148 | $6.37 | $7,313 | 74,580 | Jun 30, 2019 |
| Haas G Hunter IV | CFO, CIO and Secretary | Option Exercise | 1,721 | $6.58 | $11,324 | 62,196 | Apr 2, 2019 |
| Cauley Robert E | CEO | Option Exercise | 1,148 | $6.58 | $7,554 | 71,430 | Apr 2, 2019 |
| Cauley Robert E | CEO | Option Exercise | 691 | $6.44 | $4,450 | 68,120 | Dec 31, 2018 |
| Haas G Hunter IV | CFO, CIO and Secretary | Option Exercise | 1,721 | $6.44 | $11,083 | 60,904 | Dec 31, 2018 |
| Cauley Robert E | CEO | Option Exercise | 2,103 | $7.25 | $15,247 | 64,635 | Sep 28, 2018 |
| Haas G Hunter IV | CFO, CIO and Secretary | Option Exercise | 615 | $7.25 | $4,459 | 60,103 | Sep 28, 2018 |
| Bitting W Coleman | — | Purchase | 330 | $7.45 | $2,459 | 20,944 | Sep 12, 2018 |
| Haas G Hunter IV | CFO, CIO and Secretary | Option Exercise | 1,722 | $7.50 | $12,915 | 58,205 | Jun 29, 2018 |
| Cauley Robert E | CEO | Option Exercise | 2,104 | $7.50 | $15,780 | 61,841 | Jun 29, 2018 |
| Cauley Robert E | CEO | Tax Withholding | 3,705 | $7.45 | $27,602 | 59,325 | Apr 6, 2018 |
| Haas G Hunter IV | CFO, CIO and Secretary | Tax Withholding | 2,918 | $7.45 | $21,739 | 56,146 | Apr 6, 2018 |
| Parker Ava L | — | Award / Grant | 1,526 | $7.37 | $11,247 | 8,108 | Apr 3, 2018 |
| Bitting W Coleman | — | Award / Grant | 1,526 | $7.37 | $11,247 | 20,894 | Apr 3, 2018 |
| FILIPPS FRANK P | — | Award / Grant | 1,526 | $7.37 | $11,247 | 27,299 | Apr 3, 2018 |
| Morabito Paula | — | Award / Grant | 1,526 | $7.37 | $11,247 | 5,776 | Apr 3, 2018 |
| Cauley Robert E | CEO | Option Exercise | 691 | $7.33 | $5,065 | 51,554 | Mar 29, 2018 |
| Haas G Hunter IV | CFO, CIO and Secretary | Option Exercise | 337 | $7.33 | $2,470 | 47,337 | Mar 29, 2018 |
| Morabito Paula | — | Award / Grant | 250 | $9.28 | $2,320 | 4,250 | Jan 3, 2018 |
| FILIPPS FRANK P | — | Award / Grant | 1,212 | $9.28 | $11,247 | 25,773 | Jan 3, 2018 |
| Bitting W Coleman | — | Award / Grant | 1,212 | $9.28 | $11,247 | 19,368 | Jan 3, 2018 |
| Parker Ava L | — | Award / Grant | 1,212 | $9.28 | $11,247 | 6,582 | Jan 3, 2018 |
| Cauley Robert E | CEO | Option Exercise | 2,103 | $9.40 | $19,768 | 48,344 | Dec 29, 2017 |
| Haas G Hunter IV | CFO, CIO and Secretary | Option Exercise | 337 | $9.40 | $3,168 | 45,736 | Dec 29, 2017 |
| Bitting W Coleman | — | Award / Grant | 1,104 | $10.19 | $11,250 | 18,156 | Oct 2, 2017 |
| FILIPPS FRANK P | — | Award / Grant | 1,104 | $10.19 | $11,250 | 24,561 | Oct 2, 2017 |
| Parker Ava L | — | Award / Grant | 1,104 | $10.19 | $11,250 | 5,370 | Oct 2, 2017 |
| Haas G Hunter IV | CFO, CIO and Secretary | Tax Withholding | 470 | $10.19 | $4,789 | 45,399 | Sep 29, 2017 |
| Cauley Robert E | CEO | Option Exercise | 2,103 | $10.19 | $21,430 | 44,196 | Sep 29, 2017 |
| Bitting W Coleman | — | Award / Grant | 1,140 | $9.86 | $11,240 | 17,052 | Jul 7, 2017 |
| FILIPPS FRANK P | — | Award / Grant | 1,140 | $9.86 | $11,240 | 23,457 | Jul 7, 2017 |
| Parker Ava L | — | Award / Grant | 1,140 | $9.86 | $11,240 | 4,266 | Jul 7, 2017 |