NYLI MacKay DefinedTerm Muni Opportunities Fund — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DIMELLA ROBERT A | — | Sale | 1 | $14.92 | $11 | — | Nov 25, 2025 |
| DIMELLA ROBERT A | — | Sale | 11,965 | $14.84 | $177,556 | — | Nov 20, 2025 |
| Dowden David | — | Purchase | 3,300 | $14.92 | $49,236 | 3,300 | Jan 17, 2025 |
| Lawlor John J | — | Purchase | 2,000 | $14.74 | $29,480 | 4,500 | Jan 14, 2025 |
| Lawlor John J | — | Purchase | 2,500 | $15.79 | $39,475 | 2,500 | Nov 20, 2024 |
| Denlinger Michael | — | Sale | 0 | $16.67 | $1 | — | Aug 18, 2023 |
| Denlinger Michael | — | Sale | 4,567 | $16.86 | $77,000 | 0 | Aug 7, 2023 |
| Denlinger Michael | — | Sale | 4,326 | $16.95 | $73,326 | 4,548 | Jul 10, 2023 |
| Petty Michael | — | Sale | 0 | $16.21 | $5 | — | Nov 22, 2022 |
| Petty Michael | — | Sale | 1,709 | $16.15 | $27,600 | 0 | Nov 21, 2022 |
| Denlinger Michael | — | Purchase | 855 | $15.75 | $13,466 | 8,544 | Oct 11, 2022 |
| Denlinger Michael | — | Purchase | 3,250 | $17.23 | $55,998 | 7,520 | May 13, 2022 |
| DIMELLA ROBERT A | — | Purchase | 10,000 | $17.90 | $179,000 | 10,000 | Apr 11, 2022 |
| Sprauer Scott | — | Purchase | 2,000 | $17.89 | $35,780 | 2,000 | Apr 11, 2022 |
| Denlinger Michael | — | Purchase | 4,250 | $18.15 | $77,138 | 4,250 | Apr 8, 2022 |
| Hung Yie-Hsin | — | Purchase | 400 | $22.39 | $8,956 | 12,000 | May 21, 2021 |
| Lawlor John J | — | Sale | 3,000 | $22.66 | $67,980 | — | May 12, 2021 |
| PHLEGAR JEFFREY S | — | Sale | 2,500 | $22.87 | $57,175 | — | May 12, 2021 |
| DIMELLA ROBERT A | — | Sale | 5,233 | $22.90 | $119,836 | 4,549 | May 10, 2021 |
| Hung Yie-Hsin | — | Purchase | 11,600 | $21.30 | $247,080 | 11,600 | Mar 19, 2021 |
| CITIGROUP INC | — | Other | 350 | $100,000.00 | $35,000,000 | — | Dec 15, 2020 |
| CITIGROUP INC | — | Other | 350 | $100,000.00 | $35,000,000 | — | Jun 15, 2020 |
| Petty Michael | — | Award / Grant | 503 | $20.94 | $10,537 | 1,503 | May 29, 2020 |
| DIMELLA ROBERT A | — | Award / Grant | 25 | $20.94 | $530 | 9,391 | May 29, 2020 |
| DIMELLA ROBERT A | — | Sale | 2,040 | $21.90 | $44,676 | 9,366 | Jan 15, 2020 |
| Nolan Richard H Jr | — | Purchase | 25,000 | $20.30 | $507,500 | 25,000 | Mar 7, 2019 |
| DIMELLA ROBERT A | — | Sale | 4,936 | $20.03 | $98,868 | 5,960 | Dec 6, 2018 |
| Fisher Stephen P. | President | Award / Grant | 250 | $18.01 | $4,503 | 4,350 | Jan 11, 2017 |
| Sprauer Scott | — | Sale | 1,500 | $20.85 | $31,275 | — | Jul 1, 2016 |
| Dowden David | — | Sale | 1,500 | $20.15 | $30,225 | — | May 6, 2016 |
| LOFFREDO JOHN M | — | Sale | 100 | $20.20 | $2,020 | — | May 5, 2016 |
| New York Life Investment Management Holdings LLC | — | Sale | 6,304 | $18.60 | $117,259 | — | Feb 25, 2015 |
| Lawton Drew | — | Sale | 1 | $17.05 | $16 | — | Apr 21, 2014 |
| Lawton Drew | — | Sale | 5,834 | $17.05 | $99,470 | 1 | Apr 21, 2014 |
| Lawton Drew | — | Sale | 1,235 | $17.08 | $21,094 | 8,635 | Mar 24, 2014 |
| Kim John Y | — | Purchase | 5,000 | $15.85 | $79,250 | 19,900 | Sep 16, 2013 |
| Kim John Y | — | Award / Grant | 5,000 | $15.45 | $77,250 | 14,900 | Aug 20, 2013 |
| Dowden David | — | Award / Grant | 2,500 | $15.43 | $38,575 | 5,000 | Aug 20, 2013 |
| Kim John Y | — | Award / Grant | 2,400 | $15.30 | $36,720 | 2,400 | Aug 19, 2013 |
| DIMELLA ROBERT A | — | Award / Grant | 140 | $15.14 | $2,120 | 11,125 | Aug 15, 2013 |
| Petty Michael | — | Award / Grant | 1,000 | $15.14 | $15,140 | 1,000 | Aug 15, 2013 |
| LOFFREDO JOHN M | — | Award / Grant | 1,000 | $16.39 | $16,390 | 6,000 | Jul 26, 2013 |
| Sprauer Scott | — | Award / Grant | 500 | $16.26 | $8,130 | 1,500 | Jul 26, 2013 |
| Sprauer Scott | — | Award / Grant | 1,000 | $17.15 | $17,150 | 1,000 | Jun 25, 2013 |
| DIMELLA ROBERT A | — | Award / Grant | 2,500 | $17.74 | $44,350 | 7,500 | Jun 12, 2013 |
| Dowden David | — | Award / Grant | 100 | $17.94 | $1,794 | 2,500 | Jun 12, 2013 |
| LOFFREDO JOHN M | — | Award / Grant | 1,000 | $18.45 | $18,450 | 2,000 | Jun 11, 2013 |
| Fisher Stephen P. | President | Award / Grant | 2,000 | $19.19 | $38,380 | 2,000 | May 30, 2013 |
| DIMELLA ROBERT A | — | Award / Grant | 2,500 | $19.00 | $47,500 | 5,000 | May 29, 2013 |
| PHLEGAR JEFFREY S | — | Purchase | 2,500 | $20.00 | $50,000 | 2,500 | Jun 27, 2012 |