Ultragenyx Pharmaceutical Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Sharp Shalini | CFO & Executive Vice President | Tax Withholding | 414 | $57.47 | $23,793 | 55,846 | May 21, 2017 |
| Kassberg Thomas Richard | CBO & EVP | Tax Withholding | 414 | $57.47 | $23,793 | 76,604 | May 21, 2017 |
| KAKKIS EMIL D | President & CEO | Tax Withholding | 1,072 | $57.47 | $61,608 | 431,575 | May 21, 2017 |
| Huizenga Theodore Alan | VP, Controller and PAO | Tax Withholding | 166 | $57.47 | $9,540 | 9,846 | May 21, 2017 |
| Huang Dennis Karl | EVP & Chief Tech Ops Officer | Tax Withholding | 705 | $61.08 | $43,061 | 11,221 | May 5, 2017 |
| Huizenga Theodore Alan | Controller and PAO | Sale | 2,500 | $86.34 | $215,850 | 9,709 | Mar 9, 2017 |
| Sharp Shalini | CFO & Executive Vice President | Sale | 12,000 | $90.10 | $1,081,200 | 55,887 | Mar 2, 2017 |
| Sharp Shalini | CFO & Executive Vice President | Award / Grant | 4,000 | — | — | 55,887 | Mar 1, 2017 |
| Dallas Jayson Donald Alexander | EVP & Chief Commercial Officer | Award / Grant | 4,500 | — | — | 16,960 | Mar 1, 2017 |
| Huang Dennis Karl | EVP & Chief Tech Ops Officer | Award / Grant | 2,000 | — | — | 11,795 | Mar 1, 2017 |
| KAKKIS EMIL D | President & CEO | Award / Grant | 13,000 | — | — | 432,647 | Mar 1, 2017 |
| Kassberg Thomas Richard | CBO & EVP | Award / Grant | 3,000 | — | — | 76,790 | Mar 1, 2017 |
| Parschauer Karah Herdman | EVP and General Counsel | Award / Grant | 2,000 | — | — | 9,500 | Mar 1, 2017 |
| Pinion John Richard | See Remarks | Award / Grant | 2,700 | — | — | 12,495 | Mar 1, 2017 |
| Huizenga Theodore Alan | Controller and PAO | Award / Grant | 1,075 | — | — | 12,209 | Mar 1, 2017 |
| Sharp Shalini | CFO & Executive Vice President | Sale | 12,000 | $80.14 | $961,680 | 51,887 | Feb 27, 2017 |
| Sharp Shalini | CFO & Executive Vice President | Option Exercise | 6,500 | $0.81 | $5,265 | 51,887 | Dec 23, 2016 |
| KAKKIS EMIL D | President & CEO | Gift | 27,500 | — | — | 419,647 | Dec 22, 2016 |
| Aliski William | — | Option Exercise | 6,000 | $21.00 | $126,000 | 65,985 | Dec 5, 2016 |
| Huizenga Theodore Alan | Controller and PAO | Sale | 2,000 | $79.73 | $159,460 | 11,134 | Nov 16, 2016 |
| KAKKIS EMIL D | President & CEO | Sale | 4,180 | $82.36 | $344,265 | 447,347 | Nov 15, 2016 |
| Sharp Shalini | CFO & Executive Vice President | Sale | 3,895 | $71.68 | $279,194 | 51,892 | Nov 9, 2016 |
| Sharp Shalini | CFO & Senior Vice President | Sale | 6,932 | $61.71 | $427,774 | 45,387 | Oct 19, 2016 |
| KAKKIS EMIL D | President & CEO | Sale | 2,345 | $64.41 | $151,041 | 468,947 | Oct 14, 2016 |
| AGARWAL SUNIL | Chief Medical Officer | Tax Withholding | 392 | $66.00 | $25,872 | 9,136 | Aug 19, 2016 |
| KAKKIS EMIL D | President & CEO | Sale | 13,903 | $67.39 | $936,923 | 493,244 | Aug 15, 2016 |
| Dallas Jayson Donald Alexander | See Remarks | Tax Withholding | 940 | $64.24 | $60,386 | 12,460 | Aug 4, 2016 |
| AGARWAL SUNIL | Chief Medical Officer | Tax Withholding | 392 | $50.55 | $19,816 | 10,177 | Jul 21, 2016 |
| Pinion John Richard | See Remarks | Tax Withholding | 705 | $53.17 | $37,485 | 9,795 | Jul 16, 2016 |
| KAKKIS EMIL D | President & CEO | Sale | 6,450 | $51.34 | $331,143 | 507,147 | Jul 15, 2016 |
| Parschauer Karah Herdman | EVP and General Counsel | Award / Grant | 7,500 | — | — | 7,500 | Jun 20, 2016 |
| AGARWAL SUNIL | Chief Medical Officer | Tax Withholding | 392 | $54.99 | $21,556 | 11,219 | Jun 20, 2016 |
| NARACHI MICHAEL | — | Award / Grant | 1,875 | — | — | 1,875 | Jun 9, 2016 |
| Aliski William | — | Award / Grant | 1,875 | — | — | 59,985 | Jun 9, 2016 |
| Ekman Lars | — | Award / Grant | 1,875 | — | — | 1,875 | Jun 9, 2016 |
| Fust Matthew K | — | Award / Grant | 1,875 | — | — | 13,194 | Jun 9, 2016 |
| SIEGALL CLAY B | — | Award / Grant | 1,875 | — | — | 1,875 | Jun 9, 2016 |
| WELCH DANIEL G | — | Award / Grant | 1,875 | — | — | 1,875 | Jun 9, 2016 |
| Pinion John Richard | See Remarks | Award / Grant | 3,000 | — | — | 10,500 | Jun 1, 2016 |
| Dallas Jayson Donald Alexander | See Remarks | Award / Grant | 3,400 | — | — | 13,400 | Jun 1, 2016 |
| Huang Dennis Karl | SVP and Chief Tech Ops Officer | Award / Grant | 3,000 | — | — | 9,795 | Jun 1, 2016 |
| Sharp Shalini | CFO & Senior Vice President | Award / Grant | 4,000 | — | — | 45,387 | Jun 1, 2016 |
| Kassberg Thomas Richard | CBO & Senior Vice President | Award / Grant | 4,000 | — | — | 73,790 | Jun 1, 2016 |
| AGARWAL SUNIL | Chief Medical Officer | Award / Grant | 4,500 | — | — | 11,611 | Jun 1, 2016 |
| KAKKIS EMIL D | President & CEO | Award / Grant | 10,700 | — | — | 527,147 | Jun 1, 2016 |
| Huizenga Theodore Alan | Controller and PAO | Award / Grant | 5,000 | — | — | 9,334 | May 25, 2016 |
| AGARWAL SUNIL | Chief Medical Officer | Sale | 650 | $66.00 | $42,900 | 7,111 | May 24, 2016 |
| Huizenga Theodore Alan | Controller and PAO | Tax Withholding | 166 | $64.01 | $10,626 | 4,334 | May 21, 2016 |
| Kassberg Thomas Richard | CBO & Senior Vice President | Tax Withholding | 414 | $64.01 | $26,500 | 69,790 | May 21, 2016 |
| KAKKIS EMIL D | President & CEO | Tax Withholding | 1,072 | $64.01 | $68,619 | 516,447 | May 21, 2016 |