Ares Dynamic Credit Allocation Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Shaw John Joseph | — | Sale | 2,099 | $14.18 | $29,764 | 10,000 | May 23, 2024 |
| Shaw John Joseph | — | Sale | 20,716 | $12.80 | $265,161 | 30,000 | Aug 16, 2023 |
| SPECTOR BRUCE H | — | Purchase | 10,000 | $14.18 | $141,800 | 35,000 | Mar 17, 2022 |
| Shaw John Joseph | — | Purchase | 26,000 | $15.44 | $401,440 | 60,002 | Jan 25, 2022 |
| SUN LIFE FINANCIAL INC | — | Purchase | 320,000 | $25.00 | $8,000,000 | 560,000 | Sep 15, 2021 |
| Brufsky Seth J | President and CEO / Portfolio | Purchase | 20,000 | $11.31 | $226,200 | 69,137 | May 26, 2020 |
| Shaw John Joseph | — | Sale | 5,150 | $15.78 | $81,267 | 30,002 | Jan 16, 2020 |
| ARES MANAGEMENT LLC | — | Sale | 8,221 | $14.78 | $121,506 | 59 | Oct 15, 2019 |
| SPECTOR BRUCE H | — | Purchase | 10,000 | $13.30 | $133,000 | 25,000 | Dec 24, 2018 |
| Brufsky Seth J | President and CEO | Purchase | 10,000 | $13.39 | $133,900 | 49,137 | Dec 24, 2018 |
| HUNT JAMES KELSO | — | Purchase | 2,000 | $14.77 | $29,540 | 7,000 | Dec 4, 2018 |
| SPECTOR BRUCE H | — | Purchase | 3,720 | $15.63 | $58,144 | 15,001 | Sep 26, 2018 |
| Shaw John Joseph | — | Purchase | 20,000 | $15.56 | $311,200 | 31,461 | Sep 26, 2018 |
| Hall Daniel J | GC, CLO and Secretary | Purchase | 2,500 | $16.00 | $40,000 | 2,500 | Jul 10, 2018 |
| HUNT JAMES KELSO | — | Purchase | 5,000 | $14.97 | $74,850 | 5,000 | Dec 21, 2016 |
| Shaw John Joseph | — | Purchase | 10,000 | $14.98 | $149,800 | 10,000 | Dec 16, 2016 |
| Reiss M. Freddie | — | Purchase | 2,500 | $13.40 | $33,500 | 2,500 | Apr 19, 2016 |
| SACHS DAVID A | — | Purchase | 7,500 | $13.52 | $101,400 | 67,193 | Dec 7, 2015 |
| SACHS DAVID A | — | Purchase | 7,500 | $13.52 | $101,400 | 64,648 | Dec 7, 2015 |
| SACHS DAVID A | — | Other | 13,348 | — | — | 57,148 | Aug 31, 2015 |
| Margolies Gregory A | — | Other | 6,067 | — | — | 21,408 | Aug 31, 2015 |
| SPECTOR BRUCE H | — | Other | 7,281 | — | — | 11,281 | Aug 31, 2015 |
| Eanes John | Vice President | Other | 606 | — | — | 606 | Aug 31, 2015 |
| Ashton Keith | Vice President | Other | 424 | — | — | 1,292 | Aug 31, 2015 |
| RESSLER ANTONY P | — | Other | 168,935 | — | — | 287,157 | Aug 31, 2015 |
| Brufsky Seth J | President and CEO | Other | 17,277 | — | — | 38,910 | Aug 31, 2015 |
| Ashton Keith | Vice President | Purchase | 445 | $15.00 | $6,675 | 1,011 | Aug 17, 2015 |
| Brufsky Seth J | President and CEO | Purchase | 2,500 | $15.37 | $38,425 | 21,489 | Jul 21, 2015 |
| Margolies Gregory A | — | Purchase | 10,000 | $16.70 | $167,000 | 15,341 | Oct 16, 2014 |
| Ashton Keith | Vice President | Purchase | 145 | $18.45 | $2,675 | 566 | May 5, 2014 |
| RESSLER ANTONY P | — | Purchase | 9,350 | $18.07 | $168,955 | 31,577 | Apr 16, 2014 |
| SACHS DAVID A | — | Purchase | 700 | $18.14 | $12,698 | 43,800 | Mar 28, 2014 |
| SPECTOR BRUCE H | — | Purchase | 4,000 | $18.35 | $73,400 | 4,000 | Mar 24, 2014 |
| ARES CAPITAL MANAGEMENT II LLC | — | Other | 141,721 | — | — | — | Dec 23, 2013 |
| Ashton Keith | Vice President | Other | 26 | — | — | 276 | Dec 23, 2013 |
| Brufsky Seth J | President and CEO | Other | 5,858 | — | — | 16,726 | Dec 23, 2013 |
| Cascella Americo | Vice President | Other | 299 | — | — | 299 | Dec 23, 2013 |
| Schall Darryl | Vice President | Other | 65 | — | — | 65 | Dec 23, 2013 |
| SACHS DAVID A | — | Other | 5,098 | — | — | 5,098 | Dec 23, 2013 |
| Nguyen Daniel F | Chief Financial Officer | Other | 259 | — | — | 259 | Dec 23, 2013 |
| WEINER MICHAEL D | VP and Assistant Secretary | Other | 480 | — | — | 480 | Dec 23, 2013 |
| RESSLER ANTONY P | — | Other | 49,732 | — | — | 49,732 | Dec 23, 2013 |
| Margolies Gregory A | — | Other | 5,341 | — | — | 5,341 | Dec 23, 2013 |
| Moore Jeff M | Vice President | Other | 498 | — | — | 498 | Dec 23, 2013 |
| Ashton Keith | Vice President | Purchase | 250 | $17.84 | $4,460 | 250 | Nov 15, 2013 |
| ARES INVESTMENTS HOLDINGS LLC | — | Purchase | 7,000 | $18.10 | $126,700 | 141,354 | Oct 29, 2013 |
| ARES PARTNERS MANAGEMENT CO LLC | — | Purchase | 6,068 | $18.13 | $110,013 | 119,254 | Oct 25, 2013 |
| ARES PARTNERS MANAGEMENT CO LLC | — | Purchase | 7,900 | $18.12 | $143,148 | 113,186 | Oct 22, 2013 |
| ARES INVESTMENTS HOLDINGS LLC | — | Purchase | 7,500 | $18.01 | $135,075 | 77,586 | Oct 17, 2013 |
| ARES INVESTMENTS LLC | — | Purchase | 5,400 | $18.01 | $97,254 | 62,586 | Oct 11, 2013 |