Norwegian Cruise Line Holdings Ltd. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Abrams David M. | — | Award / Grant | 16,375 | — | — | 72,387 | Jan 2, 2024 |
| David Stella | — | Award / Grant | 16,375 | — | — | 84,914 | Jan 2, 2024 |
| Farkas Daniel S | EVP, GC, CDO & Asst. Sec'y | Award / Grant | 44,652 | — | — | 288,913 | Jan 2, 2024 |
| Byng-Thorne Zillah | — | Award / Grant | 10,917 | — | — | 29,293 | Jan 2, 2024 |
| Galbut Russell W | — | Award / Grant | 10,917 | — | — | 93,761 | Jan 2, 2024 |
| Sommer Harry | Pres. & CEO | Award / Grant | 44,652 | — | — | 480,426 | Jan 2, 2024 |
| Ashby Faye L. | SVP & Chief Accounting Officer | Gift | 5,600 | — | — | 169,019 | Dec 11, 2023 |
| Cil Jose E. | — | Award / Grant | 20,000 | $12.88 | $257,600 | 20,000 | Nov 10, 2023 |
| Cil Jose E. | — | Award / Grant | 2,927 | — | — | 2,927 | Oct 6, 2023 |
| Sommer Harry | Pres. & CEO | Award / Grant | 72,766 | — | — | 435,774 | Jul 5, 2023 |
| Dahlgren Patrik | EVP, Vessel Operations | Award / Grant | 45,126 | — | — | 45,126 | Jul 5, 2023 |
| Del Rio Frank J | Former Pres. & CEO | Award / Grant | 1,071,426 | — | — | 1,997,931 | Jun 30, 2023 |
| Farkas Daniel S | EVP Gen. Counsel & Asst. Sec'y | Sale | 38,000 | $19.46 | $739,480 | 244,261 | Jun 15, 2023 |
| Ashby Faye L. | SVP & Chief Accounting Officer | Sale | 15,811 | $19.45 | $307,524 | 174,619 | Jun 13, 2023 |
| Del Rio Frank J | Pres. & CEO | Sale | 300,000 | $18.44 | $5,532,000 | 926,505 | Jun 12, 2023 |
| Kempa Mark | EVP & CFO | Sale | 4,700 | $16.04 | $75,388 | 241,021 | Jun 2, 2023 |
| Herrera David | Pres. NCL | Award / Grant | 2,966 | — | — | 183,573 | Apr 14, 2023 |
| Sommer Harry | Pres. & CEO of NCL | Tax Withholding | 4,849 | $15.14 | $73,414 | 376,139 | Mar 1, 2023 |
| Lindsay T. Robin | EVP, Vessel Operations | Tax Withholding | 4,849 | $15.14 | $73,414 | 436,742 | Mar 1, 2023 |
| Kempa Mark | EVP & CFO | Award / Grant | 66,050 | — | — | 263,701 | Mar 1, 2023 |
| Del Rio Frank A. | Pres. Oceania Cruises | Tax Withholding | 2,082 | $15.14 | $31,521 | 56,584 | Mar 1, 2023 |
| Farkas Daniel S | EVP Gen. Counsel & Asst. Sec'y | Tax Withholding | 3,637 | $15.14 | $55,064 | 293,573 | Mar 1, 2023 |
| DeMarco Andrea | Pres. RSSC | Tax Withholding | 900 | $15.14 | $13,626 | 108,279 | Mar 1, 2023 |
| Del Rio Frank J | Pres. & CEO | Tax Withholding | 17,577 | $15.14 | $266,116 | 1,257,736 | Mar 1, 2023 |
| Ashby Faye L. | SVP & Chief Accounting Officer | Tax Withholding | 1,125 | $15.14 | $17,033 | 193,872 | Mar 1, 2023 |
| Landry Mary E. | — | Award / Grant | 16,441 | — | — | 39,241 | Jan 3, 2023 |
| Galbut Russell W | — | Award / Grant | 16,441 | — | — | 82,844 | Jan 3, 2023 |
| David Stella | — | Award / Grant | 24,873 | — | — | 68,539 | Jan 3, 2023 |
| Curtis Harry C | — | Award / Grant | 16,441 | — | — | 26,692 | Jan 3, 2023 |
| Byng-Thorne Zillah | — | Award / Grant | 16,441 | — | — | 18,376 | Jan 3, 2023 |
| ARON ADAM M | — | Award / Grant | 16,441 | — | — | 44,152 | Jan 3, 2023 |
| Abrams David M. | — | Award / Grant | 16,441 | — | — | 56,012 | Jan 3, 2023 |
| Montague Jason | Pres. & CEO of RSSC | Award / Grant | 51,282 | — | — | 277,284 | Dec 31, 2022 |
| Del Rio Frank J | Pres. & CEO | Sale | 40,160 | $18.33 | $736,133 | — | Nov 15, 2022 |
| Kempa Mark | EVP & CFO | Sale | 25,000 | $18.54 | $463,500 | 197,651 | Nov 15, 2022 |
| Farkas Daniel S | EVP Gen. Counsel & Asst. Sec'y | Sale | 44,000 | $17.93 | $788,920 | 231,160 | Nov 14, 2022 |
| Montague Jason | Pres. & CEO of RSSC | Sale | 32,879 | $16.49 | $542,175 | 226,002 | Nov 10, 2022 |
| Byng-Thorne Zillah | — | Award / Grant | 1,935 | — | — | 1,935 | Nov 1, 2022 |
| Montague Jason | Pres. & CEO of RSSC | Sale | 62,758 | $14.68 | $921,287 | 258,881 | Sep 12, 2022 |
| Kempa Mark | EVP & CFO | Sale | 55,000 | $13.50 | $742,500 | 222,651 | Aug 24, 2022 |
| SHERMAN HOWARD J | Pres. & CEO Oceania Cruises | Sale | 86,225 | $13.63 | $1,175,247 | 140,609 | Aug 18, 2022 |
| SHERMAN HOWARD J | Pres. & CEO Oceania Cruises | Tax Withholding | 36,234 | $11.50 | $416,691 | 244,951 | Jul 27, 2022 |
| Kempa Mark | EVP & CFO | Tax Withholding | 18,117 | $11.50 | $208,346 | 277,651 | Jul 27, 2022 |
| Lindsay T. Robin | EVP, Vessel Operations | Tax Withholding | 36,234 | $11.50 | $416,691 | 393,658 | Jul 27, 2022 |
| Ashby Faye L. | SVP & Chief Accounting Officer | Tax Withholding | 3,935 | $11.50 | $45,253 | 155,367 | Jul 27, 2022 |
| Sommer Harry | Pres. & CEO of NCL | Tax Withholding | 18,117 | $11.50 | $208,346 | 314,938 | Jul 27, 2022 |
| Montague Jason | Pres. & CEO of RSSC | Tax Withholding | 18,117 | $11.50 | $208,346 | 321,639 | Jul 27, 2022 |
| Farkas Daniel S | EVP Gen. Counsel & Asst. Sec'y | Tax Withholding | 27,176 | $11.50 | $312,524 | 288,748 | Jul 27, 2022 |
| Lindsay T. Robin | EVP, Vessel Operations | Award / Grant | 46,040 | — | — | 429,892 | Jul 11, 2022 |
| Farkas Daniel S | EVP Gen. Counsel & Asst. Sec'y | Award / Grant | 34,530 | — | — | 315,924 | Jul 11, 2022 |