NIOCORP DEVELOPMENTS LTD — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Smith Mark A. | President & CEO | X | 46,801 | $3.54 | $165,676 | 2,318,819 | Dec 15, 2025 |
| Shah Neal S. | Chief Financial Officer | X | 9,361 | $3.54 | $33,138 | 75,032 | Dec 15, 2025 |
| Kehler Dean C | — | X | 78,003 | $3.54 | $276,131 | 212,583 | Dec 15, 2025 |
| Maselli Michael G. | — | Other | 323,085 | — | — | 613,081 | Dec 20, 2024 |
| Smith Mark A. | President & CEO | Purchase | 183,422 | — | — | 2,272,018 | Nov 13, 2024 |
| Kehler Dean C | — | Purchase | 56,577 | — | — | 134,580 | Nov 13, 2024 |
| Smith Mark A. | President & CEO | Purchase | 46,801 | — | — | 2,088,596 | Dec 22, 2023 |
| Kehler Dean C | — | Purchase | 78,003 | — | — | 78,003 | Dec 22, 2023 |
| Shah Neal S. | Chief Financial Officer | Purchase | 9,360 | — | — | 65,670 | Dec 22, 2023 |
| BELING DAVID COATES | — | Option Exercise | 30,000 | $3.93 | $117,900 | 100,891 | Nov 15, 2023 |
| Shah Neal S. | Chief Financial Officer | Tax Withholding | 33,690 | $4.09 | $137,792 | 56,310 | Nov 15, 2023 |
| Honan Scott | Chief Operating Officer | Tax Withholding | 33,690 | $4.09 | $137,792 | 55,762 | Nov 15, 2023 |
| Wightman Anna Castner | — | Option Exercise | 30,000 | $3.93 | $117,900 | 59,362 | Nov 15, 2023 |
| Sims James T. | VP - External Affairs | Tax Withholding | 161,539 | $0.87 | $140,539 | 579,287 | Nov 28, 2022 |
| Morris Michael James | — | Tax Withholding | 100,428 | $0.87 | $87,372 | 460,448 | Nov 28, 2022 |
| Shah Neal S. | Chief Financial Officer | Tax Withholding | 80,000 | $0.87 | $69,600 | 550,000 | Nov 28, 2022 |
| Honan Scott | Chief Operating Officer | Tax Withholding | 120,513 | $0.87 | $104,846 | 544,529 | Nov 28, 2022 |
| Guerrero-Mahon Nilsa | — | Option Exercise | 500,000 | $0.35 | $175,000 | 500,000 | Nov 28, 2022 |
| Smith Mark A. | President & CEO | Tax Withholding | 346,154 | $0.87 | $301,154 | 20,417,958 | Nov 28, 2022 |
| BELING DAVID COATES | — | Option Exercise | 200,000 | $0.35 | $70,000 | 789,255 | Nov 28, 2022 |
| Shah Neal S. | Chief Financial Officer | Option Exercise | 26,000 | $0.37 | $9,620 | 401,000 | Mar 25, 2022 |
| Shah Neal S. | Chief Financial Officer | Tax Withholding | 140,170 | $0.83 | $116,341 | 375,000 | Mar 7, 2022 |
| Wightman Anna Castner | — | Tax Withholding | 176,806 | $0.89 | $157,357 | 178,806 | Mar 1, 2022 |
| Morris Michael James | — | Tax Withholding | 235,399 | $0.89 | $209,505 | 310,876 | Mar 1, 2022 |
| BELING DAVID COATES | — | Tax Withholding | 201,770 | $0.89 | $179,575 | 589,255 | Mar 1, 2022 |
| Smith Mark A. | President & CEO | Option Exercise | 650,000 | $0.60 | $390,000 | 20,002,564 | Mar 1, 2022 |
| Wightman Anna Castner | — | Option Exercise | 200,000 | $0.37 | $74,000 | 376,806 | Mar 1, 2022 |
| Wightman Anna Castner | — | Tax Withholding | 423,424 | $0.88 | $372,613 | 78,576 | Sep 16, 2021 |
| Smith Mark A. | President & CEO | Tax Withholding | 397,436 | $0.93 | $369,615 | 19,352,564 | Mar 10, 2021 |
| Sims James T. | VP - External Affairs | Option Exercise | 475,000 | $0.53 | $251,750 | 642,536 | Mar 10, 2021 |
| Shah Neal S. | Chief Financial Officer | Option Exercise | 245,000 | $0.53 | $129,850 | 449,500 | Mar 10, 2021 |
| Morris Michael James | — | Tax Withholding | 158,975 | $0.93 | $147,847 | 196,275 | Mar 10, 2021 |
| Honan Scott | Chief Operating Officer | Tax Withholding | 264,958 | $0.93 | $246,411 | 365,042 | Mar 10, 2021 |
| BELING DAVID COATES | — | Option Exercise | 300,000 | $0.53 | $159,000 | 650,000 | Mar 10, 2021 |
| Ashburn John F. Jr. | Vice President | Tax Withholding | 185,471 | $0.93 | $172,488 | 926,755 | Mar 10, 2021 |
| Shah Neal S. | Chief Financial Officer | Option Exercise | 29,500 | $0.48 | $14,160 | 204,500 | Dec 4, 2020 |
| Shah Neal S. | Chief Financial Officer | Option Exercise | 45,000 | $0.35 | $15,750 | 175,000 | Sep 21, 2020 |
| Sims James T. | VP - External Affairs | Option Exercise | 300,000 | $0.36 | $108,000 | 333,419 | Sep 21, 2020 |
| Guerrero-Mahon Nilsa | — | Option Exercise | 30,000 | $0.47 | $14,100 | 130,000 | Sep 18, 2020 |
| Morris Michael James | — | Option Exercise | 30,000 | $0.47 | $14,100 | 130,000 | Sep 18, 2020 |
| Carrabba Joseph A | — | Option Exercise | 30,000 | $0.47 | $14,100 | 130,000 | Sep 18, 2020 |
| BELING DAVID COATES | — | Option Exercise | 30,000 | $0.47 | $14,100 | 130,000 | Sep 18, 2020 |
| Shah Neal S. | Chief Financial Officer | Option Exercise | 30,000 | $0.47 | $14,100 | 130,000 | Sep 18, 2020 |
| Sims James T. | VP - External Affairs | Option Exercise | 25,000 | $0.46 | $11,500 | 33,419 | Jun 17, 2020 |
| Shah Neal S. | Chief Financial Officer | Option Exercise | 45,500 | $0.46 | $20,930 | 100,000 | Jun 17, 2020 |
| Smith Mark A. | President & CEO | Purchase | 100,000 | $0.53 | $53,000 | 19,000,000 | Feb 24, 2020 |
| Wightman Anna Castner | — | Purchase | 2,000 | $0.60 | $1,200 | 2,000 | Nov 25, 2019 |
| Smith Mark A. | President & CEO | Purchase | 14,555 | $0.59 | $8,587 | 18,900,000 | Nov 22, 2019 |
| Smith Mark A. | President & CEO | O | 115,000 | $0.56 | $64,400 | 18,885,445 | Dec 17, 2018 |
| Ashburn John F. Jr. | Vice President | Purchase | 112,226 | $0.43 | $48,257 | 762,226 | Feb 14, 2017 |