CV Sciences, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MAROON JOSEPH C MD | — | Purchase | 50,000 | $0.38 | $19,000 | 791,116 | May 21, 2021 |
| Mona Michael Joseph Jr | — | Sale | 16,600 | $0.66 | $10,956 | 1,812,060 | Jan 14, 2021 |
| Mona Michael Joseph Jr | — | Sale | 75,140 | $0.57 | $42,830 | 2,028,660 | Jan 6, 2021 |
| Mona Michael Joseph Jr | — | Sale | 42,800 | $0.61 | $26,108 | 2,178,800 | Nov 30, 2020 |
| Mona Michael Joseph Jr | — | Sale | 50,000 | $0.58 | $29,000 | 233,197 | Jul 30, 2020 |
| Mona Michael Joseph Jr | — | Sale | 30,000 | $0.80 | $24,000 | 292,000 | Jun 10, 2020 |
| BLAKE PAUL | — | Purchase | 12,801 | $0.39 | $4,992 | 12,801 | May 14, 2020 |
| MAROON JOSEPH C MD | — | Purchase | 26,000 | $0.94 | $24,440 | 741,116 | Feb 6, 2020 |
| Mona Michael Joseph Jr | — | Sale | 50,000 | $1.05 | $52,500 | 580,000 | Jan 15, 2020 |
| Mona Michael III | Chief Operating Officer | Option Exercise | 250,000 | $0.40 | $100,000 | 1,230,000 | Dec 27, 2019 |
| MAROON JOSEPH C MD | — | Purchase | 25,000 | $0.98 | $24,500 | 668,391 | Dec 11, 2019 |
| Dowling Joseph D | CEO | Purchase | 15,000 | $1.65 | $24,750 | 15,000 | Nov 8, 2019 |
| Grasser Joerg | CFO | Purchase | 15,000 | $1.49 | $22,350 | 15,000 | Nov 7, 2019 |
| Altman Elizabeth Ann | — | Purchase | 1,181 | $4.24 | $5,007 | 1,181 | Jun 20, 2019 |
| Mona Michael Joseph Jr | — | Option Exercise | 530,000 | $0.16 | $84,800 | 530,000 | Jan 10, 2019 |
| MCNULTY JAMES A | — | Other | 45,000 | $0.41 | $18,450 | 95,000 | Mar 17, 2017 |
| Raskin Larry Phillip | — | Purchase | 35,000 | $0.47 | $16,450 | 525,000 | May 19, 2016 |
| Mackay Bart P | — | Other | 1,600,000 | — | — | — | Feb 28, 2016 |
| Mai Dun Ltd LLC | — | Other | 824,164 | $0.59 | $486,257 | 1,600,000 | Dec 17, 2015 |
| Mercia Holdings LLC | — | Other | 7,575,836 | $0.42 | $3,181,851 | 2,424,164 | Jul 17, 2015 |
| Raskin Larry Phillip | — | Award / Grant | 25,000 | — | — | 425,000 | May 7, 2015 |
| Mona Michael III | Vice President of Operations | Award / Grant | 250,000 | — | — | 2,500,000 | Jan 2, 2015 |
| Mona Michael III | Vice President of Operations | Purchase | 250,000 | $2.82 | $705,000 | 2,500,000 | Jan 1, 2015 |
| Roen Ventures LLC | — | Award / Grant | 25,000 | — | — | 50,000 | Oct 1, 2014 |
| Mona Michael III | VP of Operations | Purchase | 1,000,000 | $1.00 | $1,000,000 | 2,250,000 | Feb 28, 2014 |
| Roen Ventures LLC | — | Other | 1,000,000 | — | — | 1,100,000 | Jan 22, 2014 |
| Sobieski Theodore R | — | Purchase | 50,000 | $1.00 | $50,000 | 50,000 | Dec 6, 2013 |