Nuwellis, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kridner Debra | Exec VP, Regulatory Affairs | Tax Withholding | 557 | $5.53 | $3,080 | 31,070 | Oct 1, 2014 |
| Brown Brian | SVP, Technology & Operations | Purchase | 5,000 | $6.02 | $30,100 | 10,000 | Sep 12, 2014 |
| Kridner Debra | Exec VP, Regulatory Affairs | Tax Withholding | 200 | $5.72 | $1,144 | 31,627 | Sep 8, 2014 |
| MATHIESEN JEFFREY S | Chief Financial Officer | Tax Withholding | 458 | $5.72 | $2,620 | 17,272 | Sep 8, 2014 |
| Peters William S | CTO & Medical Director | Tax Withholding | 329 | $5.72 | $1,882 | 36,029 | Sep 8, 2014 |
| Kridner Debra | Exec VP, Regulatory Affairs | Tax Withholding | 557 | $5.59 | $3,114 | 31,827 | Sep 1, 2014 |
| Oleson Kimberly | SVP, Clinical Affairs | Tax Withholding | 279 | $5.59 | $1,560 | 6,321 | Sep 1, 2014 |
| Peters William S | CTO & Medical Director | Tax Withholding | 680 | $5.59 | $3,801 | 36,358 | Sep 1, 2014 |
| Rosa David A | Chief Executive Officer | Tax Withholding | 5,226 | $5.59 | $29,213 | 182,086 | Aug 29, 2014 |
| Peters William S | CTO & Medical Director | Sale | 5,000 | $5.47 | $27,350 | 11,384 | Aug 27, 2014 |
| Kridner Debra | Exec VP, Regulatory Affairs | Tax Withholding | 200 | $4.19 | $838 | 32,384 | Aug 8, 2014 |
| MATHIESEN JEFFREY S | Chief Financial Officer | Tax Withholding | 458 | $4.19 | $1,919 | 17,730 | Aug 8, 2014 |
| Peters William S | CTO & Medical Director | Tax Withholding | 329 | $4.19 | $1,379 | 37,038 | Aug 8, 2014 |
| Peters William S | CTO and Medical Director | Award / Grant | 24,716 | — | — | 37,367 | Aug 1, 2014 |
| Rosa David A | Chief Executive Officer | Award / Grant | 123,259 | — | — | 189,818 | Aug 1, 2014 |
| Kridner Debra | Exec VP, Regulatory Affairs | Award / Grant | 19,800 | — | — | 32,584 | Aug 1, 2014 |
| Oleson Kimberly | SVP, Clinical Affairs | Award / Grant | 6,600 | — | — | 6,600 | Aug 1, 2014 |
| Rosa David A | Chief Executive Officer | Tax Withholding | 2,506 | $4.96 | $12,430 | 66,559 | Jul 29, 2014 |
| Kridner Debra | Exec VP, Regulatory Affairs | Tax Withholding | 200 | $5.37 | $1,074 | 12,784 | Jul 8, 2014 |
| MATHIESEN JEFFREY S | Chief Financial Officer | Tax Withholding | 458 | $5.37 | $2,459 | 18,188 | Jul 8, 2014 |
| Peters William S | CTO & Medical Director | Tax Withholding | 329 | $5.37 | $1,767 | 12,651 | Jul 8, 2014 |
| Rosa David A | Chief Executive Officer | Tax Withholding | 2,506 | $5.47 | $13,708 | 69,065 | Jun 29, 2014 |
| Kridner Debra | Exec VP, Regulatory Affairs | Tax Withholding | 200 | $5.00 | $1,000 | 12,984 | Jun 8, 2014 |
| MATHIESEN JEFFREY S | Chief Financial Officer | Tax Withholding | 458 | $5.00 | $2,290 | 18,646 | Jun 8, 2014 |
| Peters William S | CTO & Medical Director | Tax Withholding | 329 | $5.00 | $1,645 | 12,980 | Jun 8, 2014 |
| Rosa David A | Chief Executive Officer | Tax Withholding | 2,506 | $5.57 | $13,958 | 71,571 | May 29, 2014 |
| Brooke Geoffrey | — | Award / Grant | 4,189 | — | — | 7,855 | May 29, 2014 |
| BUCKMAN PAUL | — | Award / Grant | 4,189 | — | — | 8,573 | May 29, 2014 |
| ERB JOHN L | — | Award / Grant | 4,189 | — | — | 4,189 | May 29, 2014 |
| Salveson Jon W | — | Award / Grant | 4,189 | — | — | 4,189 | May 29, 2014 |
| WALLER GREGORY D | — | Award / Grant | 4,189 | — | — | 7,736 | May 29, 2014 |
| WATSON WARREN S | — | Award / Grant | 4,189 | — | — | 4,189 | May 29, 2014 |
| Bassett Kevin | Senior VP, Tech & Operations | Tax Withholding | 283 | $5.77 | $1,633 | 10,426 | May 8, 2014 |
| Kridner Debra | Exec VP, Regulatory Affairs | Tax Withholding | 200 | $5.77 | $1,154 | 13,184 | May 8, 2014 |
| MATHIESEN JEFFREY S | Chief Financial Officer | Tax Withholding | 458 | $5.77 | $2,643 | 19,104 | May 8, 2014 |
| Peters William S | CTO & Medical Director | Tax Withholding | 329 | $5.77 | $1,898 | 13,309 | May 8, 2014 |
| Yearick Jim | VP of Marketing and Sales | Tax Withholding | 319 | $5.77 | $1,841 | 10,153 | May 8, 2014 |
| Rosa David A | Chief Executive Officer | Tax Withholding | 2,506 | $5.50 | $13,783 | 74,077 | Apr 29, 2014 |
| Bassett Kevin | Senior VP, Tech & Operations | Tax Withholding | 283 | $5.92 | $1,675 | 10,709 | Apr 8, 2014 |
| Kridner Debra | Exec VP, Regulatory Affairs | Tax Withholding | 200 | $5.92 | $1,184 | 13,384 | Apr 8, 2014 |
| MATHIESEN JEFFREY S | Chief Financial Officer | Tax Withholding | 458 | $5.92 | $2,711 | 19,562 | Apr 8, 2014 |
| Peters William S | CTO & Medical Director | Tax Withholding | 329 | $5.92 | $1,948 | 13,638 | Apr 8, 2014 |
| Yearick Jim | VP of Marketing and Sales | Tax Withholding | 319 | $5.92 | $1,888 | 10,472 | Apr 8, 2014 |
| Rosa David A | Chief Executive Officer | Tax Withholding | 2,506 | $5.60 | $14,034 | 76,583 | Mar 29, 2014 |
| MATHIESEN JEFFREY S | Chief Financial Officer | Purchase | 2,000 | $6.18 | $12,360 | 20,020 | Mar 17, 2014 |
| Bassett Kevin | Senior VP, Tech & Operations | Purchase | 1,400 | $6.20 | $8,680 | 10,992 | Mar 17, 2014 |
| Kridner Debra | Exec VP, Regulatory Affairs | Purchase | 1,000 | $6.20 | $6,200 | 13,584 | Mar 14, 2014 |
| Peters William S | CTO & Medical Director | Sale | 7,951 | $6.20 | $49,296 | 13,967 | Mar 13, 2014 |
| Yearick Jim | VP of Marketing and Sales | Tax Withholding | 319 | $7.96 | $2,539 | 10,791 | Mar 8, 2014 |
| Peters William S | CTO & Medical Director | Tax Withholding | 329 | $7.96 | $2,619 | 21,918 | Mar 8, 2014 |