Virtus Stone Harbor Emerging Markets Income Fund — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MCDANIEL CONNIE D | — | Purchase | 1,107 | $4.98 | $5,513 | 1,107 | Sep 15, 2025 |
| ZINO BRIAN T | — | Purchase | 2,500 | $4.20 | $10,500 | 2,500 | Nov 21, 2023 |
| BURKE DONALD C | — | Purchase | 1,000 | $5.36 | $5,360 | 1,000 | Jan 23, 2023 |
| MALLIN JOHN R | — | Purchase | 2,515 | $4.13 | $10,387 | 2,515 | Nov 30, 2022 |
| MCLENDON HEATH B | — | Purchase | 500 | $6.11 | $3,055 | 8,020 | Feb 28, 2022 |
| MCLENDON HEATH B | — | Purchase | 500 | $6.47 | $3,235 | 7,455 | Feb 14, 2022 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 20,000 | $6.03 | $120,600 | 58,522 | Jan 24, 2022 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 2,000 | $6.53 | $13,060 | 2,187 | Dec 21, 2021 |
| BROTT ALAN | — | Sale | 2,622 | $6.62 | $17,358 | — | Dec 10, 2021 |
| MCLENDON HEATH B | — | Purchase | 135 | $8.45 | $1,141 | 5,600 | Apr 22, 2021 |
| MCLENDON HEATH B | — | Purchase | 170 | $8.74 | $1,486 | 5,361 | Feb 12, 2021 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 10,242 | $6.77 | $69,338 | 11,613 | Nov 10, 2020 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 1,052 | $6.79 | $7,143 | 1,369 | Nov 9, 2020 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 40,000 | $6.31 | $252,400 | 43,550 | Sep 25, 2020 |
| MCLENDON HEATH B | — | Purchase | 230 | $7.00 | $1,610 | 4,840 | Aug 11, 2020 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 5,753 | $6.93 | $39,868 | 15,753 | Jul 29, 2020 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 5,753 | $6.93 | $39,868 | 15,753 | Jul 29, 2020 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 5,753 | $6.93 | $39,868 | 15,753 | Jul 29, 2020 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 3,000 | $6.96 | $20,880 | 3,505 | Jul 23, 2020 |
| BROTT ALAN | — | Disposition | 1,800 | $14.40 | $25,920 | 1,849 | Jul 31, 2019 |
| Oliver David A | Executive Vice President | Disposition | 4,265 | $14.03 | $59,838 | — | Jul 16, 2019 |
| CRAIGE JAMES E | Executive Vice President | Sale | 12,718 | $13.33 | $169,531 | — | Feb 20, 2019 |
| CRAIGE JAMES E | Executive Vice President | Sale | 11,731 | $13.36 | $156,726 | 4,253 | Feb 15, 2019 |
| CRAIGE JAMES E | Executive Vice President | Sale | 3,384 | $13.42 | $45,413 | 9,643 | Feb 14, 2019 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 4,699 | $14.10 | $66,256 | 4,699 | Nov 4, 2016 |
| BROTT ALAN | — | Purchase | 716 | $12.39 | $8,871 | 1,766 | Dec 9, 2015 |
| Cisilino Pablo | Executive Vice President | Purchase | 1,900 | $14.13 | $26,847 | 11,663 | Aug 5, 2015 |
| Cisilino Pablo | Executive Vice President | Purchase | 1,700 | $14.40 | $24,480 | 9,763 | Jul 24, 2015 |
| Shapiro Adam J | Chief Legal Ofc., Secretary | Purchase | 80 | $15.25 | $1,220 | 260 | Dec 15, 2014 |
| MCLENDON HEATH B | — | Purchase | 200 | $14.90 | $2,980 | 2,176 | Dec 15, 2014 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 5,000 | $18.26 | $91,300 | 38,486 | Oct 29, 2014 |
| MCLENDON HEATH B | — | Purchase | 110 | $18.49 | $2,034 | 1,472 | Nov 12, 2013 |
| BROTT ALAN | — | Purchase | 500 | $24.62 | $12,310 | 500 | Oct 19, 2012 |
| Dooley James J | Treasurer,Principal Acctng Ofc | Purchase | 3,100 | $23.75 | $73,625 | 3,100 | May 14, 2012 |
| FLANAGAN THOMAS K | Executive Vice President | Purchase | 525 | $24.54 | $12,884 | 5,810 | Feb 8, 2012 |
| Oliver David A | Executive Vice President | Purchase | 282 | $21.33 | $6,015 | 2,988 | Jan 3, 2012 |
| Cisilino Pablo | Executive Vice President | Purchase | 1,000 | $20.88 | $20,880 | 8,000 | Dec 30, 2011 |
| Cisilino Pablo | Executive Vice President | Purchase | 1,000 | $21.04 | $21,040 | 7,000 | Dec 28, 2011 |
| MCLENDON HEATH B | — | Purchase | 100 | $20.99 | $2,099 | 1,146 | Dec 28, 2011 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 5,000 | $21.00 | $105,000 | 28,985 | Dec 28, 2011 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 200 | $21.18 | $4,236 | 20,060 | Dec 27, 2011 |
| Cisilino Pablo | Executive Vice President | Purchase | 2,000 | $21.12 | $42,240 | 6,000 | Dec 23, 2011 |
| CRAIGE JAMES E | Executive Vice President | Purchase | 1,669 | $21.04 | $35,116 | 22,806 | Dec 22, 2011 |
| MCLENDON HEATH B | — | Purchase | 100 | $22.51 | $2,251 | 1,040 | Nov 29, 2011 |
| FLANAGAN THOMAS K | Executive Vice President | Purchase | 1,200 | $23.70 | $28,440 | 5,200 | Nov 8, 2011 |
| MCLENDON HEATH B | — | Purchase | 100 | $22.93 | $2,293 | 933 | Oct 26, 2011 |
| Cisilino Pablo | Executive Vice President | Purchase | 500 | $21.90 | $10,950 | 4,000 | Oct 3, 2011 |
| Shapiro Adam J | Chf Legal Ofc, AML Ofc, Sec | Purchase | 180 | $22.00 | $3,960 | 180 | Sep 26, 2011 |
| Cisilino Pablo | Executive Vice President | Purchase | 20 | $22.37 | $447 | 3,020 | Sep 26, 2011 |
| Oliver David A | Executive Vice President | Purchase | 1,075 | $23.32 | $25,069 | 2,601 | Aug 8, 2011 |