Walker & Dunlop, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Walker William M | Chairman & CEO | Sale | 438 | $52.79 | $23,122 | 1,293,817 | Mar 13, 2018 |
| Bowers Alan J | — | Purchase | 5 | $52.06 | $268 | 30,859 | Mar 8, 2018 |
| Smith Howard W III | President | Sale | 1,714 | $50.00 | $85,700 | 760,550 | Mar 6, 2018 |
| Lucas Richard M | EVP & Gen Counsel & Secretary | Option Exercise | 12,954 | $13.05 | $169,050 | 146,679 | Mar 5, 2018 |
| Warner Richard C | EVP & Chief Credit Officer | Sale | 1,000 | $49.13 | $49,130 | 75,395 | Feb 28, 2018 |
| Walker William M | Chairman & CEO | Sale | 18,350 | $51.02 | $936,217 | 1,337,002 | Feb 20, 2018 |
| Lucas Richard M | EVP & Gen Counsel & Secretary | Award / Grant | 9,887 | — | — | 140,805 | Feb 15, 2018 |
| Walker William M | Chairman & CEO | Tax Withholding | 4,874 | $51.42 | $250,621 | 1,355,352 | Feb 14, 2018 |
| Smith Howard W III | President | Tax Withholding | 3,271 | $51.42 | $168,195 | 762,264 | Feb 14, 2018 |
| THEOBALD STEPHEN P | EVP & Chief Financial Officer | Tax Withholding | 7,582 | $51.42 | $389,866 | 78,891 | Feb 14, 2018 |
| Warner Richard C | EVP & Chief Credit Officer | Tax Withholding | 5,087 | $51.42 | $261,574 | 46,765 | Feb 14, 2018 |
| Malone Michael D | — | Purchase | 10,000 | $49.75 | $497,500 | 21,519 | Feb 9, 2018 |
| Lucas Richard M | EVP & Gen Counsel & Secretary | Option Exercise | 12,953 | $13.05 | $169,037 | 153,871 | Feb 5, 2018 |
| Warner Richard C | EVP & Chief Credit Officer | Sale | 1,000 | $46.79 | $46,790 | 74,785 | Jan 31, 2018 |
| Warner Richard C | EVP & Chief Credit Officer | Sale | 600 | $46.12 | $27,672 | 76,185 | Jan 10, 2018 |
| Walker William M | Chairman & CEO | Sale | 19,790 | $48.06 | $951,107 | 1,377,213 | Jan 9, 2018 |
| Lucas Richard M | EVP & Gen Counsel & Secretary | Sale | 8,715 | $45.78 | $398,973 | 152,203 | Jan 5, 2018 |
| Walker William M | Chairman & CEO | Sale | 17,891 | $47.15 | $843,561 | 1,408,303 | Dec 19, 2017 |
| Lucas Richard M | EVP & Gen Counsel & Secretary | Gift | 806 | — | — | 163,068 | Dec 5, 2017 |
| Smith Howard W III | President | Sale | 25,000 | $50.01 | $1,250,250 | 828,176 | Nov 21, 2017 |
| Warner Richard C | EVP & Chief Credit Officer | Sale | 35,000 | $50.00 | $1,750,000 | 76,785 | Nov 21, 2017 |
| THEOBALD STEPHEN P | EVP, CFO & TREASURER | Gift | 2,000 | — | — | 76,586 | Nov 10, 2017 |
| Bowers Alan J | — | Purchase | 1,071 | $49.49 | $53,004 | 30,854 | Nov 10, 2017 |
| SCHMALTZ DANA L | — | Purchase | 1,000 | $48.55 | $48,550 | 48,983 | Nov 10, 2017 |
| SCHMALTZ DANA L | — | Purchase | 1,000 | $45.10 | $45,100 | 47,983 | Sep 7, 2017 |
| SCHMALTZ DANA L | — | Purchase | 1,000 | $46.05 | $46,050 | 46,983 | Aug 11, 2017 |
| SCHMALTZ DANA L | — | Purchase | 1,000 | $48.25 | $48,250 | 44,983 | Aug 9, 2017 |
| SCHMALTZ DANA L | — | Award / Grant | 2,150 | — | — | 43,983 | May 18, 2017 |
| Warren Michael J. | — | Award / Grant | 2,150 | — | — | 2,519 | May 18, 2017 |
| Rice E. John Jr | — | Award / Grant | 2,150 | — | — | 25,433 | May 18, 2017 |
| Bowers Alan J | — | Award / Grant | 2,150 | — | — | 29,783 | May 18, 2017 |
| Smith Howard W III | President | Option Exercise | 13,591 | — | — | 859,882 | Mar 15, 2017 |
| Lucas Richard M | EVP & Gen Counsel & Secretary | Option Exercise | 14,562 | — | — | 170,593 | Mar 15, 2017 |
| Warren Michael J. | — | Award / Grant | 369 | — | — | 369 | Feb 28, 2017 |
| Smith Howard W III | President | Tax Withholding | 31,172 | $39.82 | $1,241,269 | 846,291 | Feb 15, 2017 |
| Walker William M | Chairman & CEO | Award / Grant | 13,937 | — | — | 1,362,280 | Feb 15, 2017 |
| THEOBALD STEPHEN P | EVP, CFO & TREASURER | Award / Grant | 14,439 | — | — | 82,385 | Feb 15, 2017 |
| Lucas Richard M | EVP & Gen Counsel & Secretary | Award / Grant | 14,439 | — | — | 139,803 | Feb 15, 2017 |
| Warner Richard C | EVP & Chief Credit Officer | Award / Grant | 14,439 | — | — | 96,298 | Feb 15, 2017 |
| Walker William M | Chairman & CEO | Gift | 6,800 | — | — | 1,351,118 | Dec 15, 2016 |
| Walker William M | Chairman & CEO | Sale | 21,057 | $30.06 | $632,973 | 1,357,918 | Dec 5, 2016 |
| Smith Howard W III | President | Gift | 618 | — | — | 4,422 | Dec 1, 2016 |
| Lucas Richard M | EVP & Gen Counsel & Secretary | Gift | 1,260 | — | — | 125,364 | Nov 15, 2016 |
| Smith Howard W III | President | Sale | 19,897 | $29.00 | $577,013 | 831,849 | Nov 14, 2016 |
| Smith Howard W III | President | Sale | 92,330 | $28.55 | $2,636,022 | 851,746 | Nov 10, 2016 |
| Smith Howard W III | President | Sale | 21,756 | $28.05 | $610,256 | 948,349 | Nov 8, 2016 |
| Walker William M | Chairman & CEO | Sale | 23,710 | $27.07 | $641,830 | 1,392,475 | Nov 3, 2016 |
| Walker William M | Chairman & CEO | Sale | 3,110 | $26.04 | $80,984 | 1,447,468 | Oct 5, 2016 |
| SCHMALTZ DANA L | — | Purchase | 1,500 | $25.85 | $38,775 | 41,833 | Sep 9, 2016 |
| Walker William M | Chairman & CEO | Sale | 12,751 | $26.67 | $340,069 | 1,450,578 | Sep 6, 2016 |