New Mountain Finance Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Arnold Rome G. III | — | Purchase | 15,000 | $13.15 | $197,250 | 37,423 | Sep 16, 2021 |
| Weinstein Adam | EVP, CAO and Director | Purchase | 15,080 | $13.08 | $197,246 | 302,851 | Aug 20, 2021 |
| Ogens David | — | Purchase | 2,700 | $13.47 | $36,369 | 108,960 | Aug 9, 2021 |
| Handy Alice | — | Purchase | 1,000 | $12.67 | $12,670 | 2,000 | Mar 8, 2021 |
| Ogens David | — | Purchase | 2,500 | $11.48 | $28,700 | 98,904 | Dec 15, 2020 |
| Weinstein Adam | EVP, CAO and Director | Purchase | 15,450 | $9.95 | $153,728 | 254,941 | Sep 4, 2020 |
| HAMWEE ROBERT | CEO | Purchase | 1,601 | $9.91 | $15,866 | 446,957 | Aug 20, 2020 |
| Kline John | President and COO | Purchase | 4,401 | $9.57 | $42,118 | 160,337 | Jun 16, 2020 |
| KLINSKY STEVEN B | — | Purchase | 27,139 | $9.38 | $254,564 | 429,163 | May 27, 2020 |
| KLINSKY STEVEN B | — | Purchase | 12,509 | $9.50 | $118,836 | 7,240,751 | May 22, 2020 |
| KLINSKY STEVEN B | — | Purchase | 100,000 | $8.00 | $800,000 | 329,163 | May 14, 2020 |
| Ogens David | — | Purchase | 20,000 | $8.08 | $161,600 | 91,809 | May 13, 2020 |
| KLINSKY STEVEN B | — | Purchase | 100,000 | $8.11 | $811,000 | 6,840,751 | May 12, 2020 |
| Weinstein Adam | EVP, CAO and Director | Purchase | 20,000 | $7.60 | $152,000 | 239,158 | May 11, 2020 |
| Weinstein Adam | EVP, CAO and Director | Purchase | 10,000 | $9.75 | $97,500 | 203,707 | Mar 12, 2020 |
| Jerry Karrie J. | CCO and Corporate Secretary | Purchase | 50 | $9.45 | $472 | 6,394 | Mar 12, 2020 |
| Weinstein Adam | EVP, CAO and Director | Purchase | 25,000 | $11.45 | $286,250 | 168,707 | Mar 9, 2020 |
| HAMWEE ROBERT | CEO | Purchase | 3,612 | $11.98 | $43,272 | 393,156 | Mar 9, 2020 |
| Arnold Rome G. III | — | Purchase | 2,300 | $12.91 | $29,693 | 20,134 | Mar 2, 2020 |
| Stone James | Section 16 Officer | Purchase | 2,000 | $13.02 | $26,040 | 104,930 | Mar 2, 2020 |
| Jerry Karrie J. | CCO and Corporate Secretary | Purchase | 600 | $12.85 | $7,710 | 6,044 | Mar 2, 2020 |
| Handy Alice | — | Purchase | 1,000 | $12.98 | $12,980 | 1,000 | Mar 2, 2020 |
| Arnold Rome G. III | — | Purchase | 6,000 | $13.57 | $81,420 | 17,548 | Dec 2, 2019 |
| Jerry Karrie J. | CCO and Corporate Secretary | Purchase | 400 | $13.35 | $5,340 | 5,312 | Nov 14, 2019 |
| KLINSKY STEVEN B | — | Purchase | 355,000 | $13.25 | $4,703,750 | 6,740,751 | Oct 23, 2019 |
| Weinstein Adam | EVP, CAO and Director | Purchase | 15,000 | $13.25 | $198,750 | 143,475 | Oct 23, 2019 |
| HAMWEE ROBERT | CEO | Purchase | 20,000 | $13.25 | $265,000 | 384,156 | Oct 23, 2019 |
| Kline John | President and COO | Purchase | 10,000 | $13.25 | $132,500 | 139,053 | Oct 23, 2019 |
| Kline John | President and COO | Purchase | 7,500 | $13.52 | $101,400 | 125,922 | Sep 9, 2019 |
| Arnold Rome G. III | — | Purchase | 18,000 | $13.23 | $238,140 | 18,000 | Aug 28, 2019 |
| Jerry Karrie J. | CCO and Corporate Secretary | Purchase | 500 | $13.30 | $6,650 | 4,794 | Aug 14, 2019 |
| Ogens David | — | Purchase | 1,850 | $13.48 | $24,938 | 65,719 | Aug 13, 2019 |
| Weinstein Adam | EVP, CAO and Director | Purchase | 1,850 | $13.28 | $24,568 | 120,745 | Aug 12, 2019 |
| Jerry Karrie J. | CCO and Corporate Secretary | Purchase | 500 | $13.25 | $6,625 | 4,294 | Aug 12, 2019 |
| Kajee Shiraz | Chief Financial Officer | Purchase | 2,500 | $13.38 | $33,450 | 7,500 | Aug 12, 2019 |
| Stone James | Section 16 Officer | Purchase | 1,600 | $13.41 | $21,456 | 99,859 | Mar 8, 2019 |
| KLINSKY STEVEN B | — | Purchase | 181,805 | $12.52 | $2,276,199 | 6,315,173 | Dec 17, 2018 |
| Kline John | President and COO | Purchase | 6,000 | $12.70 | $76,200 | 108,304 | Dec 17, 2018 |
| Wolfgruber Kurt | — | Purchase | 2,000 | $12.54 | $25,080 | 56,009 | Dec 17, 2018 |
| HAMWEE ROBERT | CEO | Purchase | 15,000 | $12.88 | $193,200 | 347,591 | Dec 13, 2018 |
| Jerry Karrie J. | CCO and Corporate Secretary | Purchase | 1,000 | $12.90 | $12,900 | 3,546 | Dec 13, 2018 |
| Weinstein Adam | EVP, CAO and Director | Purchase | 3,500 | $13.15 | $46,025 | 118,221 | Dec 10, 2018 |
| Ogens David | — | Purchase | 1,799 | $13.53 | $24,340 | 59,259 | Nov 13, 2018 |
| Kline John | President and COO | Purchase | 10,000 | $13.75 | $137,500 | 91,031 | Sep 11, 2018 |
| HAMWEE ROBERT | CEO | Purchase | 2,000 | $13.73 | $27,460 | 328,733 | Sep 6, 2018 |
| Weinstein Adam | EVP, CAO and Director | Purchase | 2,800 | $13.73 | $38,444 | 92,113 | Sep 6, 2018 |
| Stone James | Section 16 Officer | Purchase | 2,460 | $13.72 | $33,751 | 95,811 | Sep 6, 2018 |
| Hurley Alfred F Jr | — | Purchase | 200 | $13.05 | $2,610 | 34,026 | Mar 15, 2018 |
| HAMWEE ROBERT | CEO and Director | Purchase | 20,000 | $13.20 | $264,000 | 306,284 | Mar 14, 2018 |
| Kajee Shiraz | CFO and Treasurer | Purchase | 1,000 | $13.18 | $13,180 | 5,000 | Mar 14, 2018 |