Firsthand Technology Value Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Landis Kevin M | President | Purchase | 1,600 | $153,083.00 | $244,932,800 | 46,983 | Sep 17, 2018 |
| Landis Kevin M | President | Purchase | 1,267 | $15.19 | $19,246 | 45,383 | Sep 14, 2018 |
| Landis Kevin M | President | Purchase | 1,000 | $7.95 | $7,950 | 216,148 | Nov 8, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $7.99 | $7,990 | 215,148 | Nov 7, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $7.94 | $7,940 | 214,148 | Nov 6, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $7.94 | $7,940 | 214,148 | Nov 6, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $7.89 | $7,890 | 44,016 | Nov 3, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $7.91 | $7,910 | 43,016 | Nov 2, 2017 |
| Landis Kevin M | President | Purchase | 1,400 | $7.89 | $11,046 | 42,016 | Nov 1, 2017 |
| Landis Kevin M | President | Purchase | 600 | $7.94 | $4,764 | 40,616 | Oct 31, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $7.93 | $7,930 | 40,016 | Oct 30, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $7.93 | $7,930 | 213,148 | Oct 27, 2017 |
| Landis Kevin M | President | Purchase | 100 | $7.92 | $792 | 211,248 | Oct 26, 2017 |
| Landis Kevin M | President | Purchase | 500 | $8.03 | $4,015 | 211,148 | Oct 25, 2017 |
| Landis Kevin M | President | Purchase | 510 | $8.01 | $4,085 | 210,148 | Oct 24, 2017 |
| Landis Kevin M | President | Purchase | 500 | $8.03 | $4,015 | 209,148 | Oct 23, 2017 |
| Landis Kevin M | President | Purchase | 600 | $8.00 | $4,800 | 207,748 | Oct 20, 2017 |
| Landis Kevin M | President | Purchase | 500 | $8.04 | $4,020 | 206,648 | Oct 19, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $8.04 | $8,040 | 206,148 | Oct 18, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $8.10 | $8,100 | 205,148 | Oct 17, 2017 |
| Landis Kevin M | President and CEO | Purchase | 39,016 | $9.00 | $351,144 | 39,016 | Sep 22, 2017 |
| Fitzgerald Mark F | — | Purchase | 2,000 | $8.07 | $16,140 | 5,000 | Apr 10, 2017 |
| Landis Kevin M | President | Purchase | 2,900 | $8.12 | $23,548 | 204,148 | Feb 7, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $8.02 | $8,020 | 201,248 | Feb 2, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $7.79 | $7,790 | 200,248 | Feb 1, 2017 |
| Landis Kevin M | President | Purchase | 1,000 | $7.56 | $7,560 | 195,055 | Jan 30, 2016 |
| Lee Kimun | — | Purchase | 200 | $14.87 | $2,974 | 700 | May 15, 2015 |
| Landis Kevin M | President | Purchase | 900 | $14.95 | $13,455 | 192,148 | May 5, 2015 |
| Landis Kevin M | President | Purchase | 1,000 | $15.11 | $15,110 | 186,248 | May 1, 2015 |
| Landis Kevin M | President | Purchase | 1,000 | $15.20 | $15,200 | 169,248 | Apr 27, 2015 |
| Landis Kevin M | President | Purchase | 2,000 | $15.25 | $30,500 | 164,624 | Apr 22, 2015 |
| GOLDSTEIN PHILLIP | — | Sale | 7,918 | $15.29 | $121,066 | 580,825 | Apr 22, 2015 |
| Landis Kevin M | President | Purchase | 10 | $15.13 | $151 | 157,273 | Apr 21, 2015 |
| GOLDSTEIN PHILLIP | — | Sale | 3,478 | $15.11 | $52,553 | 600,709 | Apr 21, 2015 |
| Landis Kevin M | President | Purchase | 400 | $15.04 | $6,016 | 156,263 | Apr 20, 2015 |
| Landis Kevin M | President | Purchase | 1,000 | $14.97 | $14,970 | 154,863 | Apr 17, 2015 |
| Landis Kevin M | President | Purchase | 1,700 | $14.38 | $24,446 | 150,186 | Apr 13, 2015 |
| Landis Kevin M | President | Purchase | 1,000 | $14.34 | $14,340 | 124,538 | Apr 10, 2015 |
| Landis Kevin M | President | Purchase | 1,000 | $14.25 | $14,250 | 120,404 | Mar 30, 2015 |
| Landis Kevin M | President | Purchase | 1,000 | $14.07 | $14,070 | 119,404 | Mar 26, 2015 |
| Landis Kevin M | President | Purchase | 1,000 | $14.08 | $14,080 | 115,406 | Mar 25, 2015 |
| Landis Kevin M | President | Purchase | 1,426 | $14.07 | $20,064 | 112,723 | Mar 24, 2015 |
| Landis Kevin M | President | Purchase | 97 | $14.01 | $1,359 | 110,313 | Mar 23, 2015 |
| Dakos Andrew | — | Sale | 945 | $15.00 | $14,175 | 604,187 | Feb 6, 2015 |
| Samuels Steven | — | Sale | 1,376 | $15.95 | $21,947 | 732,537 | Feb 2, 2015 |
| GOLDSTEIN PHILLIP | — | Sale | 13,000 | $16.15 | $209,950 | 733,913 | Jan 28, 2015 |
| Samuels Steven | — | Sale | 200 | $17.10 | $3,420 | 746,913 | Jan 26, 2015 |
| Samuels Steven | — | Sale | 2,667 | $18.40 | $49,073 | 747,113 | Jan 22, 2015 |
| Samuels Steven | — | Sale | 18,423 | $18.52 | $341,194 | 784,202 | Jan 21, 2015 |
| Samuels Steven | — | Sale | 14,984 | $18.60 | $278,702 | 807,867 | Jan 16, 2015 |