LiveOne, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ELLIN ROBERT S | CEO & Chairman | C | 1,500,000 | $1.50 | $2,250,000 | 21,879,952 | Jul 15, 2025 |
| Baker Bridget | — | Option Exercise | 60,510 | — | — | 65,510 | Nov 14, 2024 |
| Wachsberger Patrick D | — | Option Exercise | 60,510 | — | — | 60,510 | Nov 14, 2024 |
| Wright Kristopher | — | Option Exercise | 57,325 | — | — | 57,325 | Nov 13, 2024 |
| Sullivan Aaron | CFO, Controller & EVP | Other | 27,400 | $1.70 | $46,580 | 122,956 | Jun 7, 2024 |
| ELLIN ROBERT S | CEO & Chairman | C | 1,616,709 | $2.10 | $3,395,089 | 19,654,656 | Apr 1, 2024 |
| Wright Kristopher | — | Sale | 11,000 | $1.09 | $11,990 | — | Nov 14, 2023 |
| Sullivan Aaron | Interim CFO, Controller & EVP | Option Exercise | 6,250 | — | — | 78,065 | Aug 14, 2023 |
| Sullivan Aaron | Interim CFO, Controller & EVP | Option Exercise | 6,250 | — | — | 74,445 | Mar 1, 2023 |
| ELLIN ROBERT S | CEO & Chairman | Other | 200,000 | — | — | 18,686,046 | Feb 3, 2023 |
| Sullivan Aaron | Interim CFO, Controller & EVP | Option Exercise | 6,250 | — | — | 70,541 | Dec 1, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $0.68 | $6,800 | 2,089,666 | Nov 21, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 15,000 | $0.73 | $10,950 | 2,054,666 | Nov 16, 2022 |
| Sullivan Aaron | Interim CFO, Controller & EVP | Other | 4,782 | $0.74 | $3,539 | 64,291 | Nov 15, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $0.78 | $7,800 | 2,039,666 | Nov 15, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 25,000 | $0.75 | $18,750 | 2,029,666 | Sep 30, 2022 |
| Sullivan Aaron | Interim CFO, Controller & EVP | Other | 2,122 | $0.98 | $2,080 | 56,573 | Sep 1, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $0.91 | $9,100 | 2,004,666 | Aug 30, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $0.95 | $9,500 | 1,994,666 | Aug 25, 2022 |
| Wright Kristopher | — | Purchase | 11,000 | $0.94 | $10,340 | 11,000 | Aug 24, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $0.99 | $9,900 | 1,984,666 | Aug 22, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $1.08 | $10,800 | 1,964,666 | Aug 18, 2022 |
| Sullivan Aaron | Interim CFO, Controller & EVP | Option Exercise | 6,250 | — | — | 52,445 | Aug 15, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $1.05 | $10,500 | 1,954,666 | Jul 8, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 25,000 | $0.70 | $17,500 | 1,934,666 | Apr 28, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 25,000 | $0.82 | $20,500 | 1,909,666 | Apr 20, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 25,000 | $0.75 | $18,750 | 1,884,666 | Mar 24, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 25,000 | $0.79 | $19,750 | 1,859,666 | Mar 4, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 25,000 | $0.85 | $21,250 | 1,834,666 | Mar 2, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 25,000 | $0.93 | $23,250 | 1,784,666 | Feb 22, 2022 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 25,000 | $0.94 | $23,500 | 1,759,666 | Feb 15, 2022 |
| QUARTIERI MICHAEL | CFO, EVP & Secretary | Option Exercise | 250,000 | — | — | 269,255 | Dec 6, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 20,000 | $2.09 | $41,800 | 1,734,666 | Nov 18, 2021 |
| Krigsman Jay E. | — | Purchase | 10,000 | $2.20 | $22,000 | 890,186 | Nov 17, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $2.30 | $23,000 | 1,689,666 | Nov 11, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 15,000 | $2.36 | $35,400 | 1,659,666 | Nov 8, 2021 |
| BEBEL MICHAEL J | Senior EVP | Other | 20,670 | $2.39 | $49,401 | 247,008 | Nov 5, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $3.25 | $32,500 | 1,644,666 | Sep 14, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $3.38 | $33,800 | 1,634,666 | Aug 30, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 5,000 | $3.13 | $15,650 | 1,624,666 | Aug 24, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $2.93 | $29,300 | 1,619,666 | Aug 19, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $2.81 | $28,100 | 1,609,666 | Aug 18, 2021 |
| Krigsman Jay E. | — | Purchase | 20,000 | $2.73 | $54,600 | 880,186 | Aug 17, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Award / Grant | 33,654 | — | — | 16,913,027 | Aug 17, 2021 |
| BEBEL MICHAEL J | Senior EVP | Option Exercise | 83,378 | — | — | 262,077 | Aug 16, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 5,000 | $4.13 | $20,650 | 1,581,566 | Mar 30, 2021 |
| BEBEL MICHAEL J | Senior EVP | Other | 20,000 | $4.74 | $94,800 | 178,699 | Mar 19, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Award / Grant | 280,000 | — | — | 16,209,952 | Mar 17, 2021 |
| Krigsman Jay E. | — | Purchase | 10,000 | $4.10 | $41,000 | 860,186 | Mar 16, 2021 |
| Wachsberger Patrick D | — | Purchase | 5,710 | $3.50 | $19,985 | 5,710 | Mar 5, 2021 |