LiveOne, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ELLIN ROBERT S | CEO & Chairman | Purchase | 600 | $3.82 | $2,292 | 1,573,466 | Mar 1, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 2,500 | $4.12 | $10,300 | 1,571,366 | Feb 23, 2021 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 200 | $3.25 | $650 | 1,566,766 | Dec 18, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 500 | $2.90 | $1,450 | 1,566,366 | Dec 17, 2020 |
| QUARTIERI MICHAEL | CFO, EVP & Secretary | Purchase | 19,255 | $2.90 | $55,840 | 19,255 | Dec 15, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 800 | $2.75 | $2,200 | 1,565,866 | Dec 14, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 100 | $2.60 | $260 | 1,559,666 | Dec 11, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 3,300 | $2.53 | $8,349 | 1,559,566 | Dec 8, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,400 | $2.41 | $3,374 | 1,555,866 | Dec 3, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,400 | $2.56 | $3,584 | 1,553,066 | Dec 2, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 2,800 | $2.51 | $7,028 | 1,551,666 | Nov 27, 2020 |
| Baker Bridget | — | Purchase | 2,500 | $2.35 | $5,875 | 2,500 | Nov 25, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 9,567 | $2.18 | $20,856 | 1,538,366 | Nov 23, 2020 |
| BEBEL MICHAEL J | Senior EVP | Option Exercise | 41,690 | — | — | 212,628 | Nov 20, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 17,200 | $1.89 | $32,508 | 1,507,146 | Nov 20, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,000 | $2.83 | $2,830 | 1,479,946 | Sep 22, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,905 | $2.86 | $5,448 | 1,478,046 | Sep 17, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 2,000 | $2.72 | $5,440 | 1,474,546 | Sep 15, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 400 | $2.60 | $1,040 | 1,469,246 | Sep 14, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,400 | $2.56 | $3,584 | 1,465,346 | Sep 10, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 6,300 | $2.48 | $15,624 | 1,463,946 | Sep 4, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 10,000 | $2.52 | $25,200 | 1,450,746 | Sep 2, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 2,000 | $2.72 | $5,440 | 1,440,746 | Aug 31, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,400 | $2.68 | $3,752 | 1,438,346 | Aug 27, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 900 | $2.92 | $2,628 | 1,436,946 | Aug 25, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 3,300 | $2.83 | $9,339 | 1,433,946 | Aug 21, 2020 |
| Krigsman Jay E. | — | Purchase | 1,961 | $2.90 | $5,687 | 840,186 | Aug 21, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 3,300 | $2.91 | $9,603 | 1,428,446 | Aug 19, 2020 |
| Zemetra Michael Leonard | CFO & EVP | Option Exercise | 250,000 | — | — | 266,667 | Aug 18, 2020 |
| BEBEL MICHAEL J | Senior EVP | Other | 86,427 | $2.81 | $242,860 | 170,938 | Aug 18, 2020 |
| Gold Jerome N. | — | Other | 86,173 | $2.80 | $241,284 | 268,827 | Aug 18, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 8,946 | $2.79 | $24,959 | 1,419,046 | Aug 18, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 2,400 | $2.75 | $6,600 | 1,410,100 | Aug 14, 2020 |
| Spengler Tim J. | — | Purchase | 10,000 | $2.74 | $27,400 | 76,667 | Aug 14, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 23,261 | $2.63 | $61,176 | 1,407,700 | Aug 12, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Other | 1,213,209 | — | — | 1,213,209 | Jun 15, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Sale | 82 | $1.59 | $130 | 161,230 | Apr 6, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Sale | 96 | $1.34 | $129 | 161,312 | Mar 5, 2020 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,000 | $2.00 | $2,000 | 161,004 | Dec 19, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,680 | $2.14 | $3,595 | 17,242,793 | Dec 16, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,200 | $2.28 | $2,736 | 17,239,613 | Dec 12, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 600 | $2.40 | $1,440 | 17,237,213 | Dec 10, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,100 | $2.12 | $2,332 | 17,232,313 | Dec 9, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 400 | $2.04 | $816 | 160,004 | Dec 4, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 100 | $1.94 | $194 | 17,228,513 | Dec 2, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 400 | $2.16 | $864 | 17,202,387 | Sep 18, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 1,200 | $2.18 | $2,616 | 17,201,987 | Sep 16, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 500 | $2.77 | $1,385 | 159,604 | Sep 12, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 2,700 | $2.48 | $6,696 | 17,229,137 | Sep 11, 2019 |
| ELLIN ROBERT S | CEO & Chairman | Purchase | 6,600 | $1.93 | $12,738 | 17,223,641 | Sep 6, 2019 |