Capitol Federal Financial, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Wright Frank H | Executive Vice President | Tax Withholding | 318 | $11.95 | $3,800 | 13,400 | Apr 30, 2014 |
| Van Houweling Tara | Principal Accounting Officer | Tax Withholding | 625 | $11.87 | $7,419 | 20,480 | Jan 10, 2014 |
| TOWNSEND KENT G | Executive Vice President | Tax Withholding | 2,101 | $11.87 | $24,939 | 130,329 | Jan 10, 2014 |
| Wright Frank H | Executive Vice President | Tax Withholding | 1,213 | $11.87 | $14,398 | 13,718 | Jan 10, 2014 |
| DICUS JOHN B | Chairman and President | Tax Withholding | 3,554 | $11.87 | $42,186 | 1,288,066 | Jan 10, 2014 |
| Van Houweling Tara | Principal Accounting Officer | Option Exercise | 1,182 | $11.91 | $14,078 | 22,287 | Dec 31, 2013 |
| TOWNSEND KENT G | Executive Vice Presiden | Disposition | 4,309 | $12.11 | $52,182 | 132,430 | Dec 31, 2013 |
| Jackson Rick C | Executive Vice President | Disposition | 2,542 | $12.11 | $30,784 | 82,753 | Dec 31, 2013 |
| Wright Frank H | Executive Vice President | Option Exercise | 1,115 | $11.91 | $13,280 | 16,046 | Dec 31, 2013 |
| Ricketts Carlton A. | Executive Vice President | Option Exercise | 1,261 | $11.91 | $15,019 | 48,918 | Dec 31, 2013 |
| DICUS JOHN B | Chairman and President | Disposition | 12,594 | $12.11 | $152,513 | 1,291,620 | Dec 31, 2013 |
| Morris James G. | — | Award / Grant | 5,000 | — | — | 8,790 | Nov 25, 2013 |
| Wright Frank H | Executive Vice President | Award / Grant | 4,000 | — | — | 14,931 | Oct 29, 2013 |
| Wright Frank H | Executive Vice President | Award / Grant | 4,000 | — | — | 14,931 | Oct 29, 2013 |
| McCoy Michael T | — | Sale | 2,000 | $12.69 | $25,380 | 29,109 | Aug 8, 2013 |
| Morris James G. | — | Purchase | 500 | $12.69 | $6,345 | 3,790 | Jul 31, 2013 |
| Morris James G. | — | Purchase | 815 | $11.88 | $9,682 | 2,815 | Jun 11, 2013 |
| Haag Natalie G. | Executive Vice President | Purchase | 1,600 | $11.99 | $19,184 | 18,321 | May 17, 2013 |
| ALESHIRE R JOE | Executive Vice President | Tax Withholding | 1,568 | $12.00 | $18,816 | 96,688 | May 14, 2013 |
| Morris James G. | — | Purchase | 500 | $11.74 | $5,870 | 2,000 | May 2, 2013 |
| Morris James G. | — | Purchase | 500 | $11.86 | $5,930 | 1,500 | Feb 14, 2013 |
| TOWNSEND KENT G | Executive Vice President | Tax Withholding | 2,038 | $11.86 | $24,171 | 132,430 | Jan 10, 2013 |
| DICUS JOHN B | Chairman and President | Tax Withholding | 2,741 | $11.86 | $32,508 | 1,291,620 | Jan 10, 2013 |
| Van Houweling Tara | Principal Accounting Officer | Option Exercise | 330 | $13.90 | $4,587 | 21,435 | Dec 31, 2012 |
| Ricketts Carlton A. | Executive Vice President | Disposition | 341 | $11.69 | $3,986 | 47,657 | Dec 31, 2012 |
| Jackson Rick C | Executive Vice President | Disposition | 249 | $11.69 | $2,911 | 82,753 | Dec 31, 2012 |
| TOWNSEND KENT G | Executive Vice President | Option Exercise | 1,964 | $13.90 | $27,300 | 136,432 | Dec 31, 2012 |
| DICUS JOHN B | Chairman and President | Disposition | 6,487 | $11.69 | $75,833 | 1,294,361 | Dec 31, 2012 |
| ALESHIRE R JOE | Executive Vice President | Sale | 100,000 | $11.58 | $1,158,000 | 98,256 | Nov 20, 2012 |
| ALESHIRE R JOE | Executive Vice President | Sale | 100,000 | $11.84 | $1,184,000 | 198,256 | Nov 6, 2012 |
| Haag Natalie G. | Executive Vice President | Award / Grant | 16,000 | — | — | 16,721 | Sep 25, 2012 |
| McCoy Michael T | — | Sale | 2,000 | $11.84 | $23,680 | 31,109 | Aug 16, 2012 |
| ALESHIRE R JOE | Executive Vice President | Sale | 50,000 | $11.80 | $590,000 | 298,256 | Aug 16, 2012 |
| ALESHIRE R JOE | Executive Vice President | Sale | 40,803 | $11.76 | $479,843 | — | May 18, 2012 |
| ALESHIRE R JOE | Executive Vice President | Tax Withholding | 1,572 | $11.91 | $18,723 | 348,256 | May 18, 2012 |
| BRUBAKER LARRY K | Executive Vice President | Award / Grant | 5,125 | $11.91 | $61,039 | 11,916 | May 16, 2012 |
| ALESHIRE R JOE | Executive Vice President | Award / Grant | 10,000 | $11.91 | $119,100 | 349,828 | May 16, 2012 |
| Jackson Rick C | Executive Vice President | Award / Grant | 17,000 | — | — | 82,753 | May 16, 2012 |
| Van Houweling Tara | Principal Accounting Officer | Award / Grant | 12,950 | — | — | 21,105 | May 16, 2012 |
| Johnson Jeffrey M | — | Award / Grant | 5,000 | — | — | 49,900 | May 16, 2012 |
| Robinson Reginald L | — | Award / Grant | 5,000 | — | — | 5,000 | May 16, 2012 |
| HUEY MORRIS J II | — | Award / Grant | 5,000 | — | — | 250,658 | May 16, 2012 |
| TOWNSEND KENT G | Executive Vice President | Award / Grant | 30,000 | — | — | 134,468 | May 16, 2012 |
| WARD MARILYN S | — | Award / Grant | 5,000 | — | — | 177,338 | May 16, 2012 |
| DICUS JOHN B | Chairman and President | Award / Grant | 44,600 | — | — | 1,294,361 | May 16, 2012 |
| McCoy Michael T | — | Award / Grant | 5,000 | — | — | 33,109 | May 16, 2012 |
| THOMPSON JEFFREY R | — | Award / Grant | 5,000 | — | — | 45,353 | May 16, 2012 |
| ALESHIRE R JOE | Executive Vice President | Sale | 50,000 | $11.68 | $584,000 | 339,828 | Feb 3, 2012 |
| ALESHIRE R JOE | Executive Vice President | Other | 565 | — | — | — | Feb 9, 2011 |
| ANDERSEN B B | — | Other | 139,552 | — | — | 154,552 | Dec 21, 2010 |