PhenixFIN Corp — 40-APP Filings
9 40-APP filings on record
This page lists all 40-APP filings submitted to the SEC by PhenixFIN Corp (PFXNZ), sorted by most recent first. Each row links to the full filing on EdgarLookup. PhenixFIN Corp has filed 9 40-APP documents with the SEC since 2010. To view all SEC filings by PhenixFIN Corp, see the full filings list.
All
10-K
10-K/A
10-Q
25
25-NSE
3
305B2
4
4/A
40-17G
40-17G/A
40-33
40-APP
40-APP/A
424B2
425
497
497AD
5
8-A12B
8-K
8-K/A
APP NTC
APP ORDR
APP WD
ARS
CERT
CERTNYS
CORRESP
DEF 14A
DEFA14A
DEFC14A
DEFM14A
DFAN14A
DFRN14A
EFFECT
FWP
N-2
N-2/A
N-23C-2
N-54A
N-6F
N-6F/A
POS 8C
POS EX
PRE 14A
PREC14A
PX14A6G
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SCHEDULE 13D/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 40-APP | APPLICATION FOR EXEMPTION AND OTHER RELIEF | 0001213900-18-014989 | Nov 7, 2018 | — |
| 40-APP | 40-APP | 0001144204-17-029361 | May 24, 2017 | — |
| 40-APP | 40-APP | 0001144204-16-114517 | Jul 26, 2016 | — |
| 40-APP | FORM 40-APP | 0001193125-12-135097 | Mar 28, 2012 | — |
| 40-APP | 40-APP | 0000950123-10-101224 | Nov 5, 2010 | — |
| 40-APP | 40-APP | 0000950123-10-100931 | Nov 4, 2010 | — |
| 40-APP | 40-APP | 0000950123-10-099612 | Nov 3, 2010 | — |
| 40-APP | 40-APP | 0000950123-10-060312 | Jun 23, 2010 | — |
| 40-APP | FORM 40-APP | 0000950123-10-060310 | Jun 23, 2010 | — |