Groupon, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BARRIS PETER J | — | Other | 67,307 | — | — | 409,297 | Feb 27, 2017 |
| Drobny Dane A | General Counsel and Secretary | Sale | 37,176 | $4.68 | $173,984 | 386,411 | Feb 22, 2017 |
| Drobny Dane A | General Counsel and Secretary | Award / Grant | 33,568 | — | — | 434,027 | Feb 14, 2017 |
| Williams Rich | Chief Executive Officer | Tax Withholding | 30,878 | $3.78 | $116,719 | 1,514,187 | Feb 14, 2017 |
| Randolfi Michael O | CFO | Award / Grant | 93,089 | — | — | 93,089 | Feb 14, 2017 |
| Stevens Brian | CAO & Treasurer | Award / Grant | 16,467 | — | — | 210,769 | Feb 14, 2017 |
| Sullivan James | Chief Product Officer | Tax Withholding | 12,165 | $3.78 | $45,984 | 349,887 | Feb 14, 2017 |
| Sullivan James | Chief Product Officer | Sale | 20,000 | $3.50 | $70,000 | 309,682 | Feb 8, 2017 |
| Sullivan James | Chief Product Officer | Option Exercise | 46,833 | — | — | 349,006 | Jan 12, 2017 |
| Drobny Dane A | General Counsel and Secretary | Tax Withholding | 18,420 | $3.53 | $65,023 | 400,459 | Jan 7, 2017 |
| Stevens Brian | CAO & Treasurer | Option Exercise | 6,792 | — | — | 169,857 | Dec 31, 2016 |
| Drobny Dane A | General Counsel and Secretary | Tax Withholding | 24,493 | $3.32 | $81,317 | 365,285 | Dec 31, 2016 |
| Williams Rich | Chief Executive Officer | Tax Withholding | 34,593 | $3.32 | $114,849 | 1,435,967 | Dec 31, 2016 |
| Williams Rich | Chief Executive Officer | Tax Withholding | 1,371 | $3.64 | $4,990 | 1,344,788 | Dec 15, 2016 |
| Williams Rich | Chief Executive Officer | Tax Withholding | 8,569 | $3.75 | $32,134 | 1,343,159 | Dec 1, 2016 |
| Stevens Brian | CAO & Treasurer | Sale | 10,000 | $4.11 | $41,100 | 163,065 | Nov 28, 2016 |
| Sullivan James | Chief Product Officer | Sale | 20,000 | $3.80 | $76,000 | 302,173 | Nov 9, 2016 |
| Drobny Dane A | General Counsel and Secretary | Sale | 42,930 | $3.84 | $164,851 | 322,107 | Nov 9, 2016 |
| LEFKOFSKY ERIC P | — | C | 999,984 | — | — | 98,735,046 | Oct 31, 2016 |
| KEYWELL BRADLEY A | — | C | 400,008 | — | — | 30,725,038 | Oct 31, 2016 |
| Sullivan James | Chief Product Officer | Option Exercise | 46,833 | — | — | 346,611 | Oct 12, 2016 |
| Drobny Dane A | General Counsel and Secretary | Tax Withholding | 24,492 | $5.15 | $126,134 | 365,037 | Oct 7, 2016 |
| Williams Rich | Chief Executive Officer | Option Exercise | 25,000 | — | — | 1,282,860 | Sep 30, 2016 |
| Stevens Brian | Chief Accounting Officer | Option Exercise | 6,792 | — | — | 166,415 | Sep 30, 2016 |
| Drobny Dane A | General Counsel and Secretary | Tax Withholding | 10,121 | $5.15 | $52,123 | 335,936 | Sep 30, 2016 |
| Williams Rich | Chief Executive Officer | Option Exercise | 50,000 | — | — | 1,280,710 | Sep 14, 2016 |
| Stevens Brian | Chief Accounting Officer | Option Exercise | 17,565 | — | — | 165,086 | Sep 10, 2016 |
| Drobny Dane A | General Counsel and Secretary | Sale | 30,798 | $5.48 | $168,773 | 320,132 | Sep 7, 2016 |
| Williams Rich | Chief Executive Officer | Option Exercise | 18,750 | — | — | 1,237,650 | Sep 1, 2016 |
| Stevens Brian | Chief Accounting Officer | Sale | 15,000 | $5.54 | $83,100 | 147,521 | Aug 22, 2016 |
| Stevens Brian | Chief Accounting Officer | Tax Withholding | 389 | $5.78 | $2,248 | 162,521 | Aug 15, 2016 |
| BARRIS PETER J | — | Sale | 730,349 | $5.69 | $4,155,686 | — | Aug 12, 2016 |
| BARRIS PETER J | — | Other | 3,986,381 | — | — | — | Aug 11, 2016 |
| Sullivan James | Chief Product Officer | Sale | 20,000 | $5.81 | $116,200 | 299,778 | Aug 10, 2016 |
| LEFKOFSKY ERIC P | — | Gift | 3,000,000 | — | — | 97,735,062 | Aug 4, 2016 |
| Stevens Brian | Chief Accounting Officer | Option Exercise | 1,250 | — | — | 162,049 | Jul 15, 2016 |
| Drobny Dane A | General Counsel and Secretary | Tax Withholding | 16,668 | $3.34 | $55,671 | 350,930 | Jul 7, 2016 |
| Williams Rich | Chief Executive Officer | Option Exercise | 25,000 | — | — | 1,168,782 | Jun 30, 2016 |
| Stevens Brian | Chief Accounting Officer | Tax Withholding | 3,956 | $3.25 | $12,857 | 160,799 | Jun 30, 2016 |
| Drobny Dane A | General Counsel and Secretary | Tax Withholding | 8,063 | $3.25 | $26,205 | 314,004 | Jun 30, 2016 |
| Stevens Brian | Chief Accounting Officer | Tax Withholding | 389 | $3.25 | $1,264 | 147,357 | Jun 15, 2016 |
| Williams Rich | Chief Executive Officer | Option Exercise | 3,000 | — | — | 1,118,003 | Jun 14, 2016 |
| Stevens Brian | Chief Accounting Officer | Tax Withholding | 5,463 | $3.19 | $17,427 | 146,496 | Jun 10, 2016 |
| Atairos Group, Inc. | — | Award / Grant | 43,103 | — | — | 43,103 | Jun 8, 2016 |
| BARRIS PETER J | — | Other | 618,665 | — | — | 640,045 | Jun 8, 2016 |
| Leonsis Theodore | — | Award / Grant | 45,991 | — | — | 883,820 | Jun 8, 2016 |
| LEFKOFSKY ERIC P | — | Award / Grant | 43,103 | — | — | 1,483,690 | Jun 8, 2016 |
| KEYWELL BRADLEY A | — | Award / Grant | 43,103 | — | — | 114,035 | Jun 8, 2016 |
| Bass Robert J | — | Award / Grant | 46,954 | — | — | 143,491 | Jun 8, 2016 |
| HOUSENBOLD JEFFREY T | — | Award / Grant | 43,103 | — | — | 109,067 | Jun 8, 2016 |