ASPEN GROUP, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kaplan Andrew E | — | Award / Grant | 4,627 | — | — | 93,252 | Jan 6, 2021 |
| Rich Sanford | — | Award / Grant | 5,121 | — | — | 39,957 | Jan 6, 2021 |
| Dicks Norman D | — | Award / Grant | 809 | — | — | 26,829 | Jan 6, 2021 |
| Alessi Robert | Chief Accounting Officer | Award / Grant | 15,000 | — | — | 22,190 | Jan 6, 2021 |
| Mathews Michael | Chief Executive Officer | Option Exercise | 200,000 | $4.90 | $980,000 | 1,035,088 | Dec 31, 2020 |
| COTRONEO FRANK J | Chief Financial Officer | Tax Withholding | 6,560 | $10.84 | $71,110 | 22,089 | Dec 24, 2020 |
| Wendolowski Gerard | Chief Operating Officer | Option Exercise | 4,167 | $2.28 | $9,501 | 86,535 | Dec 22, 2020 |
| Alessi Robert | Chief Accounting Officer | Tax Withholding | 3,265 | — | — | 7,190 | Dec 1, 2020 |
| COTRONEO FRANK J | Chief Financial Officer | Tax Withholding | 13,233 | — | — | 40,873 | Dec 1, 2020 |
| Mathews Michael | Chief Executive Officer | Option Exercise | 4,630 | $2.28 | $10,556 | 842,165 | Oct 26, 2020 |
| McNamara Anne M | Chief Nursing Officer | Sale | 9,730 | $11.01 | $107,127 | 5,000 | Oct 5, 2020 |
| COTRONEO FRANK J | Chief Financial Officer | Sale | 15,000 | $10.82 | $162,300 | 20,773 | Sep 25, 2020 |
| Kaplan Andrew E | — | Option Exercise | 20,834 | $1.98 | $41,251 | 88,625 | Sep 22, 2020 |
| Rich Sanford | — | Option Exercise | 8,334 | $2.28 | $19,002 | 36,417 | Sep 16, 2020 |
| Alessi Robert | Chief Accounting Officer | Tax Withholding | 2,766 | $12.02 | $33,247 | 5,567 | Sep 16, 2020 |
| JENSEN C JAMES | — | Option Exercise | 25,000 | $4.32 | $108,000 | 195,747 | Sep 16, 2020 |
| Mathews Michael | Chief Executive Officer | Option Exercise | 16,050 | $2.28 | $36,594 | 776,798 | Sep 16, 2020 |
| COTRONEO FRANK J | Chief Financial Officer | Tax Withholding | 5,916 | $12.02 | $71,110 | 38,906 | Sep 16, 2020 |
| Wendolowski Gerard | Chief Operating Officer | Tax Withholding | 49,903 | $12.02 | $599,834 | 82,368 | Sep 16, 2020 |
| Dicks Norman D | — | Option Exercise | 13,889 | $3.24 | $45,000 | 26,020 | Sep 15, 2020 |
| Wendolowski Gerard | Chief Operating Officer | Option Exercise | 7,500 | — | — | 25,371 | Sep 2, 2020 |
| COTRONEO FRANK J | Chief Financial Officer | Tax Withholding | 7,369 | — | — | 30,933 | Sep 2, 2020 |
| McNamara Anne M | Chief Nursing Officer | Option Exercise | 5,000 | — | — | 10,000 | Sep 2, 2020 |
| Mathews Michael | Chief Executive Officer | Tax Withholding | 11,100 | — | — | 688,161 | Aug 31, 2020 |
| Arnauld Cheri St. | Chief Academic Officer | Option Exercise | 18,750 | — | — | 46,141 | Aug 31, 2020 |
| Alessi Robert | Chief Accounting Officer | Award / Grant | 20,000 | — | — | 20,000 | Aug 12, 2020 |
| Mathews Michael | Chief Executive Officer | Option Exercise | 41,667 | $2.28 | $95,001 | 668,701 | Jul 13, 2020 |
| Rich Sanford | — | Sale | 12,500 | $9.00 | $112,500 | 28,083 | Jul 13, 2020 |
| Arnauld Cheri St. | Chief Academic Officer | Sale | 83,334 | $9.65 | $804,173 | 23,221 | Jun 2, 2020 |
| Wendolowski Gerard | Chief Operating Officer | Option Exercise | 11,151 | $1.99 | $22,190 | 29,022 | May 29, 2020 |
| Wendolowski Gerard | Chief Operating Officer | Sale | 5,912 | $8.51 | $50,311 | 17,871 | May 27, 2020 |
| Wendolowski Gerard | Chief Operating Officer | Option Exercise | 16,821 | $2.02 | $33,978 | 34,692 | May 1, 2020 |
| Mathews Michael | Chief Executive Officer | Sale | 25,000 | $6.90 | $172,500 | 602,034 | May 1, 2020 |
| Wendolowski Gerard | Chief Operating Officer | Option Exercise | 8,334 | $2.28 | $19,002 | 26,205 | Apr 23, 2020 |
| MacLean Malcolm F IV | — | Purchase | 5,500 | $5.69 | $31,295 | 632,782 | Mar 11, 2020 |
| JENSEN C JAMES | — | Sale | 11,275 | $7.87 | $88,734 | 168,497 | Jan 3, 2020 |
| MacLean Malcolm F IV | — | Sale | 21,281 | $7.30 | $155,351 | 620,777 | Dec 17, 2019 |
| Alessi Robert | Chief Accounting Officer | Award / Grant | 20,000 | — | — | 20,000 | Dec 1, 2019 |
| COTRONEO FRANK J | Chief Financial Officer | Award / Grant | 100,000 | — | — | 115,000 | Dec 1, 2019 |
| COTRONEO FRANK J | — | Award / Grant | 15,000 | — | — | 15,000 | Nov 5, 2019 |
| Kaplan Andrew E | — | Option Exercise | 8,334 | $2.43 | $20,252 | 67,791 | Oct 11, 2019 |
| Dicks Norman D | — | Option Exercise | 27,778 | $3.24 | $90,001 | 29,778 | Oct 2, 2019 |
| JENSEN C JAMES | — | Option Exercise | 5,556 | $2.28 | $12,668 | 235,789 | Sep 19, 2019 |
| Rich Sanford | — | Option Exercise | 8,334 | $2.43 | $20,252 | 44,307 | Sep 17, 2019 |
| MacLean Malcolm F IV | — | Purchase | 2,000 | $4.72 | $9,440 | 674,349 | Jul 16, 2019 |
| Mathews Michael | Chief Executive Officer | Tax Withholding | 64,721 | $4.67 | $302,247 | 652,034 | Jul 15, 2019 |
| Kaplan Andrew E | — | Option Exercise | 6,771 | $1.86 | $12,594 | 51,123 | Jul 12, 2019 |
| Rich Sanford | — | Option Exercise | 6,771 | $1.86 | $12,594 | 38,629 | Jul 12, 2019 |
| JENSEN C JAMES | — | Option Exercise | 6,771 | $1.86 | $12,594 | 184,398 | Jul 12, 2019 |
| Sevely Joseph L. | Chief Financial Officer | Purchase | 500 | $4.70 | $2,350 | 26,000 | Jul 12, 2019 |