Nuveen Mortgage & Income Fund/MA/ — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Virgilio Stephen | — | Sale | 150 | $18.81 | $2,822 | 850 | Aug 29, 2025 |
| Jones Nathaniel T. | Vice President and Treasurer | Purchase | 800 | $18.19 | $14,552 | 1,228 | May 5, 2025 |
| Parekh Aashh | — | Purchase | 50 | $17.70 | $885 | 4,551 | Apr 4, 2025 |
| Parekh Aashh | — | Purchase | 100 | $18.25 | $1,825 | 4,501 | Apr 2, 2025 |
| Parekh Aashh | — | Sale | 276 | $18.13 | $5,004 | 4,401 | Jun 21, 2024 |
| Jones Nathaniel T. | Vice President and Treasurer | Purchase | 215 | $16.03 | $3,446 | 215 | Oct 26, 2023 |
| Parekh Aashh | — | Purchase | 200 | $15.53 | $3,106 | 4,677 | Oct 20, 2023 |
| Parekh Aashh | — | Purchase | 200 | $15.65 | $3,130 | 4,477 | Oct 17, 2023 |
| Parekh Aashh | — | Purchase | 100 | $15.89 | $1,589 | 3,977 | May 19, 2023 |
| Parekh Aashh | — | Purchase | 100 | $15.85 | $1,585 | 3,877 | May 4, 2023 |
| Parekh Aashh | — | Purchase | 100 | $15.92 | $1,592 | 3,777 | Apr 28, 2023 |
| Parekh Aashh | — | Purchase | 100 | $15.93 | $1,593 | 3,677 | Apr 21, 2023 |
| Parekh Aashh | — | Purchase | 50 | $15.98 | $799 | 3,577 | Apr 19, 2023 |
| Parekh Aashh | — | Purchase | 100 | $16.04 | $1,604 | 3,477 | Apr 14, 2023 |
| Parekh Aashh | — | Purchase | 75 | $16.00 | $1,200 | 3,377 | Mar 14, 2023 |
| Parekh Aashh | — | Purchase | 157 | $15.87 | $2,492 | 3,302 | Nov 7, 2022 |
| Parekh Aashh | — | Purchase | 314 | — | — | 3,145 | Sep 27, 2022 |
| Parekh Aashh | — | Purchase | 157 | $16.00 | $2,512 | 2,831 | Sep 26, 2022 |
| Parekh Aashh | — | Purchase | 154 | $16.25 | $2,503 | 2,674 | Sep 23, 2022 |
| Parekh Aashh | — | Purchase | 150 | $16.80 | $2,520 | 2,520 | Sep 13, 2022 |
| Parekh Aashh | — | Purchase | 150 | $16.70 | $2,505 | 2,370 | Jul 28, 2022 |
| Virgilio Stephen | — | Purchase | 500 | $16.30 | $8,150 | 1,000 | Jul 18, 2022 |
| Parekh Aashh | — | Purchase | 290 | $17.30 | $5,017 | 2,220 | May 13, 2022 |
| Virgilio Stephen | — | Purchase | 500 | $17.33 | $8,665 | 500 | May 13, 2022 |
| Parekh Aashh | — | Purchase | 230 | $17.89 | $4,115 | 1,930 | Apr 13, 2022 |
| Parekh Aashh | — | Purchase | 97 | $18.00 | $1,746 | 1,700 | Mar 25, 2022 |
| Parekh Aashh | — | Purchase | 92 | $19.00 | $1,748 | 1,603 | Feb 25, 2022 |
| ZIMMERMAN GIFFORD R | CCO and Vice President | Purchase | 1,000 | $19.12 | $19,120 | 1,000 | Feb 11, 2022 |
| Parekh Aashh | — | Purchase | 146 | $20.50 | $2,993 | 1,511 | Jan 20, 2022 |
| Parekh Aashh | — | Purchase | 385 | $20.80 | $8,008 | 1,365 | Nov 23, 2021 |
| Parekh Aashh | — | Purchase | 100 | $20.75 | $2,075 | 980 | Jun 23, 2021 |
| Parekh Aashh | — | Purchase | 360 | $20.85 | $7,506 | 880 | Jun 23, 2021 |
| Parekh Aashh | — | Purchase | 244 | $20.43 | $4,985 | 520 | Mar 3, 2021 |
| Parekh Aashh | — | Purchase | 65 | $15.29 | $994 | 276 | Mar 27, 2020 |
| Parekh Aashh | — | Purchase | 68 | $14.75 | $1,003 | 211 | Mar 26, 2020 |
| Parekh Aashh | — | Purchase | 32 | $14.85 | $475 | 143 | Mar 25, 2020 |
| Parekh Aashh | — | Purchase | 23 | $21.35 | $491 | 46 | Mar 11, 2020 |
| Parekh Aashh | — | Purchase | 23 | $21.95 | $505 | 23 | Feb 28, 2020 |
| Nuveen Fund Advisors, LLC | — | Sale | 4,200 | $25.01 | $105,042 | — | May 11, 2017 |
| Garrett Michael F | Officer of Investment Adviser | Purchase | 3,500 | $22.20 | $77,700 | 10,359 | Aug 25, 2015 |
| Garrett Michael F | Officer of Investment Adviser | Purchase | 1,000 | $22.25 | $22,250 | 6,065 | Aug 13, 2015 |
| Garrett Michael F | Officer of Investment Adviser | Purchase | 1,000 | $22.40 | $22,400 | 5,065 | Aug 7, 2015 |
| Garrett Michael F | Officer of Investment Adviser | Purchase | 700 | $22.52 | $15,764 | 4,065 | Aug 6, 2015 |
| Garrett Michael F | Officer of Investment Adviser | Purchase | 3,365 | $22.43 | $75,477 | 3,365 | Jul 23, 2015 |
| SCHNEIDER WILLIAM J | — | Sale | 4,000 | $20.26 | $81,040 | — | Dec 15, 2011 |
| SCHNEIDER WILLIAM J | — | Purchase | 4,000 | $25.00 | $100,000 | 4,000 | Nov 30, 2009 |