Vuzix Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kay Edward William Jr. | — | Award / Grant | 7,500 | — | — | 140,474 | Sep 28, 2020 |
| Russell Grant | CFO and Executive VP | Award / Grant | 22,500 | — | — | 1,157,205 | Sep 28, 2020 |
| Kay Edward William Jr. | — | Award / Grant | 15,000 | — | — | 132,974 | Jul 2, 2020 |
| RUCKDAESCHEL ALEXANDER | — | Award / Grant | 15,000 | — | — | 122,647 | Jul 2, 2020 |
| Harned Timothy Heydenreich | — | Award / Grant | 15,000 | — | — | 102,647 | Jul 2, 2020 |
| Harned Timothy Heydenreich | — | Purchase | 2,000 | $2.29 | $4,580 | 87,647 | May 19, 2020 |
| Harned Timothy Heydenreich | — | Other | 17,647 | — | — | 85,647 | May 4, 2020 |
| Kay Edward William Jr. | — | Other | 17,974 | — | — | 117,974 | May 4, 2020 |
| RUCKDAESCHEL ALEXANDER | — | Other | 17,647 | — | — | 107,647 | May 4, 2020 |
| Travers Paul J | President and CEO | Other | 163,399 | — | — | 2,795,363 | May 4, 2020 |
| Russell Grant | CFO and Executive VP | Other | 138,889 | — | — | 1,134,705 | May 4, 2020 |
| Harned Timothy Heydenreich | — | Purchase | 500 | $1.31 | $655 | 68,000 | Apr 2, 2020 |
| Kay Edward William Jr. | — | Purchase | 5,000 | $1.03 | $5,150 | 100,000 | Mar 18, 2020 |
| Travers Paul J | President and CEO | Purchase | 5,000 | $0.97 | $4,850 | 2,631,964 | Mar 17, 2020 |
| Travers Paul J | President and CEO | Purchase | 5,000 | $0.97 | $4,850 | 2,626,964 | Mar 16, 2020 |
| Kay Edward William Jr. | — | Purchase | 3,000 | $1.81 | $5,430 | 95,000 | Jan 15, 2020 |
| Travers Paul J | President and CEO | Purchase | 2,250 | $1.92 | $4,320 | 2,621,964 | Jan 13, 2020 |
| Travers Paul J | President and CEO | Purchase | 2,500 | $1.97 | $4,925 | 2,619,714 | Jan 10, 2020 |
| Kay Edward William Jr. | — | Purchase | 2,000 | $2.25 | $4,500 | 92,000 | Nov 14, 2019 |
| RUCKDAESCHEL ALEXANDER | — | Award / Grant | 15,000 | — | — | 90,000 | Sep 3, 2019 |
| Harned Timothy Heydenreich | — | Award / Grant | 15,000 | — | — | 65,000 | Sep 3, 2019 |
| Kay Edward William Jr. | — | Award / Grant | 15,000 | — | — | 90,000 | Sep 3, 2019 |
| Travers Paul J | President and CEO | Purchase | 3,400 | $2.77 | $9,418 | 2,617,214 | Jun 11, 2019 |
| Kay Edward William Jr. | — | Purchase | 10,000 | $2.02 | $20,200 | 75,000 | Jun 7, 2019 |
| Harned Timothy Heydenreich | — | Purchase | 4,000 | $1.91 | $7,640 | 50,000 | Jun 7, 2019 |
| Travers Paul J | President and CEO | Purchase | 5,000 | $1.94 | $9,700 | 2,613,814 | Jun 6, 2019 |
| Russell Grant | CFO and Executive VP | Purchase | 10,000 | $1.92 | $19,200 | 995,816 | Jun 5, 2019 |
| Travers Paul J | President and CEO | Purchase | 6,000 | $1.99 | $11,940 | 2,608,814 | Jun 5, 2019 |
| Travers Paul J | President and CEO | Purchase | 5,000 | $1.95 | $9,750 | 2,602,814 | Jun 4, 2019 |
| Kay Edward William Jr. | — | Purchase | 5,000 | $4.79 | $23,950 | 65,000 | Dec 31, 2018 |
| Harned Timothy Heydenreich | — | Purchase | 1,000 | $4.53 | $4,530 | 46,000 | Dec 24, 2018 |
| Travers Paul J | President and CEO | Purchase | 3,700 | $5.26 | $19,462 | 2,597,814 | Dec 19, 2018 |
| Harned Timothy Heydenreich | — | Purchase | 1,500 | $5.93 | $8,895 | 45,000 | Nov 13, 2018 |
| RUCKDAESCHEL ALEXANDER | — | Award / Grant | 15,000 | — | — | 75,000 | Jul 12, 2018 |
| Kay Edward William Jr. | — | Award / Grant | 15,000 | — | — | 60,000 | Jul 12, 2018 |
| Harned Timothy Heydenreich | — | Award / Grant | 15,000 | — | — | 43,500 | Jul 12, 2018 |
| Travers Paul J | President and CEO | Award / Grant | 35,000 | — | — | 2,594,114 | May 4, 2018 |
| Russell Grant | CFO and Executive VP | Award / Grant | 35,000 | — | — | 983,816 | May 4, 2018 |
| SCOTT MICHAEL DENNIS | — | Award / Grant | 5,000 | — | — | 60,000 | May 4, 2018 |
| Kay Edward William Jr. | — | Award / Grant | 5,000 | — | — | 45,000 | May 4, 2018 |
| Boris Paul A | COO | Award / Grant | 5,000 | — | — | 130,500 | May 4, 2018 |
| Harned Timothy Heydenreich | — | Award / Grant | 5,000 | — | — | 27,500 | May 4, 2018 |
| RUCKDAESCHEL ALEXANDER | — | Award / Grant | 5,000 | — | — | 60,000 | May 4, 2018 |
| Travers Paul J | President and CEO | Purchase | 3,252 | $6.13 | $19,935 | 2,559,114 | Mar 26, 2018 |
| Russell Grant | CFO and Executive VP | Purchase | 5,000 | $6.10 | $30,500 | 941,816 | Mar 22, 2018 |
| Boris Paul A | COO | Purchase | 1,200 | $7.65 | $9,180 | 125,500 | Feb 6, 2018 |
| Boris Paul A | COO | Purchase | 5,000 | $5.74 | $28,700 | 122,500 | Dec 19, 2017 |
| Harned Timothy Heydenreich | — | Purchase | 2,000 | $6.03 | $12,060 | 22,000 | Dec 14, 2017 |
| Kay Edward William Jr. | — | Purchase | 10,000 | $5.95 | $59,500 | 40,000 | Nov 15, 2017 |
| Boris Paul A | COO | Purchase | 2,500 | $5.05 | $12,625 | 117,500 | Oct 23, 2017 |