Vivakor, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Hawley Kimberly Ann | CFO | Award / Grant | 25,000 | $0.13 | $3,250 | 25,000 | Nov 26, 2025 |
| Ballengee James H. | CEO | Other | 30,096 | $0.17 | $5,116 | 17,848,464 | Nov 10, 2025 |
| Ballengee James H. | Chairman, President, & CEO | Award / Grant | 50,500 | $1.00 | $50,500 | 17,767,867 | Dec 2, 2024 |
| Knapp Patrick | EVP, Gen. Counsel, & Secretary | Award / Grant | 140,190 | $1.78 | $249,538 | 140,190 | Jul 3, 2024 |
| Ballengee James H. | Chairman, President, & CEO | Purchase | 15,139 | $1.52 | $23,011 | 11,912,316 | Jun 18, 2024 |
| Ballengee James H. | Chief Executive Officer | Purchase | 30,744 | $1.29 | $39,660 | 1,324,416 | May 28, 2024 |
| Ballengee James H. | Chief Executive Officer | Purchase | 47,500 | $1.59 | $75,525 | 1,293,672 | Apr 23, 2024 |
| Ballengee James H. | Chief Executive Officer | Purchase | 138,000 | $1.37 | $189,060 | 1,191,672 | Apr 19, 2024 |
| Ballengee James H. | Chief Executive Officer | Other | 7,042,254 | $1.42 | $10,000,001 | 10,051,806 | Nov 10, 2023 |
| Ballengee James H. | Chief Executive Officer | Award / Grant | 55,300 | $0.99 | $54,747 | 3,064,852 | Nov 28, 2022 |
| Nicosia Matthew | Chief Executive Officer | Purchase | 3,528 | — | — | 4,191,229 | Feb 23, 2022 |
| Nicosia Matthew | Chief Executive Officer | Purchase | 320 | $2.95 | $944 | 4,190,601 | Feb 17, 2022 |
| Nicosia Matthew | Chief Executive Officer | Purchase | 591 | $3.05 | $1,801 | 4,190,281 | Feb 16, 2022 |
| Nicosia Matthew | Chief Executive Officer | Purchase | 320 | $2.95 | $944 | 4,190,010 | Feb 16, 2022 |
| LIN FRITZ | — | Award / Grant | 300,000 | $0.09 | $27,000 | 300,000 | Apr 16, 2010 |
| Gryga John | — | Award / Grant | 300,000 | $0.09 | $27,000 | 300,000 | Apr 16, 2010 |
| NFG, Inc. | — | Sale | 825,000 | $0.03 | $24,750 | 20,862,219 | Feb 17, 2010 |
| NFG, Inc. | — | Other | 350,000 | — | — | 21,887,219 | Dec 17, 2009 |
| NFG, Inc. | — | Purchase | 3,500 | $0.48 | $1,680 | 22,483,719 | Oct 7, 2009 |
| NFG, Inc. | — | Gift | 1,500,000 | — | — | 22,480,219 | Mar 27, 2009 |
| Corrente Ed | CFO | Gift | 10,000 | — | — | 290,000 | Mar 16, 2009 |