Invesco Mortgage Capital Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HARDIN EDWARD J | — | Award / Grant | 4,500 | — | — | 59,738 | Feb 24, 2021 |
| Handlon Carolyn B | — | Award / Grant | 4,500 | — | — | 33,695 | Feb 24, 2021 |
| Day John | — | Award / Grant | 4,500 | — | — | 54,916 | Feb 24, 2021 |
| LIENTZ JAMES R JR | — | Sale | 10,888 | $3.42 | $37,237 | 43,931 | Dec 7, 2020 |
| LOCKHART DENNIS P | — | Sale | 32,932 | $3.30 | $108,676 | — | Nov 17, 2020 |
| LOCKHART DENNIS P | — | Award / Grant | 4,500 | — | — | 62,127 | Nov 10, 2020 |
| LIENTZ JAMES R JR | — | Award / Grant | 4,500 | — | — | 54,819 | Nov 10, 2020 |
| HARDIN EDWARD J | — | Award / Grant | 4,500 | — | — | 55,238 | Nov 10, 2020 |
| Handlon Carolyn B | — | Award / Grant | 4,500 | — | — | 29,195 | Nov 10, 2020 |
| Day John | — | Award / Grant | 4,500 | — | — | 50,416 | Nov 10, 2020 |
| LOCKHART DENNIS P | — | Award / Grant | 4,500 | — | — | 57,627 | Aug 10, 2020 |
| LIENTZ JAMES R JR | — | Award / Grant | 4,500 | — | — | 50,319 | Aug 10, 2020 |
| HARDIN EDWARD J | — | Award / Grant | 4,500 | — | — | 50,738 | Aug 10, 2020 |
| Handlon Carolyn B | — | Award / Grant | 4,500 | — | — | 24,695 | Aug 10, 2020 |
| Day John | — | Award / Grant | 4,500 | — | — | 45,916 | Aug 10, 2020 |
| LOCKHART DENNIS P | — | Other | 121 | — | — | 1,371 | Jun 30, 2020 |
| Collins Kevin M | President | Other | 1,763 | — | — | 18,822 | Jun 30, 2020 |
| STARR LOREN M | — | Other | 244 | — | — | 2,744 | Jun 30, 2020 |
| Norris Brian | CIO | Other | 153 | — | — | 1,721 | Jun 30, 2020 |
| LOCKHART DENNIS P | — | Other | 173 | — | — | 1,923 | Jun 30, 2020 |
| HARDIN EDWARD J | — | Other | 3,759 | — | — | 46,238 | Jun 30, 2020 |
| Phegley Richard Lee Jr. | Chief Financial Officer | Other | 1,445 | — | — | 16,224 | Jun 30, 2020 |
| Perlis Roseann | Chief Accounting Officer | Other | 392 | — | — | 4,395 | Jun 30, 2020 |
| Lyle David B | Chief Operating Officer | Other | 2,883 | — | — | 32,383 | Jun 30, 2020 |
| LIENTZ JAMES R JR | — | Other | 3,679 | — | — | 45,819 | Jun 30, 2020 |
| Handlon Carolyn B | — | Other | 1,397 | — | — | 20,195 | Jun 30, 2020 |
| Day John | — | Other | 3,287 | — | — | 41,416 | Jun 30, 2020 |
| Collins Kevin M | President | Other | 893 | — | — | 17,952 | Jun 30, 2020 |
| Clemente Mario | — | Other | 1,466 | — | — | 16,466 | Jun 30, 2020 |
| Anzalone John | CEO | Other | 6,071 | — | — | 68,178 | Jun 30, 2020 |
| LOCKHART DENNIS P | — | Award / Grant | 4,500 | — | — | 48,798 | Jun 24, 2020 |
| LIENTZ JAMES R JR | — | Award / Grant | 4,500 | — | — | 42,140 | Jun 24, 2020 |
| HARDIN EDWARD J | — | Award / Grant | 4,500 | — | — | 42,479 | Jun 24, 2020 |
| Handlon Carolyn B | — | Award / Grant | 4,500 | — | — | 18,798 | Jun 24, 2020 |
| Day John | — | Award / Grant | 4,500 | — | — | 38,129 | Jun 24, 2020 |
| Phegley Richard Lee Jr. | Chief Financial Officer | Purchase | 1,600 | $16.03 | $25,648 | 14,779 | Feb 28, 2020 |
| Perlis Roseann | Chief Accounting Officer | Option Exercise | 244 | — | — | 4,003 | Feb 28, 2020 |
| Norris Brian | CIO | Purchase | 4,000 | $15.92 | $63,680 | 26,261 | Feb 28, 2020 |
| Lyle David B | Chief Operating Officer | Purchase | 5,000 | $16.82 | $84,100 | 29,500 | Feb 27, 2020 |
| LOCKHART DENNIS P | — | Award / Grant | 1,234 | — | — | 44,298 | Feb 21, 2020 |
| LIENTZ JAMES R JR | — | Award / Grant | 1,234 | — | — | 37,640 | Feb 21, 2020 |
| HARDIN EDWARD J | — | Award / Grant | 1,234 | — | — | 37,979 | Feb 21, 2020 |
| Handlon Carolyn B | — | Award / Grant | 1,234 | — | — | 14,298 | Feb 21, 2020 |
| Day John | — | Award / Grant | 1,234 | — | — | 33,629 | Feb 21, 2020 |
| Phegley Richard Lee Jr. | Chief Financial Officer | Other | 285 | $17.46 | $4,984 | 13,097 | Jan 28, 2020 |
| Norris Brian | CIO | Other | 21 | $17.37 | $365 | 752 | Jan 28, 2020 |
| LOCKHART DENNIS P | — | Award / Grant | 1,388 | — | — | 43,064 | Nov 11, 2019 |
| LIENTZ JAMES R JR | — | Award / Grant | 1,388 | — | — | 36,406 | Nov 11, 2019 |
| HARDIN EDWARD J | — | Award / Grant | 1,388 | — | — | 36,745 | Nov 11, 2019 |
| Handlon Carolyn B | — | Award / Grant | 1,388 | — | — | 13,064 | Nov 11, 2019 |