FS KKR Capital Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Adams Barbara | — | Purchase | 2,385 | $22.54 | $53,758 | 10,612 | Mar 8, 2022 |
| Pietrzak Daniel | Co-President and CIO | Purchase | 4,000 | $22.85 | $91,400 | 16,500 | Mar 7, 2022 |
| Ford Brian R. | — | Purchase | 2,500 | $23.12 | $57,800 | 10,276 | Mar 2, 2022 |
| Forman Michael C. | Chief Executive Officer | Sale | 10,090 | — | — | 32,385 | Jan 1, 2022 |
| Hopkins Jerel A | — | Purchase | 450 | $21.61 | $9,725 | 4,451 | Dec 9, 2021 |
| Goldstein Richard I | — | Purchase | 1,500 | $21.35 | $32,025 | 26,500 | Dec 1, 2021 |
| Builione Todd C. | — | Purchase | 5,000 | $21.30 | $106,500 | 13,125 | Nov 23, 2021 |
| Pietrzak Daniel | Co-President and CIO | Purchase | 5,000 | $21.44 | $107,200 | 12,500 | Nov 18, 2021 |
| KROPP JAMES H | — | Purchase | 1,000 | $21.44 | $21,440 | 14,867 | Nov 16, 2021 |
| Goldstein Richard I | — | Purchase | 1,000 | $21.81 | $21,810 | 25,000 | Nov 10, 2021 |
| Hopkins Jerel A | — | Purchase | 840 | $23.15 | $19,446 | 4,001 | Sep 1, 2021 |
| Forman Michael C. | Chief Executive Officer | Sale | 10,090 | — | — | 41,290 | Aug 31, 2021 |
| Sandler Elizabeth | — | Purchase | 250 | $23.09 | $5,773 | 1,640 | Aug 26, 2021 |
| Gerson Brian | Co-President | Purchase | 5,000 | $22.95 | $114,750 | 5,000 | Aug 26, 2021 |
| Goebel William Balke | Chief Accounting Officer | Purchase | 1,100 | $22.92 | $25,212 | 4,459 | Aug 18, 2021 |
| KROPP JAMES H | — | Purchase | 1,000 | $22.78 | $22,780 | 13,477 | Aug 18, 2021 |
| Forman Michael C. | Chief Executive Officer | Purchase | 10,000 | $22.98 | $229,800 | 13,119 | Aug 17, 2021 |
| Goldstein Richard I | — | Purchase | 1,237 | $22.98 | $28,426 | 24,000 | Aug 17, 2021 |
| Sypherd Stephen | VP & Secretary | Purchase | 2,500 | $22.99 | $57,475 | 9,624 | Aug 16, 2021 |
| Builione Todd C. | — | Purchase | 5,000 | $23.11 | $115,550 | 8,125 | Aug 13, 2021 |
| Pietrzak Daniel | Co-President and CIO | Purchase | 5,000 | $22.73 | $113,650 | 7,500 | Aug 12, 2021 |
| Ford Brian R. | — | Purchase | 1,731 | $22.72 | $39,328 | 7,777 | Aug 12, 2021 |
| IMASOGIE OSAGIE O | — | Purchase | 39,825 | $22.74 | $905,620 | 48,488 | Aug 11, 2021 |
| Goldstein Richard I | — | Purchase | 1,000 | $22.64 | $22,640 | 22,763 | Aug 11, 2021 |
| Adams Barbara | — | Purchase | 3,044 | $22.74 | $69,221 | 7,996 | Aug 11, 2021 |
| KROPP JAMES H | — | Award / Grant | 4,001 | — | — | 12,250 | Jun 16, 2021 |
| Hopkins Jerel A | — | Award / Grant | 3,161 | — | — | 3,161 | Jun 16, 2021 |
| Sypherd Stephen | VP & Secretary | Award / Grant | 2,878 | — | — | 7,124 | Jun 16, 2021 |
| HAGAN MICHAEL J | — | Award / Grant | 5,277 | — | — | 33,302 | Jun 16, 2021 |
| Goebel William Balke | Chief Accounting Officer | Award / Grant | 2,109 | — | — | 3,359 | Jun 16, 2021 |
| HARROW JEFFREY | — | Award / Grant | 9,515 | — | — | 19,534 | Jun 16, 2021 |
| Goldstein Richard I | — | Award / Grant | 7,488 | — | — | 21,763 | Jun 16, 2021 |
| Forman Michael C. | Chief Executive Officer | Award / Grant | 75,052 | — | — | 124,551 | Jun 16, 2021 |
| Ford Brian R. | — | Award / Grant | 2,296 | — | — | 6,046 | Jun 16, 2021 |
| Adams Barbara | — | Award / Grant | 1,827 | — | — | 4,927 | Jun 16, 2021 |
| LILLY STEVEN C | Chief Financial Officer | Purchase | 50,448 | — | — | 50,448 | Jun 10, 2021 |
| Adams Barbara | — | Purchase | 2,100 | $18.07 | $37,947 | 3,100 | Dec 1, 2020 |
| Ford Brian R. | — | Purchase | 1,000 | $18.32 | $18,320 | 4,375 | Nov 30, 2020 |
| Ford Brian R. | — | Purchase | 1,000 | $18.32 | $18,320 | 14,500 | Nov 30, 2020 |
| Pietrzak Daniel | Co-President and CIO | Sale | 65,680 | $3.70 | $243,016 | 39,648 | Jun 1, 2020 |
| Builione Todd C. | — | Sale | 35,328 | $3.73 | $131,773 | 25,000 | Jun 1, 2020 |
| Gerson Brian | Co-President | Sale | 50,000 | $3.73 | $186,500 | — | Jun 1, 2020 |
| Forman Michael C. | Chief Executive Officer | Sale | 445,359 | $3.64 | $1,621,107 | — | May 29, 2020 |
| Goldstein Richard I | — | Purchase | 5,000 | $3.15 | $15,750 | 57,100 | May 14, 2020 |
| Goldstein Richard I | — | Purchase | 5,000 | $3.29 | $16,450 | 52,100 | May 12, 2020 |
| Ford Brian R. | — | Purchase | 4,000 | $3.25 | $13,000 | 13,500 | May 8, 2020 |
| Pietrzak Daniel | Co-President and CIO | Purchase | 10,000 | $3.28 | $32,800 | 115,328 | Mar 16, 2020 |
| Gerson Brian | Co-President | Purchase | 10,000 | $3.44 | $34,400 | 100,000 | Mar 16, 2020 |
| Builione Todd C. | — | Purchase | 25,000 | $4.67 | $116,750 | 60,328 | Mar 9, 2020 |
| Gerson Brian | Co-President | Purchase | 10,000 | $4.35 | $43,500 | 90,000 | Mar 9, 2020 |