American Water Works Company, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Degillio Deborah A | VP and Treasurer | Sale | 1,310 | $52.06 | $68,199 | 1,912 | Mar 10, 2015 |
| Rowe Nick Orlando | SVP, Central Division | Sale | 6,071 | $52.18 | $316,785 | 20,618 | Mar 10, 2015 |
| Lynch Walter | President,Regulated Operations | Sale | 10,000 | $53.50 | $535,000 | 72,212 | Mar 3, 2015 |
| Sgro Michael A | SVP,General Counsel, Secretary | Sale | 1,391 | $53.96 | $75,058 | 3,006 | Feb 27, 2015 |
| Kurz Karl F | — | Award / Grant | 364 | — | — | 364 | Feb 18, 2015 |
| Bigelow John R | SVP, Business Services | Award / Grant | 1,078 | — | — | 27,074 | Feb 17, 2015 |
| Degillio Deborah A | VP and Treasurer | Award / Grant | 500 | — | — | 1,912 | Feb 17, 2015 |
| Chesla Mark | Vice President & Controller | Award / Grant | 532 | — | — | 14,135 | Feb 17, 2015 |
| Pape Kathy L | President, PA American Water | Award / Grant | 833 | — | — | 29,603 | Feb 17, 2015 |
| Smith Mark S | VP & Chief Information Officer | Award / Grant | 516 | — | — | 4,229 | Feb 17, 2015 |
| Sgro Michael A | SVP,General Counsel, Secretary | Award / Grant | 1,280 | — | — | 2,895 | Feb 17, 2015 |
| Rowe Nick Orlando | SVP, Central Division | Award / Grant | 846 | — | — | 26,550 | Feb 17, 2015 |
| Strauss Mark F. | SVP,Corp Strategy&Bus. Develop | Award / Grant | 810 | — | — | 27,483 | Feb 17, 2015 |
| Duffy Maureen | VP,Corp.Comm.&External Affairs | Award / Grant | 487 | — | — | 6,504 | Feb 17, 2015 |
| Warnock Loyd A | SVP, External Affairs, Comm. | Award / Grant | 1,228 | — | — | 7,186 | Feb 17, 2015 |
| Varley William M | SVP,NE Div. &Pres. NJ American | Award / Grant | 700 | — | — | 2,773 | Feb 17, 2015 |
| Sullivan Linda G | SVP and CFO | Award / Grant | 2,180 | — | — | 7,102 | Feb 17, 2015 |
| Lynch Walter | President,Regulated Operations | Award / Grant | 2,986 | — | — | 72,099 | Feb 17, 2015 |
| STORY SUSAN N | President and CEO | Award / Grant | 5,308 | — | — | 42,250 | Feb 17, 2015 |
| Cameron Sharon | President, AW Enterprises | Award / Grant | 1,081 | — | — | 13,309 | Feb 17, 2015 |
| Vallejo Edward | VP, Investor Relations | Award / Grant | 521 | — | — | 3,507 | Feb 17, 2015 |
| Lynch Walter | President,Regulated Operations | Option Exercise | 8,891 | — | — | 66,547 | Jan 16, 2015 |
| Pape Kathy L | President, PA American Water | Option Exercise | 2,534 | — | — | 27,669 | Jan 16, 2015 |
| ROGERS WILLIAM D | Vice President and Treasurer | Award / Grant | 1,820 | — | — | 7,207 | Jan 16, 2015 |
| Rowe Nick Orlando | SVP, Central Division | Option Exercise | 2,627 | — | — | 24,817 | Jan 16, 2015 |
| Sgro Michael A | Interim General Counsel | Option Exercise | 798 | — | — | 1,327 | Jan 16, 2015 |
| Smith Mark S | VP & Chief Information Officer | Option Exercise | 767 | — | — | 3,448 | Jan 16, 2015 |
| Strauss Mark F. | SVP,Corp Strategy&Bus. Develop | Tax Withholding | 1,949 | $55.71 | $108,579 | 26,673 | Jan 16, 2015 |
| Varley William M | SVP,NE Div. &Pres. NJ American | Tax Withholding | 625 | $55.71 | $34,819 | 2,073 | Jan 16, 2015 |
| Vallejo Edward | VP, Investor Relations | Option Exercise | 815 | — | — | 10,756 | Jan 16, 2015 |
| Bigelow John R | SVP, Business Services | Tax Withholding | 2,183 | $55.71 | $121,615 | 25,996 | Jan 16, 2015 |
| Cameron Sharon | President, AW Enterprises | Tax Withholding | 1,758 | $55.71 | $97,938 | 12,228 | Jan 16, 2015 |
| Chesla Mark | Vice President & Controller | Option Exercise | 1,646 | — | — | 13,047 | Jan 16, 2015 |
| Crane Leonard | VP, Human Resources | Award / Grant | 846 | — | — | 4,804 | Jan 16, 2015 |
| Degillio Deborah A | VP and Treasurer | Award / Grant | 846 | — | — | 2,029 | Jan 16, 2015 |
| Duffy Maureen | VP,Corp.Comm.&External Affairs | Option Exercise | 1,480 | — | — | 5,526 | Jan 16, 2015 |
| STORY SUSAN N | President and CEO | Tax Withholding | 1,165 | $53.30 | $62,095 | 36,942 | Jan 1, 2015 |
| Lynch Walter | President,Regulated Operations | Tax Withholding | 988 | $53.30 | $52,660 | 57,656 | Jan 1, 2015 |
| WALKER KELLYE L | SVP, GC and Secretary | Tax Withholding | 501 | $53.30 | $26,703 | 22,346 | Jan 1, 2015 |
| Varley William M | SVP,NE Div. &Pres. NJ American | Tax Withholding | 155 | $53.30 | $8,262 | 1,224 | Jan 1, 2015 |
| Vallejo Edward | VP, Investor Relations | Tax Withholding | 80 | $53.30 | $4,264 | 9,941 | Jan 1, 2015 |
| Crane Leonard | VP, Human Resources | Tax Withholding | 80 | $53.30 | $4,264 | 3,207 | Jan 1, 2015 |
| Chesla Mark | Vice President & Controller | Tax Withholding | 166 | $53.30 | $8,848 | 11,401 | Jan 1, 2015 |
| Bigelow John R | SVP, Business Services | Tax Withholding | 920 | $53.30 | $49,036 | 22,244 | Jan 1, 2015 |
| Cameron Sharon | President, AW Enterprises | Tax Withholding | 285 | $53.30 | $15,191 | 9,196 | Jan 1, 2015 |
| Duffy Maureen | VP,Corp.Comm.&External Affairs | Tax Withholding | 154 | $53.30 | $8,208 | 4,046 | Jan 1, 2015 |
| Pape Kathy L | President, PA American Water | Tax Withholding | 252 | $53.30 | $13,432 | 25,165 | Jan 1, 2015 |
| Strauss Mark F. | SVP,Corp Strategy&Bus. Develop | Tax Withholding | 259 | $53.30 | $13,805 | 23,333 | Jan 1, 2015 |
| Warnock Loyd A | SVP, External Affairs, Comm. | Tax Withholding | 173 | $53.30 | $9,221 | 5,958 | Jan 1, 2015 |
| Smith Mark S | VP & Chief Information Officer | Tax Withholding | 153 | $53.30 | $8,155 | 2,681 | Jan 1, 2015 |