Optex Systems Holdings Inc — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SCHOENING DANNY ROBERT | CEO | Award / Grant | 4,700 | $14.33 | $67,351 | 907,308 | Dec 5, 2025 |
| Malhotra R. Rimmy | — | Award / Grant | 4,000 | $16.74 | $66,960 | 98,278 | Nov 4, 2025 |
| Dayton Judd | — | Award / Grant | 4,000 | $16.74 | $66,960 | 51,600 | Nov 4, 2025 |
| Lehmann Dale E | — | Award / Grant | 4,000 | $16.74 | $66,960 | 122,721 | Nov 4, 2025 |
| George Chad Michael | President | Award / Grant | 10,000 | — | — | 10,000 | Aug 11, 2025 |
| Topline Capital Partners, LP | — | Sale | 47,700 | $11.68 | $557,136 | 691,256 | Jun 27, 2025 |
| Malhotra R. Rimmy | — | Sale | 15,000 | $11.01 | $165,150 | 94,278 | Jun 27, 2025 |
| Topline Capital Management, LLC | — | Sale | 10,000 | $11.26 | $112,600 | 738,956 | Jun 26, 2025 |
| Dayton Judd | — | Sale | 2,500 | $9.45 | $23,625 | 801,883 | Jun 16, 2025 |
| Malhotra R. Rimmy | — | Sale | 5,000 | $9.37 | $46,850 | 1,887 | Jun 9, 2025 |
| HAWKINS KAREN LEA | CFO | Sale | 12,000 | $9.21 | $110,520 | 31,606 | Jun 6, 2025 |
| Lehmann Dale E | — | Sale | 7,537 | $9.47 | $71,375 | 136,721 | Jun 6, 2025 |
| SCHOENING DANNY ROBERT | President & CEO | Sale | 5,967 | $8.60 | $51,316 | 916,641 | Jun 3, 2025 |
| SCHOENING DANNY ROBERT | President & CEO | Sale | 2,186 | $8.07 | $17,641 | 922,608 | May 23, 2025 |
| SCHOENING DANNY ROBERT | President & CEO | Sale | 9,787 | $8.05 | $78,785 | 924,794 | May 21, 2025 |
| Lehmann Dale E | — | Sale | 30,000 | $5.65 | $169,500 | 144,258 | Mar 7, 2025 |
| Topline Capital Management, LLC | — | Sale | 13,674 | $7.24 | $99,000 | 779,901 | Dec 27, 2024 |
| Topline Capital Partners, LP | — | Sale | 13,674 | $7.24 | $99,000 | 779,901 | Dec 27, 2024 |
| Malhotra R. Rimmy | — | Award / Grant | 7,600 | $8.10 | $61,560 | 109,278 | Nov 5, 2024 |
| Lehmann Dale E | — | Award / Grant | 7,600 | $8.10 | $61,560 | 174,258 | Nov 5, 2024 |
| Dayton Judd | — | Award / Grant | 7,600 | $8.10 | $61,560 | 47,600 | Nov 5, 2024 |
| HAWKINS KAREN LEA | CFO | Tax Withholding | 1,704 | $8.08 | $13,768 | 43,606 | May 17, 2024 |
| SCHOENING DANNY ROBERT | PRESIDENT & CEO | Tax Withholding | 4,870 | $8.08 | $39,350 | 944,608 | May 17, 2024 |
| HAWKINS KAREN LEA | CFO | Option Exercise | 7,000 | — | — | 39,951 | Mar 13, 2024 |
| SCHOENING DANNY ROBERT | PRESIDENT & CEO | Tax Withholding | 4,690 | $6.95 | $32,596 | 929,478 | Mar 11, 2024 |
| SCHOENING DANNY ROBERT | PRESIDENT & CEO | Option Exercise | 40,000 | — | — | 924,454 | Jan 5, 2024 |
| HAWKINS KAREN LEA | CFO | Tax Withholding | 4,151 | $6.32 | $26,234 | 32,951 | Dec 29, 2023 |
| HAWKINS KAREN LEA | CFO | Option Exercise | 7,000 | — | — | 24,642 | Oct 2, 2023 |
| SCHOENING DANNY ROBERT | PRESIDENT & CEO | Tax Withholding | 4,400 | $3.98 | $17,512 | 884,454 | Oct 2, 2023 |
| Dayton Judd | — | Award / Grant | 40,000 | — | — | 40,000 | May 9, 2023 |
| Topline Capital Partners, LP | — | Purchase | 2,400 | $2.96 | $7,104 | 791,063 | Apr 6, 2023 |
| Topline Capital Management, LLC | — | Purchase | 15,000 | $2.99 | $44,850 | 806,063 | Apr 5, 2023 |
| SCHOENING DANNY ROBERT | PRESIDENT & CEO | Award / Grant | 34,824 | $2.94 | $102,383 | 868,854 | Jan 4, 2023 |
| Malhotra R. Rimmy | — | Other | 21,624 | $2.65 | $57,304 | 101,677 | Sep 20, 2022 |
| HAWKINS KAREN LEA | Chief Financial Officer | Other | 227,610 | $2.65 | $603,167 | 17,642 | Sep 20, 2022 |
| HAWKINS KAREN LEA | CFO | Purchase | 3,000 | $1.56 | $4,680 | 228,036 | Jan 4, 2022 |
| Lehmann Dale E | — | Purchase | 4,500 | $1.71 | $7,695 | 166,058 | Sep 14, 2021 |
| Malhotra R. Rimmy | — | Purchase | 4,991 | $1.65 | $8,235 | 123,301 | Sep 8, 2021 |
| Malhotra R. Rimmy | — | Purchase | 2,500 | $1.55 | $3,875 | 112,500 | Sep 1, 2021 |
| Hagenbuch Lawrence F | — | Purchase | 10,000 | $1.56 | $15,600 | 110,000 | Sep 1, 2021 |
| Lehmann Dale E | — | Purchase | 100 | $1.48 | $148 | 161,658 | Aug 26, 2021 |
| Fields Ephraim G | — | Purchase | 24,000 | $1.46 | $35,040 | 1,154,399 | Aug 26, 2021 |
| Fields Ephraim G | — | Purchase | 24,000 | $1.46 | $35,040 | 1,154,399 | Aug 26, 2021 |
| Fields Ephraim G | — | Sale | 9,299 | $2.08 | $19,342 | 1,169,875 | Jan 21, 2021 |
| SCHOENING DANNY ROBERT | PRESIDENT & CEO | Purchase | 5,000 | $1.63 | $8,150 | 799,206 | Jan 2, 2021 |
| Lehmann Dale E | — | Award / Grant | 100,000 | $1.75 | $175,000 | 101,000 | Apr 30, 2020 |
| Hagenbuch Lawrence F | — | Award / Grant | 100,000 | $1.75 | $175,000 | 100,000 | Apr 30, 2020 |
| Malhotra R. Rimmy | — | Award / Grant | 100,000 | $1.75 | $175,000 | 110,000 | Apr 30, 2020 |
| SCHOENING DANNY ROBERT | CEO and Chairman | Award / Grant | 35,879 | $2.17 | $77,857 | 794,206 | Jan 7, 2020 |
| HAWKINS KAREN LEA | CFO | Award / Grant | 11,960 | $2.17 | $25,953 | 223,136 | Jan 7, 2020 |