TIPTREE INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Rifkind Neil Charles | General Counsel and Secretary | Tax Withholding | 5,152 | $6.32 | $32,561 | 81,700 | Feb 26, 2019 |
| Barnes Michael Gene | Executive Chairman | Award / Grant | 45,163 | — | — | 7,412,919 | Feb 26, 2019 |
| Bell Sandra | Chief Financial Officer | Sale | 418 | $5.59 | $2,337 | 33,720 | Jan 14, 2019 |
| Rifkind Neil Charles | General Counsel and Secretary | Tax Withholding | 3,260 | $5.68 | $18,517 | 69,436 | Jan 9, 2019 |
| Bell Sandra | Chief Financial Officer | Tax Withholding | 1,993 | $5.68 | $11,320 | 34,138 | Jan 9, 2019 |
| Goldwasser Lesley | — | Award / Grant | 3,507 | — | — | 34,761 | Jan 3, 2019 |
| Friedman Paul M | — | Award / Grant | 3,507 | — | — | 30,421 | Jan 3, 2019 |
| Mack John Edward | — | Award / Grant | 3,507 | — | — | 32,866 | Jan 3, 2019 |
| Smith Bradley E. | — | Award / Grant | 3,507 | — | — | 48,418 | Jan 3, 2019 |
| Ilany Jonathan | Chief Executive Officer | Purchase | 3,200 | $5.33 | $17,056 | 155,919 | Dec 7, 2018 |
| Friedman Paul M | — | Award / Grant | 2,869 | — | — | 26,914 | Oct 2, 2018 |
| Smith Bradley E. | — | Award / Grant | 2,869 | — | — | 44,911 | Oct 2, 2018 |
| Mack John Edward | — | Award / Grant | 2,869 | — | — | 29,359 | Oct 2, 2018 |
| Goldwasser Lesley | — | Award / Grant | 2,869 | — | — | 31,254 | Oct 2, 2018 |
| Bell Sandra | Chief Financial Officer | Sale | 2,932 | $6.55 | $19,205 | 41,881 | Sep 17, 2018 |
| Bell Sandra | Chief Financial Officer | Sale | 2,237 | $6.45 | $14,429 | 44,926 | Sep 4, 2018 |
| Bell Sandra | Chief Financial Officer | Sale | 1,330 | $6.65 | $8,845 | 48,183 | Aug 1, 2018 |
| Bell Sandra | Chief Financial Officer | Tax Withholding | 4,616 | $6.95 | $32,081 | 49,513 | Jul 9, 2018 |
| Mack John Edward | — | Award / Grant | 2,770 | — | — | 26,490 | Jul 2, 2018 |
| Bell Sandra | Chief Financial Officer | Sale | 2,350 | $6.85 | $16,098 | 54,129 | Jul 2, 2018 |
| Friedman Paul M | — | Award / Grant | 2,770 | — | — | 24,045 | Jul 2, 2018 |
| Smith Bradley E. | — | Award / Grant | 2,770 | — | — | 42,042 | Jul 2, 2018 |
| Goldwasser Lesley | — | Award / Grant | 2,770 | — | — | 28,385 | Jul 2, 2018 |
| Bell Sandra | Chief Financial Officer | Sale | 195 | $6.55 | $1,277 | 56,479 | Jun 1, 2018 |
| Mack John Edward | — | Award / Grant | 2,956 | — | — | 23,720 | Apr 12, 2018 |
| Goldwasser Lesley | — | Award / Grant | 2,956 | — | — | 25,615 | Apr 12, 2018 |
| Friedman Paul M | — | Award / Grant | 2,956 | — | — | 21,275 | Apr 12, 2018 |
| Smith Bradley E. | — | Award / Grant | 2,956 | — | — | 39,272 | Apr 12, 2018 |
| Inayatullah Arif | — | Other | 1,724,556 | — | — | 2,940,662 | Apr 10, 2018 |
| Barnes Michael Gene | Executive Chairman | Other | 2,462,248 | — | — | 7,367,756 | Apr 10, 2018 |
| Ilany Jonathan | Chief Executive Officer | Purchase | 600 | $6.72 | $4,032 | 152,719 | Mar 16, 2018 |
| Rifkind Neil Charles | General Counsel and Secretary | Tax Withholding | 2,862 | $6.10 | $17,458 | 75,298 | Feb 28, 2018 |
| Barnes Michael Gene | Executive Chairman | Award / Grant | 46,666 | — | — | 4,905,508 | Feb 26, 2018 |
| Bell Sandra | Chief Financial Officer | Award / Grant | 17,942 | — | — | 58,829 | Feb 26, 2018 |
| Bell Sandra | Chief Financial Officer | Sale | 380 | $6.20 | $2,356 | 40,887 | Jan 18, 2018 |
| Bell Sandra | Chief Financial Officer | Tax Withholding | 2,141 | $6.20 | $13,274 | 41,267 | Jan 11, 2018 |
| Goldwasser Lesley | — | Award / Grant | 3,048 | — | — | 22,659 | Jan 4, 2018 |
| Mack John Edward | — | Award / Grant | 3,048 | — | — | 20,764 | Jan 4, 2018 |
| Friedman Paul M | — | Award / Grant | 3,048 | — | — | 18,319 | Jan 4, 2018 |
| Smith Bradley E. | — | Award / Grant | 3,048 | — | — | 36,316 | Jan 4, 2018 |
| Bell Sandra | Chief Financial Officer | Sale | 620 | $6.65 | $4,123 | 48,037 | Dec 1, 2017 |
| Inayatullah Arif | — | Purchase | 200 | $7.03 | $1,406 | 1,178,763 | Nov 21, 2017 |
| Bell Sandra | Chief Financial Officer | Sale | 3,000 | $6.60 | $19,800 | 50,657 | Nov 1, 2017 |
| Mack John Edward | — | Award / Grant | 2,993 | — | — | 17,716 | Oct 3, 2017 |
| Smith Bradley E. | — | Award / Grant | 2,993 | — | — | 33,268 | Oct 3, 2017 |
| Friedman Paul M | — | Award / Grant | 2,993 | — | — | 15,271 | Oct 3, 2017 |
| Goldwasser Lesley | — | Award / Grant | 2,993 | — | — | 19,611 | Oct 3, 2017 |
| Bell Sandra | Chief Financial Officer | Sale | 500 | $6.10 | $3,050 | 53,657 | Oct 2, 2017 |
| Bell Sandra | Chief Financial Officer | Sale | 24 | $6.40 | $154 | 56,657 | Sep 1, 2017 |
| Ilany Jonathan | Chief Executive Officer | Purchase | 1,000 | $7.04 | $7,040 | 148,119 | Aug 29, 2017 |