OCULAR THERAPEUTIX, INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Warden Charles M | — | Award / Grant | 12,000 | — | — | 72,464 | Jul 24, 2024 |
| Graves Adrienne L | — | Award / Grant | 12,000 | — | — | 36,000 | Jul 24, 2024 |
| Waheed Nadia | Chief Medical Officer | Award / Grant | 141,666 | — | — | 141,666 | Jun 1, 2024 |
| Nayak Sanjay | Chief Strategy Officer | Sale | 2,274 | $5.84 | $13,280 | 178,026 | May 23, 2024 |
| Dugel Pravin | See Remarks | Sale | 21,626 | $5.79 | $125,215 | 833,353 | May 23, 2024 |
| LINDSTROM RICHARD L MD | — | Award / Grant | 12,000 | — | — | 162,704 | Feb 27, 2024 |
| SUMMER ROAD LLC | — | Purchase | 930,851 | $7.52 | $7,000,000 | 8,591,401 | Feb 26, 2024 |
| Dugel Pravin | Executive Chairman | Award / Grant | 854,979 | — | — | 854,979 | Feb 22, 2024 |
| Nayak Sanjay | Chief Strategy Officer | Award / Grant | 80,300 | — | — | 180,300 | Feb 22, 2024 |
| Ozden Rabia Gurses | Chief Medical Officer | Award / Grant | 66,633 | — | — | 159,400 | Feb 5, 2024 |
| Mattessich Antony C. | President and CEO | Award / Grant | 180,400 | — | — | 608,343 | Feb 5, 2024 |
| White Christopher G | Chief Business Officer | Sale | 5,910 | $4.86 | $28,723 | 123,689 | Feb 3, 2024 |
| Strassburger Philip C. | General Counsel | Sale | 6,029 | $4.86 | $29,301 | 161,493 | Feb 3, 2024 |
| Notman Donald | Chief Financial Officer | Sale | 6,212 | $4.86 | $30,190 | 195,356 | Feb 3, 2024 |
| Notman Donald | Chief Financial Officer | Sale | 6,433 | $4.95 | $31,843 | 139,932 | Jan 31, 2024 |
| Ozden Rabia Gurses | Chief Medical Officer | Sale | 7,764 | $4.95 | $38,432 | 92,767 | Jan 31, 2024 |
| Strassburger Philip C. | General Counsel | Sale | 6,831 | $4.95 | $33,813 | 109,218 | Jan 31, 2024 |
| White Christopher G | Chief Business Officer | Sale | 5,147 | $4.95 | $25,478 | 89,619 | Jan 31, 2024 |
| Mattessich Antony C. | President and CEO | Sale | 18,338 | $4.95 | $90,773 | 427,943 | Jan 31, 2024 |
| SUMMER ROAD LLC | — | Purchase | 1,538,461 | $3.25 | $4,999,998 | 7,660,550 | Dec 14, 2023 |
| Mattessich Antony C. | President and CEO | Purchase | 6,500 | $3.81 | $24,765 | 6,500 | Aug 30, 2023 |
| Graves Adrienne L | — | Award / Grant | 24,000 | — | — | 24,000 | Jul 10, 2023 |
| Ozden Rabia Gurses | Chief Medical Officer | Sale | 832 | $4.93 | $4,102 | 100,531 | Jul 7, 2023 |
| Warden Charles M | — | Award / Grant | 12,000 | — | — | 60,464 | Jun 14, 2023 |
| Williams Leslie J. | — | Award / Grant | 12,000 | — | — | 25,433 | Jun 14, 2023 |
| RAINES MERILEE | — | Award / Grant | 12,000 | — | — | 20,933 | Jun 14, 2023 |
| LINDSTROM RICHARD L MD | — | Award / Grant | 12,000 | — | — | 120,402 | Jun 14, 2023 |
| Hong Seung Suh | — | Award / Grant | 12,000 | — | — | 20,933 | Jun 14, 2023 |
| Heier Jeffrey S. | — | Award / Grant | 12,000 | — | — | 59,933 | Jun 14, 2023 |
| White Christopher G | Chief Business Officer | Sale | 5,829 | $4.24 | $24,715 | 94,766 | Feb 6, 2023 |
| Ozden Rabia Gurses | Chief Medical Officer | Sale | 6,416 | $4.24 | $27,204 | 101,363 | Feb 6, 2023 |
| Notman Donald | Chief Financial Officer | Sale | 6,476 | $4.24 | $27,458 | 139,387 | Feb 6, 2023 |
| Strassburger Philip C. | General Counsel | Sale | 6,181 | $4.24 | $26,207 | 109,071 | Feb 6, 2023 |
| Mattessich Antony C. | President and CEO | Sale | 19,669 | $4.24 | $83,397 | 446,281 | Feb 6, 2023 |
| White Christopher G | Chief Business Officer | Award / Grant | 44,444 | — | — | 100,595 | Jan 30, 2023 |
| Strassburger Philip C. | General Counsel | Award / Grant | 55,556 | — | — | 115,252 | Jan 30, 2023 |
| Ozden Rabia Gurses | Chief Medical Officer | Award / Grant | 55,556 | — | — | 107,779 | Jan 30, 2023 |
| Notman Donald | Chief Financial Officer | Award / Grant | 55,556 | — | — | 145,863 | Jan 30, 2023 |
| Mattessich Antony C. | President and CEO | Award / Grant | 176,300 | — | — | 465,950 | Jan 30, 2023 |
| SUMMER ROAD LLC | — | Purchase | 7,328 | $3.50 | $25,648 | 6,122,089 | Nov 7, 2022 |
| SUMMER ROAD LLC | — | Purchase | 10,000 | $4.00 | $40,000 | 6,104,761 | Oct 11, 2022 |
| SUMMER ROAD LLC | — | Purchase | 18,800 | $4.04 | $75,952 | 6,094,761 | Sep 27, 2022 |
| Ozden Rabia Gurses | Chief Medical Officer | Award / Grant | 6,667 | — | — | 52,223 | Jul 1, 2022 |
| RAINES MERILEE | — | Award / Grant | 8,933 | — | — | 8,933 | Jun 16, 2022 |
| Williams Leslie J. | — | Award / Grant | 8,933 | — | — | 13,433 | Jun 16, 2022 |
| Warden Charles M | — | Award / Grant | 8,933 | — | — | 48,464 | Jun 16, 2022 |
| LINDSTROM RICHARD L MD | — | Award / Grant | 8,933 | — | — | 108,402 | Jun 16, 2022 |
| Hong Seung Suh | — | Award / Grant | 8,933 | — | — | 8,933 | Jun 16, 2022 |
| Heier Jeffrey S. | — | Award / Grant | 8,933 | — | — | 47,933 | Jun 16, 2022 |
| LINDSTROM RICHARD L MD | — | Option Exercise | 9,469 | $1.22 | $11,552 | 99,469 | May 12, 2022 |