Nuveen Core Equity Alpha Fund — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Nuveen Fund Advisors, LLC | — | Sale | 5,240 | $13.88 | $72,731 | — | Apr 13, 2017 |
| ZIMMERMAN GIFFORD R | Chief Administrative Officer | Sale | 1,000 | $13.08 | $13,080 | — | Dec 22, 2010 |
| ZIMMERMAN GIFFORD R | Chief Administrative Officer | Purchase | 1,000 | $15.54 | $15,540 | 1,000 | Nov 27, 2007 |
| AMBOIAN JOHN P | — | Purchase | 11,500 | $13.05 | $150,075 | 11,500 | Aug 3, 2007 |