Interactive Brokers Group, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Frank Thomas AJ | Chief Information Officer | Tax Withholding | 8,241 | $17.41 | $143,476 | 177,829 | May 9, 2011 |
| Brody Paul Jonathan | Chief Financial Officer | Tax Withholding | 13,349 | $17.41 | $232,406 | 272,132 | May 9, 2011 |
| Nemser Earl H | Vice Chariman | Tax Withholding | 2,678 | $17.41 | $46,624 | 54,092 | May 9, 2011 |
| Galik Milan | SVP Software Development | Tax Withholding | 37,113 | $17.41 | $646,137 | 641,733 | May 9, 2011 |
| Galik Milan | SVP Software Development | Award / Grant | 174,342 | — | — | 678,846 | Dec 31, 2010 |
| Brody Paul Jonathan | Chief Financial Officer | Award / Grant | 92,983 | — | — | 285,481 | Dec 31, 2010 |
| Nemser Earl H | Vice Chariman | Award / Grant | 15,110 | — | — | 56,770 | Dec 31, 2010 |
| Frank Thomas AJ | Chief Information Officer | Award / Grant | 58,114 | — | — | 186,070 | Dec 31, 2010 |
| Galik Milan | SVP Software Development | Tax Withholding | 24,009 | $16.47 | $395,428 | 504,504 | May 14, 2010 |
| Nemser Earl H | Vice Chariman | Tax Withholding | 1,847 | $16.74 | $30,919 | 41,660 | May 14, 2010 |
| Brody Paul Jonathan | Chief Financial Officer | Tax Withholding | 8,557 | $16.47 | $140,934 | 192,498 | May 14, 2010 |
| Galik Milan | SVP Software Development | Award / Grant | 200,244 | — | — | 528,513 | Dec 31, 2009 |
| Frank Thomas AJ | Chief Information Officer | Award / Grant | 57,213 | — | — | 127,956 | Dec 31, 2009 |
| Brody Paul Jonathan | Chief Financial Officer | Award / Grant | 80,098 | — | — | 201,055 | Dec 31, 2009 |
| Marshall Christopher P | — | Award / Grant | 4,233 | — | — | 4,233 | Dec 31, 2009 |
| Nemser Earl H | Vice Chairman | Award / Grant | 14,876 | — | — | 43,507 | Dec 31, 2009 |
| Trudeau Robert | — | Purchase | 46,127 | $19.10 | $881,026 | 1,470,066 | Aug 6, 2009 |
| Technology Crossover Management VII, Ltd. | — | Purchase | 36,861 | $19.10 | $704,045 | 1,174,754 | Aug 4, 2009 |
| TCV VII LP | — | Purchase | 1,637 | $18.15 | $29,712 | 31,262 | Jul 30, 2009 |
| REYNOLDS JON Q JR | — | Purchase | 11,814 | $18.60 | $219,740 | 1,407,274 | Jul 29, 2009 |
| Frank Thomas AJ | Chief Information Officer | Award / Grant | 2,890 | $31.14 | $89,995 | 11,481 | May 9, 2009 |
| Brody Paul Jonathan | Chief Financial Officer | Award / Grant | 4,818 | $31.14 | $150,033 | 15,248 | May 9, 2009 |
| Galik Milan | SVP Software Development | Tax Withholding | 13,714 | $15.83 | $217,093 | 52,375 | May 9, 2009 |
| Nemser Earl H | Vice Chairman | Award / Grant | 1,450 | $17.24 | $24,998 | 5,555 | May 9, 2009 |
| Harris Lawrence E | — | Purchase | 5,000 | $14.23 | $71,150 | 30,464 | May 1, 2009 |
| Harris Lawrence E | — | Purchase | 1,000 | $14.55 | $14,550 | 25,464 | Feb 2, 2009 |
| Harris Lawrence E | — | Purchase | 1,000 | $15.17 | $15,170 | 18,464 | Jan 31, 2009 |
| Stoll Hans R. | — | Award / Grant | 4,193 | — | — | 4,193 | Dec 31, 2008 |
| Harris Lawrence E | — | Award / Grant | 464 | $32.32 | $14,996 | 15,464 | Dec 31, 2008 |
| Riley Ivers W | — | Award / Grant | 4,193 | — | — | 4,193 | Dec 31, 2008 |
| Harris Lawrence E | — | Purchase | 1,000 | $18.67 | $18,670 | 11,000 | Dec 27, 2008 |
| Harris Lawrence E | — | Purchase | 5,000 | $27.10 | $135,500 | 10,000 | Aug 4, 2008 |
| Brody Paul Jonathan | Chief Financial Officer | Award / Grant | 3,499 | $30.01 | $105,005 | 5,831 | May 9, 2008 |
| Frank Thomas AJ | Chief Information Officer | Award / Grant | 2,499 | $30.01 | $74,995 | 4,165 | May 9, 2008 |
| Galik Milan | SVP Software Development | Tax Withholding | 6,725 | $32.62 | $219,369 | 22,486 | May 9, 2008 |
| Nemser Earl H | Vice Chairman | Award / Grant | 802 | $31.14 | $24,974 | 2,468 | May 9, 2008 |
| DeFeo Philip D | — | Purchase | 5,000 | $24.88 | $124,400 | 5,000 | Jul 31, 2007 |
| Harris Lawrence E | — | Purchase | 1,000 | $24.20 | $24,200 | 2,000 | Jul 30, 2007 |