BlackRock TCP Capital Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LEVKOWITZ HOWARD | CEO | Purchase | 1,100 | $15.23 | $16,753 | 15,582 | Jan 30, 2018 |
| CORBET KATHLEEN A | — | Purchase | 2,500 | $15.22 | $38,050 | 6,000 | Jan 30, 2018 |
| Wruble Brian F | — | Purchase | 5,000 | $16.64 | $83,200 | 20,000 | Jun 23, 2017 |
| CORBET KATHLEEN A | — | Purchase | 3,500 | $16.54 | $57,890 | 3,500 | Apr 20, 2017 |
| Davis Paul L | CFO of Issuer and Advisor | Purchase | 500 | $14.48 | $7,240 | 9,000 | May 27, 2016 |
| LEVKOWITZ HOWARD | CEO | Purchase | 5,000 | $14.54 | $72,700 | 95,339 | May 20, 2016 |
| Wruble Brian F | — | Purchase | 3,000 | $12.86 | $38,580 | 10,000 | Jan 22, 2016 |
| Vig Rajneesh | President and COO | Purchase | 600 | $12.95 | $7,770 | 24,350 | Jan 22, 2016 |
| Leitner Michael E | — | Purchase | 4,000 | $12.77 | $51,080 | 9,400 | Jan 22, 2016 |
| LEVKOWITZ HOWARD | CEO | Purchase | 5,000 | $12.87 | $64,350 | 89,841 | Jan 22, 2016 |
| DRAUT ERIC JOHN | — | Purchase | 709 | $13.15 | $9,323 | 50,532 | Jan 22, 2016 |
| LEVKOWITZ HOWARD | Chairman & CEO | Purchase | 3,000 | $14.00 | $42,000 | 13,000 | Dec 18, 2015 |
| Schwab Peter E | — | Purchase | 200 | $14.03 | $2,806 | 5,200 | Dec 18, 2015 |
| DRAUT ERIC JOHN | — | Purchase | 500 | $14.44 | $7,220 | 49,032 | Dec 11, 2015 |
| LEVKOWITZ HOWARD | Chairman & CEO | Purchase | 100 | $15.15 | $1,515 | 5,100 | Nov 16, 2015 |
| Wruble Brian F | — | Purchase | 6,000 | $15.14 | $90,840 | 7,000 | Nov 11, 2015 |
| Davis Paul L | CFO of Issuer and Advisor | Purchase | 1,000 | $14.24 | $14,240 | 8,500 | Sep 28, 2015 |
| DRAUT ERIC JOHN | — | Purchase | 500 | $14.20 | $7,100 | 48,532 | Sep 28, 2015 |
| Vig Rajneesh | President and COO | Purchase | 3,750 | $14.90 | $55,875 | 23,750 | Sep 14, 2015 |
| DRAUT ERIC JOHN | — | Purchase | 500 | $14.77 | $7,385 | 48,032 | Aug 24, 2015 |
| DRAUT ERIC JOHN | — | Purchase | 500 | $15.32 | $7,660 | 47,532 | Jun 29, 2015 |
| LEVKOWITZ HOWARD | CEO/Afficer of Advisor | Purchase | 5,000 | $15.38 | $76,900 | 118,452 | Jun 26, 2015 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | Purchase | 1,499 | $15.50 | $23,235 | 113,452 | May 11, 2015 |
| Wruble Brian F | — | Purchase | 5,000 | $16.95 | $84,750 | 15,000 | Mar 15, 2015 |
| Greenwood Elizabeth | CCO and Secretary | Purchase | 1,000 | $15.21 | $15,210 | 1,000 | Oct 15, 2014 |
| DRAUT ERIC JOHN | — | Purchase | 1,000 | $15.21 | $15,210 | 47,032 | Oct 15, 2014 |
| Schwab Peter E | — | Purchase | 5,000 | $15.41 | $77,050 | 7,000 | Oct 15, 2014 |
| Vig Rajneesh | President and COO | Purchase | 2,900 | $15.19 | $44,051 | 19,900 | Oct 15, 2014 |
| Schwab Peter E | — | Purchase | 5,000 | $15.41 | $77,050 | 5,000 | Oct 15, 2014 |
| HOLDSWORTH MARK | Authorized Person | Purchase | 3,000 | $15.87 | $47,610 | 70,451 | Oct 10, 2014 |
| Jaquez-Fissori Todd | Managing Director | Purchase | 1,200 | $15.81 | $18,972 | 1,200 | May 13, 2014 |
| HOLDSWORTH MARK | Authorized Person | Purchase | 5,000 | $15.88 | $79,400 | 67,451 | May 13, 2014 |
| JOHNSON FRANKLIN | — | Purchase | 265 | $15.92 | $4,219 | 18,866 | May 13, 2014 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | Purchase | 5,000 | $15.90 | $79,500 | 80,448 | May 12, 2014 |
| Schwab Peter E | — | Sale | 2,000 | $16.74 | $33,480 | — | Oct 28, 2013 |
| DRAUT ERIC JOHN | — | Purchase | 1,000 | $15.05 | $15,050 | 46,032 | Aug 19, 2013 |
| Schwab Peter E | — | Purchase | 2,000 | $15.15 | $30,300 | 2,000 | Aug 19, 2013 |
| JOHNSON FRANKLIN | — | Purchase | 3,280 | $15.23 | $49,954 | 17,387 | Aug 16, 2013 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | Purchase | 5,000 | $15.25 | $76,250 | 74,751 | Aug 12, 2013 |
| JOHNSON FRANKLIN | — | Purchase | 3,193 | $15.70 | $50,130 | 13,875 | Jun 5, 2013 |
| JOHNSON FRANKLIN | — | Purchase | 682 | $15.93 | $10,864 | 10,682 | Mar 12, 2013 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | Purchase | 2,300 | $14.72 | $33,856 | 64,751 | Dec 17, 2012 |
| HOLDSWORTH MARK | Authorized Person | Purchase | 7,298 | $14.83 | $108,229 | 54,749 | Dec 12, 2012 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | Purchase | 10,000 | $14.90 | $149,000 | 62,451 | Dec 7, 2012 |
| Vig Rajneesh | President | Purchase | 10,000 | $14.99 | $149,900 | 17,000 | Nov 28, 2012 |
| Davis Paul L | CFO of Issuer and Advisor | Purchase | 2,000 | $14.41 | $28,820 | 7,500 | Jun 1, 2012 |
| Davis Paul L | CFO of Issuer and Advisor | Purchase | 1,000 | $13.85 | $13,850 | 2,500 | May 24, 2012 |
| Davis Paul L | CFO of Issuer and Advisor | Purchase | 1,000 | $13.91 | $13,910 | 1,500 | May 23, 2012 |
| DRAUT ERIC JOHN | — | Purchase | 1,000 | $13.63 | $13,630 | 45,032 | May 21, 2012 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | Purchase | 5,000 | $13.74 | $68,700 | 52,451 | May 21, 2012 |