BlackRock TCP Capital Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Leets Karen L | — | Purchase | 3,300 | $7.55 | $24,915 | 7,680 | May 13, 2025 |
| Tseng Philip M | Director and CEO | Purchase | 10,000 | $7.74 | $77,400 | 38,587 | Mar 21, 2025 |
| Wolfe Patrick | Chief Operating Officer | Purchase | 6,100 | $8.12 | $49,532 | 8,003 | Mar 14, 2025 |
| Mehring Jason | President | Purchase | 2,400 | $8.13 | $19,512 | 22,442 | Mar 12, 2025 |
| Worrell August Daniel | Co-Chief Investment Officer | Purchase | 10,000 | $8.06 | $80,600 | 33,500 | Mar 11, 2025 |
| Mehring Jason | President | Purchase | 4,500 | $9.30 | $41,850 | 19,914 | Nov 27, 2024 |
| Worrell August Daniel | Co-Chief Investment Officer | Purchase | 15,000 | $9.10 | $136,500 | 23,500 | Nov 26, 2024 |
| Tseng Philip M | Director and President | Purchase | 5,000 | $9.07 | $45,350 | 17,481 | Sep 10, 2024 |
| DRAUT ERIC JOHN | — | Purchase | 1,900 | $9.15 | $17,385 | 55,532 | Aug 30, 2024 |
| Vig Rajneesh | CEO and Chairman of the Board | Purchase | 25,000 | $9.09 | $227,250 | 130,930 | Aug 29, 2024 |
| Petro Andrea | — | Purchase | 5,000 | $11.49 | $57,450 | 11,823 | Jun 7, 2024 |
| Leets Karen L | — | Purchase | 4,380 | $11.49 | $50,326 | 4,380 | Jun 6, 2024 |
| DRAUT ERIC JOHN | — | Purchase | 1,000 | $10.89 | $10,890 | 53,532 | May 28, 2024 |
| Singhal Nik | Chief Operating Officer | Award / Grant | 2,769 | — | — | 2,769 | Mar 18, 2024 |
| Vig Rajneesh | CEO and Chairman of the Board | Disposition | 38,680 | — | — | 105,930 | Mar 18, 2024 |
| Usifer Maureen K | — | Award / Grant | 20,997 | — | — | 20,997 | Mar 18, 2024 |
| BARON JOHN R | — | Award / Grant | 8,404 | — | — | 8,404 | Mar 18, 2024 |
| DRAUT ERIC JOHN | — | Purchase | 1,468 | $8.31 | $12,199 | 57,000 | Mar 7, 2024 |
| Vig Rajneesh | CEO | Purchase | 7,500 | $13.38 | $100,350 | 67,250 | Dec 1, 2021 |
| Williams Karyn Leigh | — | Purchase | 150 | $13.28 | $1,992 | 875 | Nov 30, 2021 |
| Cuellar Erik L. | CFO | Purchase | 250 | $13.63 | $3,408 | 250 | Nov 22, 2021 |
| Petro Andrea | — | Purchase | 2,300 | $14.06 | $32,338 | 6,823 | Nov 10, 2021 |
| Petro Andrea | — | Purchase | 3,200 | $11.16 | $35,712 | 4,523 | Nov 16, 2020 |
| LEVKOWITZ HOWARD | CEO | Purchase | 6,173 | $10.94 | $67,533 | 186,318 | Nov 11, 2020 |
| Petro Andrea | — | Purchase | 200 | $9.91 | $1,982 | 1,246 | Aug 28, 2020 |
| CORBET KATHLEEN A | — | Purchase | 1,000 | $9.82 | $9,820 | 10,000 | Aug 27, 2020 |
| Davis Paul L | CFO | Purchase | 1,000 | $8.19 | $8,190 | 26,500 | Mar 16, 2020 |
| Vig Rajneesh | COO | Purchase | 10,000 | $8.31 | $83,100 | 59,750 | Mar 16, 2020 |
| Davis Paul L | CFO | Purchase | 1,000 | $10.26 | $10,260 | 25,500 | Mar 12, 2020 |
| Davis Paul L | CFO | Purchase | 2,000 | $11.60 | $23,200 | 24,500 | Mar 11, 2020 |
| Davis Paul L | CFO | Purchase | 3,000 | $12.43 | $37,290 | 22,500 | Mar 9, 2020 |
| Davis Paul L | CFO | Purchase | 1,000 | $12.91 | $12,910 | 19,000 | Feb 28, 2020 |
| Wruble Brian F | — | Purchase | 5,000 | $12.96 | $64,800 | 30,000 | Feb 28, 2020 |
| LEVKOWITZ HOWARD | CEO | Purchase | 9,000 | $13.29 | $119,610 | 135,905 | Sep 5, 2019 |
| Leitner Michael E | Authorized Person | Purchase | 8,139 | $13.32 | $108,411 | 23,204 | Sep 4, 2019 |
| Vig Rajneesh | President and COO | Purchase | 10,000 | $12.92 | $129,200 | 49,750 | Dec 21, 2018 |
| DRAUT ERIC JOHN | — | Purchase | 1,000 | $12.96 | $12,960 | 52,532 | Dec 21, 2018 |
| LEVKOWITZ HOWARD | CEO | Purchase | 5,000 | $12.88 | $64,400 | 124,144 | Dec 21, 2018 |
| Davis Paul L | CFO | Purchase | 900 | $12.86 | $11,574 | 17,700 | Dec 21, 2018 |
| Davis Paul L | CFO | Purchase | 2,000 | $14.24 | $28,480 | 15,000 | Dec 7, 2018 |
| CORBET KATHLEEN A | — | Purchase | 3,000 | $14.36 | $43,080 | 9,000 | Nov 30, 2018 |
| Davis Paul L | CFO | Purchase | 2,000 | $13.89 | $27,780 | 11,000 | Nov 16, 2018 |
| Williams Karyn Leigh | — | Purchase | 725 | $13.84 | $10,034 | 725 | Nov 16, 2018 |
| LEVKOWITZ HOWARD | CEO | Purchase | 5,000 | $13.89 | $69,450 | 119,144 | Nov 16, 2018 |
| Vig Rajneesh | President and COO | Purchase | 7,000 | $13.92 | $97,440 | 39,750 | Nov 16, 2018 |
| LEVKOWITZ HOWARD | CEO | Purchase | 5,000 | $14.47 | $72,350 | 111,657 | Feb 9, 2018 |
| HOLDSWORTH MARK | Authorized Person | Purchase | 2,986 | $14.68 | $43,834 | 77,451 | Feb 6, 2018 |
| DRAUT ERIC JOHN | — | Purchase | 1,000 | $14.23 | $14,230 | 51,532 | Feb 5, 2018 |
| Vig Rajneesh | COO | Purchase | 5,000 | $15.06 | $75,300 | 32,750 | Feb 2, 2018 |
| Wruble Brian F | — | Purchase | 5,000 | $15.26 | $76,300 | 25,000 | Jan 31, 2018 |