Sonoma Pharmaceuticals, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Trombly Amy Moss | Chief Executive Officer | Award / Grant | 53,586 | — | — | 153,586 | Jun 20, 2024 |
| Thornton Bruce | Executive Vice President | Award / Grant | 53,586 | — | — | 154,411 | Jun 20, 2024 |
| DVONCH JEROME J | Chief Financial Officer | Award / Grant | 53,586 | — | — | 84,595 | Jun 20, 2024 |
| Dal Poggetto John | Controller | Award / Grant | 15,000 | — | — | 15,000 | Jun 20, 2024 |
| Trombly Amy Moss | Chief Executive Officer | Award / Grant | 100,000 | — | — | 213,648 | Jun 30, 2023 |
| Thornton Bruce | Executive Vice President | Award / Grant | 100,000 | — | — | 216,781 | Jun 30, 2023 |
| Edwards Robert Grant | Chief Financial Officer | Award / Grant | 2,609 | — | — | 2,609 | Apr 23, 2020 |
| Dal Poggetto John | Chief Financial Officer | Award / Grant | 3,086 | — | — | 3,201 | Apr 23, 2020 |
| MCLAUGHLIN JOHN | — | Award / Grant | 1,781 | — | — | 48,728 | May 30, 2018 |
| Harrison Russell Joseph | — | Award / Grant | 1,538 | — | — | 46,520 | May 30, 2018 |
| Birnbaum Jay E | — | Award / Grant | 1,052 | — | — | 51,659 | May 30, 2018 |
| Miller Robert E | Chief Financial Officer | Purchase | 1,200 | $4.03 | $4,836 | 17,668 | Mar 13, 2018 |
| Miller Robert E | Chief Financial Officer | Purchase | 1,200 | $4.03 | $4,836 | 16,468 | Mar 9, 2018 |
| Schutz James J | Chief Executive Officer | Purchase | 2,473 | $3.99 | $9,867 | 35,858 | Mar 8, 2018 |
| BARBARI SHARON SURREY | — | Award / Grant | 1,424 | — | — | 43,417 | Mar 1, 2018 |
| Birnbaum Jay E | — | Award / Grant | 1,157 | — | — | 50,607 | Mar 1, 2018 |
| Harrison Russell Joseph | — | Award / Grant | 1,691 | — | — | 44,982 | Mar 1, 2018 |
| MCLAUGHLIN JOHN | — | Award / Grant | 1,958 | — | — | 46,947 | Mar 1, 2018 |
| Schutz James J | Chief Executive Officer | Award / Grant | 17,211 | — | — | 33,385 | Jan 2, 2018 |
| MCLAUGHLIN JOHN | — | Award / Grant | 17,211 | — | — | 44,989 | Jan 2, 2018 |
| Harrison Russell Joseph | — | Award / Grant | 17,211 | — | — | 43,291 | Jan 2, 2018 |
| Birnbaum Jay E | — | Award / Grant | 25,817 | — | — | 49,450 | Jan 2, 2018 |
| BARBARI SHARON SURREY | — | Award / Grant | 17,211 | — | — | 41,993 | Jan 2, 2018 |
| Schutz James J | Chief Executive Officer | Purchase | 345 | $4.95 | $1,708 | 16,174 | Nov 30, 2017 |
| MCLAUGHLIN JOHN | — | Award / Grant | 14,317 | — | — | 27,778 | Nov 29, 2017 |
| Harrison Russell Joseph | — | Award / Grant | 14,130 | — | — | 26,080 | Nov 29, 2017 |
| Birnbaum Jay E | — | Award / Grant | 13,757 | — | — | 23,633 | Nov 29, 2017 |
| BARBARI SHARON SURREY | — | Award / Grant | 13,944 | — | — | 24,782 | Nov 29, 2017 |
| Miller Robert E | Chief Financial Officer | Purchase | 1,290 | $5.02 | $6,476 | 14,068 | Nov 29, 2017 |
| Schutz James J | Chief Executive Officer | Purchase | 400 | $5.03 | $2,012 | 15,829 | Nov 29, 2017 |
| Schutz James J | Chief Executive Officer | Purchase | 254 | $5.05 | $1,283 | 15,429 | Nov 24, 2017 |
| Miller Robert E | Chief Financial Officer | Purchase | 500 | $5.04 | $2,520 | 12,278 | Nov 21, 2017 |
| MCLAUGHLIN JOHN | — | Award / Grant | 1,210 | — | — | 13,471 | Aug 29, 2017 |
| Harrison Russell Joseph | — | Award / Grant | 1,045 | — | — | 11,950 | Aug 29, 2017 |
| Birnbaum Jay E | — | Award / Grant | 715 | — | — | 9,876 | Aug 29, 2017 |
| BARBARI SHARON SURREY | — | Award / Grant | 880 | — | — | 10,838 | Aug 29, 2017 |
| Miller Robert E | Chief Financial Officer | Purchase | 2,264 | $5.30 | $11,999 | 10,728 | Aug 10, 2017 |
| Umscheid Marc | Chief Strategy/Mkt Officer | Purchase | 600 | $5.31 | $3,186 | 3,392 | Aug 10, 2017 |
| Schutz James J | Chief Executive Officer | Purchase | 929 | $5.46 | $5,072 | 15,175 | Aug 10, 2017 |
| Umscheid Marc | Chief Strategy/Mkt Officer | Award / Grant | 2,042 | — | — | 2,792 | Jun 29, 2017 |
| Schutz James J | Chief Executive Officer | Award / Grant | 2,406 | — | — | 14,246 | Jun 29, 2017 |
| Northey Robert Allen | Exe. VP of Research and Dev. | Award / Grant | 3,404 | — | — | 8,082 | Jun 29, 2017 |
| Miller Robert E | Chief Financial Officer | Award / Grant | 4,124 | — | — | 20,088 | Jun 29, 2017 |
| MCLAUGHLIN JOHN | — | Award / Grant | 1,036 | — | — | 12,261 | May 30, 2017 |
| Harrison Russell Joseph | — | Award / Grant | 895 | — | — | 10,905 | May 30, 2017 |
| Birnbaum Jay E | — | Award / Grant | 612 | — | — | 9,161 | May 30, 2017 |
| BARBARI SHARON SURREY | — | Award / Grant | 754 | — | — | 9,958 | May 30, 2017 |
| Miller Robert E | Chief Financial Officer | Purchase | 250 | $7.14 | $1,785 | 8,464 | Mar 9, 2017 |
| Miller Robert E | Chief Financial Officer | Purchase | 750 | $6.97 | $5,228 | 7,714 | Mar 8, 2017 |
| Umscheid Marc | Chief Strategy/Mkt Officer | Purchase | 750 | $6.82 | $5,115 | 750 | Mar 6, 2017 |