Alphatec Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Garner Ebun | General Counsel and VP | Purchase | 1,100 | $3.45 | $3,795 | 30,357 | Sep 20, 2007 |
| Kuyper Dirk | President and CEO | Purchase | 10,000 | $3.45 | $34,500 | 710,000 | Sep 20, 2007 |
| Kuyper Dirk | President and CEO | Purchase | 5,000 | $3.64 | $18,200 | 700,000 | Sep 13, 2007 |
| Kuyper Dirk | President and CEO | Purchase | 690,000 | — | — | 695,000 | Jul 2, 2007 |
| Kuyper Dirk | President and CEO | Award / Grant | 690,000 | — | — | 695,000 | Jul 2, 2007 |
| Yoshimi Shunshiro | — | Other | 800,874 | $3.57 | $2,859,120 | 1,223,863 | Jun 18, 2007 |
| Berkowitz Mortimer III | — | Purchase | 4,200 | $3.60 | $15,120 | 13,350,839 | Jun 14, 2007 |
| Yasbek Steven | CFO, VP and Treas. | Purchase | 5,800 | $3.00 | $17,400 | 5,800 | Nov 13, 2006 |
| Garner Ebun | General Counsel and VP | Purchase | 1,000 | $3.03 | $3,030 | 29,257 | Nov 10, 2006 |
| Bellucci Herbert J | VP, Manufactuing & Intl. | Purchase | 30,000 | $3.10 | $93,000 | 76,097 | Nov 10, 2006 |
| Hiscock Ronald | President and CEO | Purchase | 400 | $3.10 | $1,240 | 504,075 | Nov 10, 2006 |
| Romanoski Vicky | Senior VP, CAO and Sec. | Purchase | 2,500 | $3.09 | $7,725 | 103,046 | Nov 9, 2006 |
| Romanoski Vicky | Senior VP, CAO and Secretary | Purchase | 3,000 | $5.10 | $15,300 | 98,046 | Aug 24, 2006 |
| Garner Ebun | General Counsel and VP | Purchase | 300 | $5.97 | $1,791 | 28,257 | Aug 17, 2006 |
| Foster John | Chairman | Purchase | 5,800 | $5.92 | $34,336 | 13,525,939 | Aug 17, 2006 |
| Foster John | Chairman | Purchase | 10,700 | $6.13 | $65,591 | 13,544,739 | Aug 11, 2006 |
| Berkowitz Mortimer III | — | Purchase | 200 | $5.49 | $1,098 | 13,346,639 | Aug 11, 2006 |
| Foster John | Chairman | Purchase | 111,700 | $5.60 | $625,520 | 13,520,139 | Aug 9, 2006 |
| Romanoski Vicky | VP, CAO and Secretary | Purchase | 400 | $5.10 | $2,040 | 95,046 | Aug 8, 2006 |
| Hiscock Ronald | President and CEO | Award / Grant | 10,000 | $5.08 | $50,800 | 487,946 | Aug 7, 2006 |
| Hiscock Ronald | President & CEO | Purchase | 833 | $9.00 | $7,497 | 833 | Jun 7, 2006 |
| Northcutt Trent | VP, Sales | Other | 1,560 | — | — | 88,605 | Jun 7, 2006 |
| Romanoski Vicky | Chief Admin Ofcr, VP & Scrty | Other | 1,575 | — | — | 93,046 | Jun 7, 2006 |
| FEDERAL INSURANCE CO | — | Other | 583,953 | — | — | 583,953 | Jun 7, 2006 |
| CHUBB CORP | — | Other | 583,953 | — | — | 583,953 | Jun 7, 2006 |
| Hiscock Ronald | President & CEO | Purchase | 833 | $9.00 | $7,497 | 466,158 | Jun 7, 2006 |
| HGP LLC | — | Other | 1,327,354 | — | — | 1,327,354 | Jun 7, 2006 |
| Berkowitz Mortimer III | — | Other | 131,277 | — | — | 1,458,631 | Jun 7, 2006 |
| Foster John | — | Other | 4,000,000 | — | — | — | Jun 7, 2006 |
| Molson R Ian | — | Other | 3,809 | — | — | 199,532 | Jun 7, 2006 |
| CHUBB CORP | — | Other | 497,761 | — | — | 497,761 | Jun 7, 2006 |
| FEDERAL INSURANCE CO | — | Other | 49,229 | — | — | 546,990 | Jun 7, 2006 |
| Romanoski Vicky | Chief Admin Ofcr, VP & Scrty | C | 89,250 | — | — | 89,250 | Jun 7, 2006 |
| Oneil Stephen | — | Other | 500 | — | — | 500 | Jun 7, 2006 |
| Bellucci Herbert J | VP, Manufacturing | C | 44,625 | — | — | 44,625 | Jun 7, 2006 |
| HealthpointCapital Partners LP | — | Other | 152,368 | — | — | 13,326,406 | Jun 7, 2006 |
| Steven Reinecke | VP, Research & Development | Purchase | 1,111 | $9.00 | $9,999 | 46,294 | Jun 7, 2006 |
| Weise Scott | VP, Business Dev. & Marketing | Purchase | 1,111 | $9.00 | $9,999 | 55,521 | Jun 7, 2006 |
| Garner Ebun | VP, Legal Affairs & Compliance | Purchase | 777 | $9.00 | $6,993 | 27,953 | Jun 7, 2006 |
| DIXON STEPHEN T D | CFO, VP and Treasurer | Purchase | 2,222 | $9.00 | $19,998 | 2,222 | Jun 7, 2006 |
| Bradshaw Kimberly | VP, Physician Services | Purchase | 166 | $9.00 | $1,494 | 11,015 | Jun 7, 2006 |
| Lacienski Daniel | Executive VP, Operations | Purchase | 444 | $9.00 | $3,996 | 444 | Jun 7, 2006 |
| Plotkin Brian | VP, Information Technology | Other | 200 | — | — | 200 | Jun 7, 2006 |
| Northcutt Trent | VP, Sales | Other | 8,654 | — | — | 9,984 | Jun 7, 2006 |
| Oneil Stephen | — | Other | 587 | — | — | 54,137 | Jun 7, 2006 |
| Bellucci Herbert J | VP, Manufacturing | Other | 695 | — | — | 46,097 | Jun 7, 2006 |
| HealthpointCapital Partners LP | — | Other | 154,009 | — | — | 13,344,639 | Jun 7, 2006 |
| HGP LLC | — | Other | 154,009 | — | — | 13,344,639 | Jun 7, 2006 |
| Berkowitz Mortimer III | — | Other | 1,557,200 | — | — | 1,557,200 | Jun 7, 2006 |
| Foster John | — | Other | 154,009 | — | — | 13,344,639 | Jun 7, 2006 |