Alphatec Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Asai Mitsuo | President, Alphatec Pacific | Other | 8,472 | $1.14 | $9,658 | 187,852 | Nov 14, 2014 |
| CORBETT JAMES | President and CEO | Other | 4,653 | $1.14 | $5,304 | 29,653 | Nov 14, 2014 |
| Asai Mitsuo | President, Alphatec Pacific | Purchase | 8,640 | $1.46 | $12,614 | 179,380 | Nov 10, 2014 |
| Asai Mitsuo | President, Alphatec Pacific | Purchase | 30,000 | $1.60 | $48,000 | 159,380 | Aug 29, 2014 |
| CORBETT JAMES | President and CEO | Other | 250,000 | — | — | 25,000 | Jul 30, 2014 |
| MARSHALL SIRI S | — | Award / Grant | 33,582 | — | — | 78,841 | Jul 29, 2014 |
| DESAI ROHIT M | — | Award / Grant | 33,582 | — | — | 78,841 | Jul 29, 2014 |
| Molson R Ian | — | Award / Grant | 33,582 | — | — | 154,778 | Jul 29, 2014 |
| Oneil Stephen | — | Award / Grant | 33,582 | — | — | 135,478 | Jul 29, 2014 |
| GLYNN JAMES R | — | Award / Grant | 33,582 | — | — | 93,841 | Jul 29, 2014 |
| Garner Ebun | General Counsel and SVP | Other | 3,800 | $1.11 | $4,218 | 84,425 | May 15, 2014 |
| Asai Mitsuo | President, Alphatec Pacific | Other | 10,897 | $1.11 | $12,096 | 140,277 | May 15, 2014 |
| CROSS LESLIE H | — | Purchase | 10,000 | $1.35 | $13,500 | 514,770 | May 14, 2014 |
| CORBETT JAMES | President and CEO | Purchase | 25,000 | $1.35 | $33,750 | 275,000 | May 14, 2014 |
| CROSS LESLIE H | — | Purchase | 25,000 | $1.33 | $33,250 | 504,770 | May 13, 2014 |
| Plunkett Michael Joseph | Chief Operating Officer | Award / Grant | 75,000 | — | — | 132,718 | Jan 8, 2014 |
| Garner Ebun | General Counsel and SVP | Other | 2,845 | $1.58 | $4,495 | 80,625 | Nov 15, 2013 |
| CROSS LESLIE H | Chairman and CEO | Tax Withholding | 113 | — | — | 479,770 | Nov 15, 2013 |
| O'Neill Michael | CFO and Vice President | Tax Withholding | 9,391 | — | — | 106,694 | Oct 25, 2013 |
| Asai Mitsuo | President, Alphatec Pacific | Award / Grant | 11,250 | — | — | 129,380 | Aug 8, 2013 |
| CROSS LESLIE H | Chairman and CEO | Award / Grant | 62,500 | — | — | 467,063 | Aug 8, 2013 |
| Ryan Patrick | COO and President, Int'l. | Award / Grant | 25,000 | — | — | 166,466 | Aug 8, 2013 |
| O'Neill Michael | CFO and Vice President | Award / Grant | 18,750 | — | — | 116,085 | Aug 8, 2013 |
| Garner Ebun | General Counsel and SVP | Award / Grant | 18,750 | — | — | 77,818 | Aug 8, 2013 |
| Oneil Stephen | — | Award / Grant | 18,987 | — | — | 101,896 | Jul 26, 2013 |
| Molson R Ian | — | Award / Grant | 18,987 | — | — | 121,196 | Jul 26, 2013 |
| FAULSTICK LUKE T | — | Award / Grant | 18,987 | — | — | 46,260 | Jul 26, 2013 |
| DESAI ROHIT M | — | Award / Grant | 18,987 | — | — | 45,259 | Jul 26, 2013 |
| MARSHALL SIRI S | — | Award / Grant | 18,987 | — | — | 45,259 | Jul 26, 2013 |
| GLYNN JAMES R | — | Award / Grant | 18,987 | — | — | 60,259 | Jul 26, 2013 |
| Asai Mitsuo | President, Alphatec Pacific | Other | 18,130 | $1.29 | $23,388 | 118,130 | May 15, 2013 |
| CROSS LESLIE H | Chairman and CEO | Other | 9,598 | $1.29 | $12,381 | 404,563 | May 15, 2013 |
| Garner Ebun | General Counsel and SVP | Other | 2,494 | $1.29 | $3,217 | 59,068 | May 15, 2013 |
| CROSS LESLIE H | Chairman and CEO | Purchase | 20,000 | $1.60 | $32,000 | 394,965 | Nov 30, 2012 |
| CROSS LESLIE H | Chairman and CEO | Purchase | 10,819 | $1.55 | $16,769 | 374,965 | Nov 29, 2012 |
| HEALTHPOINTCAPITAL PARTNERS II L P | — | Sale | 100,000 | $1.51 | $151,000 | 21,010,565 | Nov 28, 2012 |
| HealthpointCapital Partners LP | — | Sale | 100,000 | $1.51 | $151,000 | 10,777,173 | Nov 28, 2012 |
| HGP II, LLC | — | Sale | 100,000 | $1.51 | $151,000 | 21,010,565 | Nov 28, 2012 |
| HGP LLC | — | Sale | 100,000 | $1.51 | $151,000 | 10,777,173 | Nov 28, 2012 |
| Berkowitz Mortimer III | — | Sale | 100,000 | $1.51 | $151,000 | 21,010,565 | Nov 28, 2012 |
| Foster John | — | Sale | 100,000 | $1.51 | $151,000 | 10,777,173 | Nov 28, 2012 |
| CROSS LESLIE H | Chairman and CEO | Purchase | 20,000 | $1.57 | $31,400 | 364,146 | Nov 26, 2012 |
| CROSS LESLIE H | Chairman and CEO | Purchase | 20,000 | $1.56 | $31,200 | 344,146 | Nov 26, 2012 |
| CROSS LESLIE H | Chairman and CEO | Purchase | 10,000 | $1.55 | $15,500 | 324,146 | Nov 21, 2012 |
| Lubischer Stephen | VP, Sales | Other | 476 | $1.44 | $685 | 86,527 | Nov 15, 2012 |
| FAULSTICK LUKE T | — | Award / Grant | 27,273 | — | — | 27,273 | Nov 7, 2012 |
| O'Neill Michael | CFO and Vice President | Tax Withholding | 9,165 | $1.76 | $16,130 | 97,335 | Oct 11, 2012 |
| Molson R Ian | — | Award / Grant | 26,272 | — | — | 102,209 | Jul 25, 2012 |
| DESAI ROHIT M | — | Award / Grant | 26,272 | — | — | 26,272 | Jul 25, 2012 |
| Oneil Stephen | — | Award / Grant | 26,272 | — | — | 82,909 | Jul 25, 2012 |