Penumbra Inc — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Rothman Lynn | EVP and Chief Business Officer | Sale | 4,900 | $135.04 | $661,696 | 139,419 | May 7, 2018 |
| Evans Robert D. | EVP, Gen. Counsel & Secretary | Sale | 800 | $126.68 | $101,344 | 13,125 | May 1, 2018 |
| Kosaraju Sridhar | CFO and Head of Strategy | Tax Withholding | 79,612 | $126.45 | $10,066,937 | 222,819 | Apr 28, 2018 |
| Rothman Lynn | EVP and Chief Business Officer | Sale | 6,000 | $125.02 | $750,120 | 144,319 | Mar 15, 2018 |
| Evans Robert D. | EVP, Gen. Counsel & Secretary | Sale | 10,000 | $121.03 | $1,210,300 | 160,775 | Mar 12, 2018 |
| Rothman Lynn | EVP and Chief Business Officer | Sale | 891 | $115.00 | $102,465 | 153,155 | Mar 6, 2018 |
| Evans Robert D. | EVP, Gen. Counsel & Secretary | Option Exercise | 5,000 | $22.04 | $110,200 | 12,225 | Mar 1, 2018 |
| Rothman Lynn | EVP and Chief Business Officer | Sale | 2,273 | $115.00 | $261,395 | 154,046 | Feb 28, 2018 |
| Davis Daniel Donen | See Remarks | Award / Grant | 20,000 | — | — | 51,809 | Feb 26, 2018 |
| Wilder Thomas | — | Award / Grant | 1,215 | — | — | 3,628 | Feb 16, 2018 |
| O'Rourke Bridget | — | Award / Grant | 1,215 | — | — | 3,150 | Feb 16, 2018 |
| Grewal Harpreet | — | Award / Grant | 1,215 | — | — | 15,802 | Feb 16, 2018 |
| Kassing Don W. | — | Award / Grant | 1,215 | — | — | 2,663 | Feb 16, 2018 |
| Davis Daniel Donen | See Remarks | Award / Grant | 10,190 | $98.20 | $1,000,658 | 31,809 | Feb 15, 2018 |
| Kassing Don W. | — | Sale | 800 | $100.57 | $80,456 | 2,648 | Jan 29, 2018 |
| Rothman Lynn | EVP and Chief Business Officer | Sale | 200 | $91.35 | $18,270 | 159,319 | Jan 16, 2018 |
| Davis Daniel Donen | See Remarks | Sale | 1,350 | $91.19 | $123,107 | 24,098 | Jan 16, 2018 |
| Rothman Lynn | EVP and Chief Business Officer | Tax Withholding | 4,988 | $90.35 | $450,666 | 165,319 | Jan 2, 2018 |
| Wilder Thomas | — | Sale | 200 | $92.05 | $18,410 | 2,413 | Jan 2, 2018 |
| Evans Robert D. | EVP, Gen. Counsel & Secretary | Sale | 200 | $92.23 | $18,446 | 166,296 | Jan 2, 2018 |
| Davis Daniel Donen | See Remarks | Tax Withholding | 4,988 | $90.35 | $450,666 | 33,598 | Jan 2, 2018 |
| Bose Arani | Chief Innovator | Sale | 2,800 | $104.89 | $293,692 | 636,727 | Nov 28, 2017 |
| Kosaraju Sridhar | CFO and Head of Strategy | Sale | 2,225 | $103.45 | $230,176 | 58,948 | Nov 28, 2017 |
| Elsesser Adam | Chairman, CEO and President | Sale | 317 | $104.78 | $33,215 | 1,116,156 | Nov 27, 2017 |
| Pray James Robert | President, International | Sale | 400 | $104.73 | $41,892 | 513,414 | Nov 27, 2017 |
| Pray James Robert | President, International | Sale | 1,300 | $105.50 | $137,150 | 523,894 | Nov 24, 2017 |
| Kosaraju Sridhar | CFO and Head of Strategy | Sale | 100 | $107.20 | $10,720 | 63,391 | Nov 22, 2017 |
| Kosaraju Sridhar | CFO and Head of Strategy | Gift | 1,000 | — | — | 54,147 | Nov 22, 2017 |
| Rothman Lynn | EVP and Chief Business Officer | Gift | 3,000 | — | — | 156,319 | Nov 22, 2017 |
| Elsesser Adam | Chairman, CEO and President | Sale | 2,484 | $104.49 | $259,553 | 1,126,438 | Nov 22, 2017 |
| Bose Arani | Chief Innovator | Sale | 2,620 | $105.44 | $276,253 | 652,118 | Nov 22, 2017 |
| O'Rourke Bridget | — | Sale | 429 | $106.60 | $45,731 | 1,935 | Nov 21, 2017 |
| Pray James Robert | President, International | Sale | 1,875 | $105.03 | $196,931 | 541,203 | Nov 21, 2017 |
| Kosaraju Sridhar | CFO and Head of Strategy | Sale | 1,300 | $106.73 | $138,749 | 70,991 | Nov 21, 2017 |
| Elsesser Adam | Chairman, CEO and President | Sale | 2,500 | $106.56 | $266,400 | 1,146,032 | Nov 21, 2017 |
| Bose Arani | Chief Innovator | Sale | 9,165 | $107.37 | $984,046 | 655,538 | Nov 21, 2017 |
| Bose Arani | Chief Innovator | Sale | 1,345 | $105.60 | $142,032 | 699,470 | Nov 17, 2017 |
| Kosaraju Sridhar | CFO and Head of Strategy | Sale | 2,690 | $106.56 | $286,646 | 72,291 | Nov 16, 2017 |
| Elsesser Adam | Chairman, CEO and President | Sale | 4,986 | $102.74 | $512,262 | 1,182,332 | Nov 16, 2017 |
| Davis Daniel Donen | See Remarks | Tax Withholding | 3,914 | $104.70 | $409,796 | 38,586 | Nov 15, 2017 |
| Bose Arani | Chief Innovator | Sale | 100 | $106.45 | $10,645 | 715,739 | Nov 14, 2017 |
| Elsesser Adam | Chairman, CEO and President | Sale | 10,467 | $104.61 | $1,094,953 | 1,213,494 | Nov 14, 2017 |
| Kosaraju Sridhar | CFO and Head of Strategy | Sale | 405 | $108.28 | $43,853 | 99,547 | Nov 14, 2017 |
| Grewal Harpreet | — | Sale | 500 | $92.90 | $46,450 | 14,587 | Oct 5, 2017 |
| Wilder Thomas | — | Sale | 345 | $90.20 | $31,119 | 2,758 | Oct 2, 2017 |
| Evans Robert D. | EVP, Gen. Counsel & Secretary | Sale | 1,586 | $90.00 | $142,740 | 224,727 | Sep 28, 2017 |
| Evans Robert D. | EVP, Gen. Counsel & Secretary | Sale | 2,859 | $90.00 | $257,310 | 228,437 | Sep 21, 2017 |
| Grewal Harpreet | — | Sale | 4,500 | $82.65 | $371,925 | 15,087 | Aug 21, 2017 |
| Evans Robert D. | EVP, Gen. Counsel & Secretary | Sale | 9,300 | $85.06 | $791,058 | 231,996 | Aug 9, 2017 |
| Davis Daniel Donen | See Remarks | Sale | 14,433 | $79.22 | $1,143,382 | 53,217 | Aug 1, 2017 |