Lazard, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Orszag Peter Richard | CEO of Financial Advisory | Disposition | 7,561 | $34.58 | $261,459 | 65,687 | Mar 1, 2022 |
| JACOBS KENNETH M | Chairman and CEO | Option Exercise | 341,168 | — | — | 1,911,750 | Mar 1, 2022 |
| Hoffman Scott D | CAO and General Counsel | Disposition | 40,606 | $34.58 | $1,404,155 | 142,849 | Mar 1, 2022 |
| BHUTANI ASHISH | CEO of Lazard Asset Management | Disposition | 95,456 | $34.58 | $3,300,868 | 834,911 | Mar 1, 2022 |
| RAGONE DOMINICK | Chief Accounting Officer | Award / Grant | 121 | — | — | 14,908 | Feb 25, 2022 |
| Orszag Peter Richard | CEO of Financial Advisory | Award / Grant | 146 | — | — | 10,993 | Feb 25, 2022 |
| Hoffman Scott D | CAO and General Counsel | Sale | 25,000 | $46.20 | $1,155,000 | 68,096 | Nov 23, 2021 |
| RAGONE DOMINICK | Chief Accounting Officer | Award / Grant | 91 | — | — | 14,787 | Nov 19, 2021 |
| Orszag Peter Richard | CEO of Financial Advisory | Award / Grant | 110 | — | — | 10,847 | Nov 19, 2021 |
| RAGONE DOMINICK | Chief Accounting Officer | Sale | 19,892 | $47.54 | $945,666 | 6,230 | Aug 31, 2021 |
| RAGONE DOMINICK | Chief Accounting Officer | Award / Grant | 90 | — | — | 14,696 | Aug 20, 2021 |
| Orszag Peter Richard | CEO of Financial Advisory | Award / Grant | 108 | — | — | 10,737 | Aug 20, 2021 |
| Stern Alexander F. | President | Sale | 90,000 | $45.50 | $4,095,000 | 127,577 | Aug 20, 2021 |
| RAGONE DOMINICK | Chief Accounting Officer | Award / Grant | 89 | — | — | 14,606 | May 21, 2021 |
| Orszag Peter Richard | CEO of Financial Advisory | Award / Grant | 107 | — | — | 10,629 | May 21, 2021 |
| Jay Sylvia | — | Option Exercise | 62,128 | — | — | 62,128 | Apr 29, 2021 |
| HEYER STEVEN J | — | Option Exercise | 123,528 | — | — | 123,528 | Apr 29, 2021 |
| RAGONE DOMINICK | Chief Accounting Officer | Option Exercise | 84 | — | — | 26,165 | Mar 2, 2021 |
| Soto Alexandra | Exec Human Capital & Workplace | Option Exercise | 729 | — | — | 48,779 | Mar 2, 2021 |
| Orszag Peter Richard | CEO of Financial Advisory | Tax Withholding | 8,506 | $38.69 | $329,097 | 7,475 | Mar 2, 2021 |
| BHUTANI ASHISH | CEO of Lazard Asset Management | Option Exercise | 83,044 | — | — | — | Mar 2, 2021 |
| Stern Alexander F. | President | Sale | 50,000 | $38.69 | $1,934,500 | 215,821 | Mar 1, 2021 |
| Russo Evan L | Chief Financial Officer | Tax Withholding | 20,427 | $38.69 | $790,321 | 30,797 | Mar 1, 2021 |
| JACOBS KENNETH M | Chairman and CEO | Option Exercise | 1,875 | — | — | 1,570,582 | Mar 1, 2021 |
| Hoffman Scott D | CAO and General Counsel | Option Exercise | 41,152 | — | — | 117,450 | Mar 1, 2021 |
| JACOBS KENNETH M | Chairman and CEO | Disposition | 85,682 | $40.67 | $3,484,687 | 1,443,764 | Feb 24, 2021 |
| Hoffman Scott D | CAO and General Counsel | Option Exercise | 55,953 | — | — | 70,684 | Feb 24, 2021 |
| BHUTANI ASHISH | CEO of Lazard Asset Management | Option Exercise | 116,883 | — | — | 145,250 | Feb 24, 2021 |
| Russo Evan L | Chief Financial Officer | Gift | 83,493 | — | — | 83,493 | Dec 28, 2020 |
| RAGONE DOMINICK | Chief Accounting Officer | Award / Grant | 109 | — | — | 17,324 | Nov 20, 2020 |
| JACOBS KENNETH M | Chairman and CEO | Option Exercise | 828 | — | — | 48,287 | Nov 20, 2020 |
| Hoffman Scott D | CAO and General Counsel | Option Exercise | 286 | — | — | 14,731 | Nov 20, 2020 |
| BHUTANI ASHISH | CEO of Lazard Asset Management | Tax Withholding | 318 | $36.45 | $11,591 | 828,755 | Nov 20, 2020 |
| RAGONE DOMINICK | Chief Accounting Officer | Award / Grant | 128 | — | — | 17,215 | Aug 21, 2020 |
| JACOBS KENNETH M | Chairman and CEO | Option Exercise | 988 | — | — | 47,459 | Aug 21, 2020 |
| Hoffman Scott D | CAO and General Counsel | Option Exercise | 341 | — | — | 14,445 | Aug 21, 2020 |
| BHUTANI ASHISH | CEO of Lazard Asset Management | Option Exercise | 379 | — | — | 829,134 | Aug 21, 2020 |
| Stern Alexander F. | President | Sale | 44,380 | $31.54 | $1,399,745 | 205,948 | Aug 18, 2020 |
| Hoffman Scott D | CAO and General Counsel | Sale | 80,000 | $32.63 | $2,610,400 | 76,298 | Aug 11, 2020 |
| Hoffman Scott D | CAO and General Counsel | Option Exercise | 411 | — | — | 14,104 | May 22, 2020 |
| BHUTANI ASHISH | CEO of Lazard Asset Management | Option Exercise | 458 | — | — | 27,756 | May 22, 2020 |
| RAGONE DOMINICK | Chief Accounting Officer | Award / Grant | 151 | — | — | 17,087 | May 22, 2020 |
| JACOBS KENNETH M | Chairman and CEO | Option Exercise | 1,192 | — | — | 46,471 | May 22, 2020 |
| RAGONE DOMINICK | Chief Accounting Officer | Option Exercise | 3,489 | — | — | 23,166 | Mar 2, 2020 |
| Stern Alexander F. | President | Sale | 50,000 | $37.95 | $1,897,500 | 315,221 | Mar 2, 2020 |
| Soto Alexandra | Exec Human Capital & Workplace | Tax Withholding | 13,027 | $35.82 | $466,627 | 14,684 | Mar 2, 2020 |
| Russo Evan L | Chief Financial Officer | Option Exercise | 18,454 | — | — | 105,088 | Mar 2, 2020 |
| Hoffman Scott D | CAO and General Counsel | Option Exercise | 1,096 | — | — | 55,082 | Mar 2, 2020 |
| JACOBS KENNETH M | Chairman and CEO | Option Exercise | 123,957 | — | — | 45,279 | Feb 28, 2020 |
| BHUTANI ASHISH | CEO of Lazard Asset Management | Option Exercise | 79,252 | — | — | 828,755 | Feb 28, 2020 |