PACIFIC BIOSCIENCES OF CALIFORNIA, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Phillips James Michael | SVP, Research & Development | Sale | 16,689 | $4.61 | $76,936 | 179,160 | Aug 7, 2015 |
| Phillips James Michael | SVP, Research & Development | Purchase | 1,877 | $4.91 | $9,216 | 164,186 | Mar 2, 2015 |
| CORCORAN KEVIN P | SVP, Market Development | Purchase | 2,816 | $4.91 | $13,827 | 32,423 | Mar 2, 2015 |
| Dow Brian B | VP and PAO | Purchase | 2,503 | $4.91 | $12,290 | 18,119 | Mar 2, 2015 |
| Ericson William W. | — | Purchase | 39,299 | $5.14 | $201,997 | 5,598,397 | Aug 19, 2014 |
| Ericson William W. | — | Purchase | 135,155 | $5.09 | $687,939 | 5,559,098 | Aug 18, 2014 |
| Ericson William W. | — | Purchase | 77,822 | $5.00 | $389,110 | 5,423,943 | Aug 14, 2014 |
| Ericson William W. | — | Purchase | 29,435 | $4.93 | $145,115 | 5,346,121 | Aug 13, 2014 |
| Ericson William W. | — | Purchase | 123,423 | $4.89 | $603,538 | 5,316,686 | Aug 12, 2014 |
| Ericson William W. | — | Purchase | 143,300 | $4.87 | $697,871 | 5,193,263 | Aug 11, 2014 |
| Ericson William W. | — | Award / Grant | 143,300 | $4.87 | $697,871 | 5,193,263 | Aug 11, 2014 |
| Ericson William W. | — | Purchase | 51,423 | $4.90 | $251,973 | 5,049,963 | Aug 8, 2014 |
| Ericson William W. | — | Award / Grant | 51,423 | $4.90 | $251,973 | 5,049,963 | Aug 8, 2014 |
| Ericson William W. | — | Purchase | 146,265 | $4.77 | $697,684 | 4,998,540 | Aug 7, 2014 |
| Ericson William W. | — | Award / Grant | 146,265 | $4.77 | $697,684 | 4,998,540 | Aug 7, 2014 |
| Ericson William W. | — | Purchase | 24,761 | $4.74 | $117,367 | 4,852,275 | Aug 6, 2014 |
| Ericson William W. | — | Award / Grant | 24,761 | $4.74 | $117,367 | 4,852,275 | Aug 6, 2014 |
| Ericson William W. | — | Purchase | 114,321 | $4.64 | $530,449 | 4,827,514 | Aug 5, 2014 |
| Ericson William W. | — | Award / Grant | 114,321 | $4.64 | $530,449 | 4,827,514 | Aug 5, 2014 |
| Ericson William W. | — | Award / Grant | 45,875 | $5.97 | $273,874 | 4,713,193 | Jun 12, 2014 |
| Ericson William W. | — | Purchase | 45,875 | $5.97 | $273,874 | 4,713,193 | Jun 12, 2014 |
| Ericson William W. | — | Award / Grant | 68,921 | $5.21 | $359,078 | 4,667,318 | Jun 10, 2014 |
| Ericson William W. | — | Purchase | 68,921 | $5.21 | $359,078 | 4,667,318 | Jun 10, 2014 |
| Hunkapiller Michael | Chairman, CEO & President | Purchase | 44,913 | $4.10 | $184,143 | 1,744,913 | Dec 12, 2013 |
| Hunkapiller Michael | Chairman, CEO & President | Purchase | 200,000 | $3.61 | $722,000 | 1,700,000 | Nov 21, 2013 |
| Hunkapiller Michael | Chairman, CEO & President | Purchase | 97,400 | $1.76 | $171,424 | 1,443,300 | Dec 3, 2012 |
| Hunkapiller Michael | Chairman, CEO & President | Purchase | 97,400 | $1.74 | $169,476 | 1,345,900 | Nov 27, 2012 |
| Hunkapiller Michael | Chairman, CEO & President | Purchase | 39,000 | $1.32 | $51,480 | 956,300 | Nov 26, 2012 |
| Hunkapiller Michael | Chairman, CEO & President | Purchase | 65,600 | $1.27 | $83,312 | 917,300 | Nov 19, 2012 |
| Hunkapiller Michael | Chairman, CEO & President | Purchase | 100,000 | $1.21 | $121,000 | 762,300 | Nov 15, 2012 |
| Hunkapiller Michael | Chairman, CEO & President | Purchase | 347,500 | $1.75 | $608,125 | 500,000 | Aug 6, 2012 |
| Martin Hugh C | — | Option Exercise | 52,412 | $0.70 | $36,688 | 433,705 | Feb 7, 2012 |
| SIEGEL SUSAN E | — | Option Exercise | 65,000 | $0.70 | $45,500 | 65,000 | Aug 10, 2011 |
| Hunkapiller Michael | — | Purchase | 70,000 | $5.81 | $406,700 | 70,000 | Aug 10, 2011 |
| Turner Stephen W | VP & Chief Technology Officer | Other | 67,900 | — | — | 1,093,063 | Jul 11, 2011 |
| Turner Stephen W | VP & Chief Technology Officer | Gift | 1,093,063 | — | — | 1,093,063 | Jun 1, 2011 |
| Martin Hugh C | Chairman, CEO & President | Option Exercise | 38,835 | $1.96 | $76,117 | 381,293 | May 27, 2011 |