Five9, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Burkland Daniel P. | See Remarks | Sale | 1,989 | $7.79 | $15,494 | 123,961 | Mar 9, 2016 |
| Passi Gaurav | EVP, Product Management | Award / Grant | 35,625 | — | — | 148,333 | Mar 9, 2016 |
| ZWARENSTEIN BARRY | Chief Financial Officer | Award / Grant | 46,900 | — | — | 496,445 | Mar 9, 2016 |
| ZWARENSTEIN BARRY | Chief Financial Officer | Option Exercise | 8,378 | $0.96 | $8,043 | 449,545 | Jan 11, 2016 |
| ZWARENSTEIN BARRY | Chief Financial Officer | Option Exercise | 27,895 | $4.25 | $118,554 | 441,167 | Jan 4, 2016 |
| ZWARENSTEIN BARRY | Chief Financial Officer | Option Exercise | 23,000 | $0.96 | $22,080 | 377,627 | Dec 16, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 1,635 | $6.66 | $10,889 | 85,310 | Dec 8, 2015 |
| 46th Parallel LLC | — | Other | 678,128 | — | — | — | Dec 2, 2015 |
| WORMS VINCENT | — | Other | 276,103 | — | — | — | Dec 2, 2015 |
| Passi Gaurav | EVP, Product Management | Award / Grant | 80,000 | — | — | 112,708 | Nov 11, 2015 |
| WELCH SCOTT | EVP, Cloud Operations | Award / Grant | 100,000 | — | — | 208,938 | Nov 11, 2015 |
| Burdiek Michael J | — | Award / Grant | 26,809 | — | — | 26,809 | Sep 10, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 2,500 | $3.97 | $9,925 | 85,445 | Sep 1, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 2,400 | $5.23 | $12,552 | 87,945 | Aug 3, 2015 |
| ACOSTA JACK L | — | Option Exercise | 112,500 | $0.52 | $58,500 | 164,673 | Jul 31, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 5,000 | $5.23 | $26,150 | 92,945 | Jul 1, 2015 |
| Manor Moni | EVP, Products | Sale | 3,000 | $6.01 | $18,030 | 81,466 | Jun 18, 2015 |
| Manor Moni | EVP, Products | Sale | 1,385 | $5.21 | $7,216 | 84,466 | Jun 4, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 1,655 | $5.21 | $8,623 | 107,945 | Jun 4, 2015 |
| MILAM DAVID B | Chief Marketing Officer | Sale | 810 | $5.21 | $4,220 | 168,926 | Jun 4, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 5,000 | $5.10 | $25,500 | 109,600 | Jun 1, 2015 |
| HUMMER WINBLAD VENTURE PARTNERS V LP | — | Other | 27,173 | — | — | 52,173 | May 15, 2015 |
| ADAMS STREET PARTNERS LLC | — | Award / Grant | 27,173 | — | — | 52,173 | May 15, 2015 |
| ZOLLARS ROBERT | — | Award / Grant | 27,173 | — | — | 52,173 | May 15, 2015 |
| Alexy Kimberly | — | Award / Grant | 27,173 | — | — | 52,173 | May 15, 2015 |
| ACOSTA JACK L | — | Award / Grant | 27,173 | — | — | 52,173 | May 15, 2015 |
| DEWALT DAVID G | — | Award / Grant | 27,173 | — | — | 52,173 | May 15, 2015 |
| Wilson Timothy M | — | Award / Grant | 27,173 | — | — | 52,173 | May 15, 2015 |
| Welsh David S. | — | Award / Grant | 27,173 | — | — | 52,173 | May 15, 2015 |
| Das Jayendra | — | Award / Grant | 27,173 | — | — | 52,173 | May 15, 2015 |
| KERTZMAN MITCHELL | — | Award / Grant | 27,173 | — | — | 52,173 | May 15, 2015 |
| ZWARENSTEIN BARRY | Chief Financial Officer | Option Exercise | 16,755 | $0.96 | $16,085 | 358,502 | May 11, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 5,000 | $5.44 | $27,200 | 104,600 | May 1, 2015 |
| Crane Michael J. | EVP, Services | Award / Grant | 80,000 | — | — | 80,000 | Apr 9, 2015 |
| ZWARENSTEIN BARRY | Chief Financial Officer | Option Exercise | 16,756 | $0.96 | $16,086 | 341,747 | Apr 9, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 25,000 | $5.39 | $134,750 | 109,600 | Apr 1, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 20,000 | $5.04 | $100,800 | 134,600 | Mar 19, 2015 |
| ACOSTA JACK L | — | Purchase | 200,000 | $4.50 | $900,000 | 200,000 | Mar 12, 2015 |
| Alexy Kimberly | — | Purchase | 10,000 | $4.29 | $42,900 | 10,000 | Mar 11, 2015 |
| ZWARENSTEIN BARRY | Chief Financial Officer | Purchase | 25,000 | $4.38 | $109,500 | 324,991 | Mar 9, 2015 |
| ZOLLARS ROBERT | — | Purchase | 4,600 | $4.32 | $19,872 | 5,600 | Mar 6, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 2,500 | $3.90 | $9,750 | 141,500 | Mar 4, 2015 |
| Manor Moni | EVP, Products | Sale | 1,730 | $4.04 | $6,989 | 84,351 | Mar 4, 2015 |
| MILAM DAVID B | Chief Marketing Officer | Sale | 1,013 | $4.02 | $4,072 | 168,236 | Mar 4, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 2,500 | $4.00 | $10,000 | 141,500 | Feb 4, 2015 |
| Burkland Michael | CEO, President and Chairman | Gift | 13,000 | — | — | 13,000 | Feb 2, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 2,500 | $3.80 | $9,500 | 141,500 | Feb 2, 2015 |
| ZWARENSTEIN BARRY | Chief Financial Officer | Option Exercise | 16,756 | $0.96 | $16,086 | 299,991 | Jan 29, 2015 |
| Burkland Daniel P. | EVP, Sales & Business Dev. | Sale | 5,000 | $4.36 | $21,800 | 141,500 | Jan 2, 2015 |
| Burkland Michael | CEO, President and Chairman | Sale | 13,000 | $4.37 | $56,810 | — | Jan 2, 2015 |