ARES CAPITAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Arougheti Michael J | — | Purchase | 25,000 | $15.96 | $399,000 | 668,817 | Aug 7, 2015 |
| ROLL PENELOPE F | Chief Financial Officer | Purchase | 2,500 | $15.98 | $39,950 | 54,805 | Aug 5, 2015 |
| Goldstein Mitchell S | Co-President | Purchase | 6,235 | $16.00 | $99,760 | 151,131 | Aug 5, 2015 |
| Lem Scott C | CAO, VP & Treasurer | Purchase | 1,250 | $16.00 | $20,000 | 12,526 | Aug 5, 2015 |
| BARTLETT STEVE | — | Purchase | 100 | $16.48 | $1,648 | 4,500 | Jul 20, 2015 |
| BARTLETT STEVE | — | Purchase | 100 | $16.61 | $1,661 | 4,400 | Jun 22, 2015 |
| BARTLETT STEVE | — | Purchase | 100 | $16.65 | $1,665 | 4,300 | May 20, 2015 |
| BARTLETT STEVE | — | Purchase | 100 | $17.10 | $1,710 | 4,200 | Apr 20, 2015 |
| BARTLETT STEVE | — | Purchase | 100 | $16.98 | $1,698 | 4,100 | Mar 20, 2015 |
| Rosen Robert L | — | Purchase | 2,500 | $16.87 | $42,175 | 35,000 | Mar 11, 2015 |
| Rosen Robert L | — | Purchase | 2,500 | $17.61 | $44,025 | 27,500 | Mar 5, 2015 |
| Rosen Robert L | — | Purchase | 2,500 | $17.37 | $43,425 | 17,500 | Mar 4, 2015 |
| BARTLETT STEVE | — | Purchase | 100 | $16.99 | $1,699 | 4,000 | Feb 20, 2015 |
| BARTLETT STEVE | — | Purchase | 100 | $15.97 | $1,597 | 3,900 | Jan 20, 2015 |
| BARTLETT STEVE | — | Purchase | 100 | $15.90 | $1,590 | 3,800 | Dec 22, 2014 |
| ROLL PENELOPE F | Chief Financial Officer | Purchase | 2,000 | $15.04 | $30,080 | 52,305 | Dec 15, 2014 |
| McKeever Steven B. | — | Purchase | 6,100 | $16.14 | $98,454 | 7,907 | Dec 10, 2014 |
| Lem Scott C | CAO, VP & Treasurer | Purchase | 1,250 | $16.00 | $20,000 | 10,463 | Dec 4, 2014 |
| Lem Scott C | CAO, VP & Treasurer | Purchase | 1,225 | $16.33 | $20,004 | 9,213 | Nov 26, 2014 |
| BARTLETT STEVE | — | Purchase | 100 | $16.31 | $1,631 | 3,700 | Nov 20, 2014 |
| Arougheti Michael J | Executive Vice President | Purchase | 60,000 | $16.20 | $972,000 | 643,817 | Nov 5, 2014 |
| ROLL PENELOPE F | Chief Financial Officer | Purchase | 3,000 | $16.14 | $48,420 | 50,305 | Nov 5, 2014 |
| Bloomstein Joshua M | General Counsel, VP & Sec. | Purchase | 2,500 | $16.20 | $40,500 | 11,500 | Nov 5, 2014 |
| Lem Scott C | CAO, VP & Treasurer | Purchase | 625 | $16.21 | $10,131 | 7,988 | Nov 5, 2014 |
| BARTLETT STEVE | — | Purchase | 100 | $15.94 | $1,594 | 3,600 | Oct 20, 2014 |
| BARTLETT STEVE | — | Purchase | 100 | $16.35 | $1,635 | 3,500 | Sep 22, 2014 |
| BARTLETT STEVE | — | Purchase | 100 | $16.93 | $1,693 | 3,400 | Aug 20, 2014 |
| deVeer R. Kipp | Chief Executive Officer | Purchase | 10,000 | $16.51 | $165,100 | 106,012 | Aug 7, 2014 |
| Lem Scott C | CAO, VP & Treasurer | Purchase | 300 | $16.48 | $4,944 | 6,931 | Aug 7, 2014 |
| Bloomstein Joshua M | General Counsel, VP & Sec. | Purchase | 1,500 | $16.41 | $24,615 | 9,000 | Aug 6, 2014 |
| ROLL PENELOPE F | Chief Financial Officer | Purchase | 6,000 | $16.43 | $98,580 | 47,305 | Aug 6, 2014 |
| BARTLETT STEVE | — | Purchase | 100 | $17.02 | $1,702 | 3,300 | Jul 21, 2014 |
| BARTLETT STEVE | — | Purchase | 100 | $17.30 | $1,730 | 3,200 | Jun 20, 2014 |
| BARTLETT STEVE | — | Purchase | 100 | $17.09 | $1,709 | 3,100 | May 20, 2014 |
| Smith Michael Lewis | Executive Vice President | Purchase | 10,000 | $16.75 | $167,500 | 126,012 | May 15, 2014 |
| Bloomstein Joshua M | General Counsel, VP & Sec. | Purchase | 5,000 | $16.61 | $83,050 | 7,500 | May 13, 2014 |
| Arougheti Michael J | Chief Executive Officer | Purchase | 50,000 | $16.60 | $830,000 | 583,817 | May 9, 2014 |
| BARTLETT STEVE | — | Purchase | 100 | $17.24 | $1,724 | 3,000 | Apr 21, 2014 |
| BARTLETT STEVE | — | Purchase | 100 | $17.36 | $1,736 | 2,900 | Mar 20, 2014 |
| RESSLER ANTONY P | — | Other | 1,003,568 | — | — | 1,003,568 | Dec 23, 2013 |
| Arougheti Michael J | Chief Executive Officer | Other | 180,138 | — | — | 533,817 | Dec 23, 2013 |
| Beckman Eric B | Executive Vice President | Other | 1,307 | — | — | 180,865 | Dec 23, 2013 |
| deVeer R. Kipp | President | Other | 36,012 | — | — | 96,012 | Dec 23, 2013 |
| Goldstein Mitchell S | Executive Vice President | Other | 36,012 | — | — | 126,627 | Dec 23, 2013 |
| Smith Michael Lewis | Executive Vice President | Other | 36,012 | — | — | 116,012 | Dec 23, 2013 |
| Rosenthal Bennett | — | Other | 180,138 | — | — | 255,138 | Dec 23, 2013 |
| McKeever Steven B. | — | Purchase | 1,650 | $18.16 | $29,964 | 1,650 | Dec 3, 2013 |
| BARTLETT STEVE | — | Purchase | 100 | $17.40 | $1,740 | 2,800 | Oct 21, 2013 |
| BARTLETT STEVE | — | Purchase | 100 | $17.50 | $1,750 | 2,700 | Sep 20, 2013 |
| BARTLETT STEVE | — | Purchase | 100 | $17.18 | $1,718 | 2,600 | Aug 20, 2013 |