BATTALION OIL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kasparek Leah R. | SVP, HR & Corporate Secretary | Option Exercise | 2,214 | — | — | 5,923 | Feb 20, 2023 |
| Little Richard H | Chief Executive Officer | Tax Withholding | 4,408 | $9.77 | $43,066 | 47,471 | Feb 20, 2023 |
| Evans Grant R | VP, Exploration & Geosciences | Tax Withholding | 1,312 | $9.77 | $12,818 | 9,580 | Feb 20, 2023 |
| Rohling Daniel P | Chief Operating Officer | Tax Withholding | 1,969 | $9.77 | $19,237 | 22,258 | Feb 20, 2023 |
| Mayer Walter R | SVP, General Counsel | Tax Withholding | 656 | $9.77 | $6,409 | 4,951 | Feb 20, 2023 |
| Andrews Richard Kevin | EVP, CFO and Treasurer | Option Exercise | 6,641 | — | — | 14,165 | Aug 21, 2022 |
| Andrews Richard Kevin | EVP, CFO and Treasurer | Purchase | 300 | $14.08 | $4,224 | 7,524 | Jun 10, 2022 |
| Little Richard H | Chief Executive Officer | Purchase | 1,000 | $14.58 | $14,580 | 34,570 | Jun 9, 2022 |
| Rohling Daniel P | Chief Operating Officer | Purchase | 1,500 | $15.10 | $22,650 | 17,586 | Jun 8, 2022 |
| Rohling Daniel P | Chief Operating Officer | Purchase | 2,337 | $15.23 | $35,593 | 16,086 | Jun 2, 2022 |
| Andrews Richard Kevin | EVP, CFO and Treasurer | Purchase | 300 | $15.04 | $4,512 | 7,224 | Jun 1, 2022 |
| Little Richard H | Chief Executive Officer | Purchase | 1,000 | $15.17 | $15,170 | 33,570 | Jun 1, 2022 |
| Evans Grant R | VP, Exploration & Geosciences | Tax Withholding | 1,312 | $17.98 | $23,590 | 6,465 | Feb 20, 2022 |
| Rohling Daniel P | Chief Operating Officer | Tax Withholding | 1,916 | $17.98 | $34,450 | 13,749 | Feb 20, 2022 |
| Little Richard H | Chief Executive Officer | Tax Withholding | 4,536 | $17.98 | $81,557 | 32,570 | Feb 20, 2022 |
| Mayer Walter R | VP, Legal | Tax Withholding | 656 | $17.98 | $11,795 | 3,393 | Feb 20, 2022 |
| Kasparek Leah R. | SVP, HR & Corporate Secretary | Option Exercise | 2,214 | — | — | 4,365 | Feb 20, 2022 |
| ROGERS WILLIAM D | — | Purchase | 2,000 | $10.59 | $21,180 | 2,000 | Dec 8, 2021 |
| Andrews Richard Kevin | EVP, CFO and Treasurer | Purchase | 150 | $10.69 | $1,604 | 6,724 | Dec 8, 2021 |
| Kasparek Leah R. | SVP, HR & Corporate Secretary | Sale | 2 | $10.02 | $20 | 2,151 | Dec 7, 2021 |
| Little Richard H | Chief Executive Officer | Purchase | 3,000 | $7.90 | $23,700 | 19,397 | Sep 14, 2021 |
| Rohling Daniel P | Chief Operating Officer | Purchase | 4,000 | $8.50 | $34,000 | 9,024 | Sep 14, 2021 |
| Hinds Gregory S. | — | Purchase | 6,201 | $7.99 | $49,546 | 11,601 | Sep 10, 2021 |
| Evans Grant R | VP, Exploration & Geosciences | Purchase | 6,201 | $7.99 | $49,546 | 9,551 | Sep 10, 2021 |
| Little Richard H | Chief Executive Officer | Purchase | 3,000 | $7.85 | $23,550 | 16,397 | Sep 10, 2021 |
| Andrews Richard Kevin | EVP, CFO and Treasurer | Purchase | 1,550 | $7.92 | $12,276 | 6,574 | Sep 10, 2021 |
| Andrews Richard Kevin | EVP, CFO and Treasurer | Tax Withholding | 1,617 | $11.75 | $19,000 | 5,024 | Aug 21, 2021 |
| ROGERS WILLIAM D | — | Purchase | 2,000 | $13.44 | $26,880 | 2,000 | Jun 15, 2021 |
| Germann Scott | — | Sale | 2,438 | $12.50 | $30,475 | — | Jun 3, 2021 |
| Germann Scott | — | Sale | 1,801 | $12.54 | $22,585 | 2,438 | Jun 3, 2021 |
| Germann Scott | — | Sale | 553 | $13.11 | $7,250 | 4,239 | Jun 1, 2021 |
| Mayer Walter R | VP, Legal | Tax Withholding | 585 | $11.16 | $6,529 | 1,835 | Feb 20, 2021 |
| Kasparek Leah R. | SVP, HR & Administration | Option Exercise | 2,213 | — | — | 2,690 | Feb 20, 2021 |
| Evans Grant R | VP, Exploration & Geosciences | Tax Withholding | 1,077 | $11.16 | $12,019 | 3,350 | Feb 20, 2021 |
| Rohling Daniel P | Chief Operating Officer | Option Exercise | 6,641 | — | — | 6,641 | Feb 20, 2021 |
| Little Richard H | Chief Executive Officer | Tax Withholding | 4,312 | $11.16 | $48,122 | 13,397 | Feb 20, 2021 |
| Kasparek Leah R. | SVP, HR & Administration | Sale | 43 | $7.93 | $341 | 477 | Dec 30, 2020 |
| Hinds Gregory S. | — | Purchase | 5,400 | $9.27 | $50,058 | 5,400 | Jun 12, 2020 |
| Germann Scott | — | Purchase | 1,600 | $6.60 | $10,560 | 1,600 | Jun 5, 2020 |
| Elkouri David S | EVP, General Counsel | Sale | 250 | $13.00 | $3,250 | 869 | Dec 13, 2019 |
| Elkouri David S | EVP and CLO | Other | 561,898 | — | — | — | Oct 8, 2019 |
| Kasparek Leah R. | SVP, HR & Administration | Other | 224,558 | — | — | — | Oct 8, 2019 |
| Kasparek Leah R. | SVP, HR & Administration | Tax Withholding | 45,181 | $0.08 | $3,614 | 224,558 | Oct 2, 2019 |
| Wright Jon C. | EVP & COO | Tax Withholding | 20,135 | $0.07 | $1,409 | 461,521 | Sep 24, 2019 |
| Elkouri David S | EVP and CLO | Tax Withholding | 20,135 | $0.07 | $1,409 | 541,763 | Sep 24, 2019 |
| Little Richard H | Chief Executive Officer | Other | 2 | — | — | — | Sep 8, 2019 |
| Ares Voting LLC | — | Sale | 1,080,862 | $0.10 | $108,086 | 15,335,346 | Aug 23, 2019 |
| Ares Holdings Inc. | — | Sale | 350,000 | $0.10 | $35,000 | 16,474,008 | Aug 22, 2019 |
| Elkouri David S | EVP and CLO | Sale | 7,302 | $0.12 | $876 | 561,898 | Aug 15, 2019 |
| Ares Partners Holdco LLC | — | Sale | 545,000 | $0.10 | $54,500 | 16,824,008 | Aug 15, 2019 |