Dolphin Entertainment, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Mayer Allan | — | Purchase | 665 | $2.90 | $1,929 | 358,719 | Apr 20, 2018 |
| Mayer Allan | — | Purchase | 1,000 | $2.88 | $2,880 | 357,313 | Apr 18, 2018 |
| Mayer Allan | — | X | 48,806 | $9.22 | $449,991 | 364,447 | Apr 18, 2018 |
| Stanham Nicholas | — | Purchase | 12,000 | $4.12 | $49,440 | 26,334 | Dec 21, 2017 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 88,500 | $4.12 | $364,620 | 565,450 | Dec 21, 2017 |
| Mayer Allan | — | Purchase | 60,000 | $4.12 | $247,200 | 214,867 | Dec 21, 2017 |
| Mayer Allan | — | X | 8,134 | $9.22 | $74,995 | 195,887 | Dec 10, 2017 |
| Mayer Allan | — | X | 21,691 | $4.61 | $99,996 | 309,733 | Aug 12, 2017 |
| Famadas Nelson | — | Purchase | 100 | $5.00 | $500 | 3,985 | Jun 8, 2017 |
| Famadas Nelson | — | Purchase | 200 | $5.00 | $1,000 | 3,885 | Jun 6, 2017 |
| O'Dowd William IV | Chief Executive Officer | Other | 300,000 | $5.00 | $1,500,000 | 1,449,682 | Dec 30, 2016 |
| Famadas Nelson | — | Purchase | 250 | $6.50 | $1,625 | 3,685 | Dec 29, 2016 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 400 | $6.75 | $2,700 | 953,900 | Dec 23, 2016 |
| Stanham Nicholas | — | Purchase | 100 | $6.35 | $635 | 28,667 | Dec 20, 2016 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 250 | $6.45 | $1,613 | 953,400 | Dec 19, 2016 |
| Stanham Nicholas | — | Purchase | 333 | $6.10 | $2,031 | 27,901 | Dec 19, 2016 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 433 | $6.15 | $2,663 | 952,083 | Dec 16, 2016 |
| Stanham Nicholas | — | Purchase | 333 | $6.00 | $1,998 | 27,568 | Dec 13, 2016 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 165 | $5.99 | $988 | 951,650 | Dec 12, 2016 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 633 | $6.00 | $3,798 | 951,485 | Dec 8, 2016 |
| Stanham Nicholas | — | Purchase | 600 | $5.99 | $3,594 | 26,835 | Dec 7, 2016 |
| O'Dowd William IV | Chief Executive Officer | C | 2,185,000 | — | — | 2,799,682 | Nov 15, 2016 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 200 | $6.76 | $1,352 | 950,852 | Sep 22, 2016 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 483 | $6.68 | $3,226 | 950,652 | Sep 20, 2016 |
| Stanham Nicholas | — | Other | 222,560 | — | — | 524,699 | Mar 29, 2016 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 100 | $6.75 | $675 | 950,169 | Mar 4, 2016 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 1,000,000 | $0.21 | $210,000 | 43,843,434 | Mar 17, 2014 |
| O'Dowd William IV | Chief Executive Officer | Award / Grant | 1,000,000 | $150,000.00 | $150,000,000,000 | 42,843,433 | Aug 16, 2013 |
| O'Dowd William IV | Chief Executive Officer | Award / Grant | 17,701,365 | — | — | 41,765,100 | Sep 12, 2012 |
| O'Dowd William IV | Chief Executive Officer | Award / Grant | 5,513 | $0.12 | $662 | 24,063,735 | Aug 27, 2012 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 70,000 | $0.15 | $10,500 | 24,058,222 | Sep 29, 2011 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 25,000 | $0.15 | $3,750 | 23,988,222 | Aug 9, 2011 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 50,000 | $0.20 | $10,000 | 23,918,222 | Jul 27, 2011 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 23,750 | $0.18 | $4,275 | 23,868,222 | Jul 22, 2011 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 50,000 | $0.20 | $10,000 | 23,894,472 | Jul 18, 2011 |
| O'Dowd William IV | Chief Executive Officer | Purchase | 29,000 | $0.08 | $2,320 | 23,813,735 | Jul 1, 2011 |