LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LACEY ANDREW | — | Sale | 1,800 | $13.25 | $23,850 | 11,947 | May 12, 2020 |
| RAMACHANDRAN GANESH | — | Other | 905 | $17.48 | $15,819 | 3,007 | Dec 3, 2019 |
| DONALD JAMES MAITLAND | — | Other | 494 | $17.48 | $8,635 | 14,791 | Dec 3, 2019 |
| LACEY ANDREW | — | Award / Grant | 7,747 | $17.48 | $135,418 | 13,747 | Dec 3, 2019 |
| Trelles Cesar | Assistant Treasurer | Other | 105 | — | — | 105 | Dec 3, 2019 |
| Snively Christopher | CFO and Treasurer | Other | 400 | — | — | 1,122 | Dec 3, 2019 |
| Snively Christopher | Chief Financial Officer | Purchase | 514 | $12.70 | $6,528 | 514 | May 11, 2016 |
| Temple Ronald | — | Sale | 1,962 | $13.01 | $25,526 | — | Aug 24, 2015 |
| LACEY ANDREW | — | Purchase | 5,000 | $15.39 | $76,950 | 11,000 | Jun 24, 2013 |
| LACEY ANDREW | — | Purchase | 5,000 | $15.39 | $76,950 | 5,000 | Jun 24, 2013 |
| BHUTANI ASHISH | — | Purchase | 20,000 | $9.43 | $188,600 | 20,000 | Mar 19, 2009 |
| SIMON BRIAN D | Chief Compliance Officer | Purchase | — | — | — | — | Feb 2, 2009 |
| LACEY ANDREW | — | Purchase | 5,000 | $10.59 | $52,950 | 6,000 | Nov 19, 2008 |
| DONALD JAMES MAITLAND | — | Purchase | 9,000 | $11.61 | $104,490 | 20,065 | Oct 9, 2008 |
| RAMACHANDRAN GANESH | — | Purchase | 1,000 | $14.86 | $14,860 | 1,430 | Sep 17, 2008 |
| DONALD JAMES MAITLAND | — | Purchase | 1,600 | $17.19 | $27,504 | 8,265 | Jul 15, 2008 |
| DONALD JAMES MAITLAND | — | Purchase | 500 | $18.71 | $9,355 | 4,065 | Mar 10, 2008 |
| PAUL NATHAN A | Secretary | Sale | 550 | $21.64 | $11,902 | — | Jun 27, 2007 |
| BHUTANI ASHISH | — | Sale | 5,200 | $22.47 | $116,844 | — | Jun 1, 2007 |
| DECONCINI ROBERT | — | Sale | 1,750 | $22.41 | $39,218 | — | May 18, 2007 |
| KURZWEIL DAVID | Assistant Secretary | Sale | 145 | $22.42 | $3,251 | — | May 15, 2007 |
| CHARLTON MICHAEL | — | Sale | 2,025 | $22.51 | $45,583 | — | May 14, 2007 |
| BHUTANI ASHISH | — | Purchase | 1,055 | $22.27 | $23,495 | 7,445 | Apr 5, 2007 |
| KURZWEIL DAVID | Assistant Secretary | Purchase | 95 | $22.27 | $2,116 | 145 | Apr 5, 2007 |
| BHUTANI ASHISH | — | Purchase | 2,245 | $22.27 | $49,996 | 5,200 | Apr 4, 2007 |
| PAUL NATHAN A | Secretary | Purchase | 200 | $22.17 | $4,434 | 550 | Jan 16, 2007 |
| KURZWEIL DAVID | Assistant Secretary | Purchase | 240 | $20.55 | $4,932 | 240 | Sep 14, 2006 |
| BHUTANI ASHISH | — | Purchase | 2,900 | $20.72 | $60,088 | 8,500 | Aug 30, 2006 |
| PAUL NATHAN A | Officer of LGI | Purchase | 750 | $19.83 | $14,872 | 750 | May 26, 2006 |
| LACEY ANDREW | — | Purchase | 1,000 | $19.43 | $19,430 | 1,000 | Mar 8, 2006 |